The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AIR TRANSPORT SERVICES GRP I | COM | 00922R105 | 2,496 | 106,400 | SH | SOLE | 106,400 | 0 | 0 | ||
| AIR TRANSPORT SERVICES GRP I | NOTE 1.125%10/1 | 00922RAB1 | 1,961 | 2,000,000 | PRN | SOLE | 0 | 0 | 2,000,000 | ||
| ALPHABET INC | CAP STK CL C | 02079K107 | 7,354 | 5,500 | SH | SOLE | 5,500 | 0 | 0 | ||
| ASURE SOFTWARE INC | COM | 04649U102 | 2,261 | 276,401 | SH | SOLE | 276,401 | 0 | 0 | ||
| AVAYA HLDGS CORP | NOTE 2.250% 6/1 | 05351XAB7 | 1,557 | 1,750,000 | PRN | SOLE | 0 | 0 | 1,750,000 | ||
| CALAMP CORP | NOTE 2.000% 8/0 | 128126AD1 | 845 | 1,000,000 | PRN | SOLE | 0 | 0 | 1,000,000 | ||
| CAVCO INDS INC DEL | COM | 149568107 | 1,172 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
| EXELA TECHNOLOGIES INC | COM | 30162V102 | 323 | 793,392 | SH | SOLE | 793,392 | 0 | 0 | ||
| HARROW HEALTH INC | COM | 415858109 | 2,149 | 276,244 | SH | SOLE | 276,244 | 0 | 0 | ||
| INVACARE CORP | COM | 461203101 | 1,542 | 170,900 | SH | SOLE | 170,900 | 0 | 0 | ||
| JELD-WEN HLDG INC | COM | 47580P103 | 3,650 | 155,903 | SH | SOLE | 155,903 | 0 | 0 | ||
| KNOLL INC | COM NEW | 498904200 | 1,895 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
| KOPPERS HOLDINGS INC | COM | 50060P106 | 2,484 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
| LOVESAC COMPANY | COM | 54738L109 | 1,733 | 108,000 | SH | SOLE | 108,000 | 0 | 0 | ||
| OPTIMIZERX CORP | COM NEW | 68401U204 | 1,027 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| RADIANT LOGISTICS INC | COM | 75025X100 | 2,548 | 457,492 | SH | SOLE | 457,492 | 0 | 0 | ||
| RED VIOLET INC | COM | 75704L104 | 5,299 | 286,252 | SH | SOLE | 286,252 | 0 | 0 | ||
| REPUBLIC SVCS INC | COM | 760759100 | 2,465 | 27,500 | SH | SOLE | 27,500 | 0 | 0 | ||
| RINGCENTRAL INC | CL A | 76680R206 | 2,952 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
| SALESFORCE COM INC | COM | 79466L302 | 7,807 | 48,000 | SH | SOLE | 48,000 | 0 | 0 | ||
| SKYLINE CHAMPION CORPORATION | COM | 830830105 | 5,975 | 188,500 | SH | SOLE | 188,500 | 0 | 0 | ||
| SPDR S&P 500 ETF TR | TR UNIT | 78462F104 | 28,967 | 90,000 | SH | Put | SOLE | 90,000 | 0 | 0 | |
| SYSTEMAX INC | COM | 871851101 | 3,095 | 123,000 | SH | SOLE | 123,000 | 0 | 0 | ||
| UPLAND SOFTWARE INC | COM | 91544A109 | 6,160 | 172,500 | SH | SOLE | 172,500 | 0 | 0 | ||
| WYNDHAM HOTELS & RESORTS INC | COM | 98311A105 | 3,612 | 57,500 | SH | SOLE | 57,500 | 0 | 0 | ||
| ZILLOW GROUP INC | NOTE 1.500% 7/0 | 98954MAC5 | 1,921 | 2,000,000 | PRN | SOLE | 0 | 0 | 2,000,000 | ||