The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AIR TRANSPORT SERVICES GRP I | COM | 00922R105 | 2,997 | 130,000 | SH | SOLE | 130,000 | 0 | 0 | ||
| AIR TRANSPORT SERVICES GRP I | NOTE 1.125%10/1 | 00922RAB1 | 1,507 | 1,500,000 | PRN | SOLE | 0 | 0 | 1,500,000 | ||
| ALPHABET INC | CAP STK CL C | 02079K107 | 3,755 | 3,200 | SH | SOLE | 3,200 | 0 | 0 | ||
| ATKORE INTL GROUP INC | COM | 047649108 | 977 | 45,371 | SH | SOLE | 45,371 | 0 | 0 | ||
| BLUELINX HLDGS INC | COM NEW | 09624H208 | 1,732 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
| CAVCO INDS INC DEL | COM | 149568107 | 2,644 | 22,500 | SH | SOLE | 22,500 | 0 | 0 | ||
| DISNEY WALT CO | COM DISNEY | 254687106 | 5,574 | 50,201 | SH | SOLE | 50,201 | 0 | 0 | ||
| DULUTH HLDGS INC | COM CL B | 26443V101 | 2,235 | 93,742 | SH | SOLE | 93,742 | 0 | 0 | ||
| EGAIN CORP | COM NEW | 28225C806 | 5,174 | 495,110 | SH | SOLE | 495,110 | 0 | 0 | ||
| ENTERCOM COMMUNICATIONS CORP | CL A | 293639100 | 2,363 | 450,000 | SH | SOLE | 450,000 | 0 | 0 | ||
| FEDEX CORP | COM | 31428X106 | 5,515 | 30,400 | SH | SOLE | 30,400 | 0 | 0 | ||
| FIRST MAJESTIC SILVER CORP | NOTE 1.875% 3/0 | 32076VAB9 | 490 | 500,000 | PRN | SOLE | 0 | 0 | 500,000 | ||
| HUNTER MARITIME ACQUISITION | *W EXP 11/17/202 | Y37828129 | 23 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
| JELD-WEN HLDG INC | COM | 47580P103 | 2,771 | 156,880 | SH | SOLE | 156,880 | 0 | 0 | ||
| KNOLL INC | COM NEW | 498904200 | 1,673 | 88,457 | SH | SOLE | 88,457 | 0 | 0 | ||
| KOPPERS HOLDINGS INC | COM | 50060P106 | 2,676 | 103,000 | SH | SOLE | 103,000 | 0 | 0 | ||
| LOVESAC COMPANY | COM | 54738L109 | 2,990 | 107,511 | SH | SOLE | 107,511 | 0 | 0 | ||
| MILLER HERMAN INC | COM | 600544100 | 1,886 | 53,600 | SH | SOLE | 53,600 | 0 | 0 | ||
| MONARCH CASINO & RESORT INC | COM | 609027107 | 2,741 | 62,400 | SH | SOLE | 62,400 | 0 | 0 | ||
| NATIONAL ENERGY SERVICES REU | *W EXP 05/05/202 | G6375R115 | 73 | 67,300 | SH | SOLE | 67,300 | 0 | 0 | ||
| OPTIMIZERX CORP | COM NEW | 68401U204 | 2,652 | 208,479 | SH | SOLE | 208,479 | 0 | 0 | ||
| ORGENESIS INC | COM NEW | 68619K204 | 991 | 185,877 | SH | SOLE | 185,877 | 0 | 0 | ||
| RED HAT INC | COM | 756577102 | 5,846 | 32,000 | SH | SOLE | 32,000 | 0 | 0 | ||
| SKYLINE CHAMPION CORPORATION | COM | 830830105 | 4,062 | 213,809 | SH | SOLE | 213,809 | 0 | 0 | ||
| STARS GROUP INC | COM | 85570W100 | 2,929 | 167,268 | SH | SOLE | 167,268 | 0 | 0 | ||
| STEELCASE INC | CL A | 858155203 | 2,209 | 151,795 | SH | SOLE | 151,795 | 0 | 0 | ||
| TABULA RASA HEALTHCARE INC | COM | 873379101 | 4,543 | 80,524 | SH | SOLE | 80,524 | 0 | 0 | ||
| TESLA INC | NOTE 2.375% 3/1 | 88160RAD3 | 2,199 | 2,000,000 | PRN | SOLE | 0 | 0 | 2,000,000 | ||
| TIMKENSTEEL CORP | NOTE 6.000% 6/0 | 887399AA1 | 419 | 350,000 | PRN | SOLE | 0 | 0 | 350,000 | ||
| TWIN RIV WORLDWIDE HLDGS INC | COM | 90171V204 | 4,479 | 149,554 | SH | SOLE | 149,554 | 0 | 0 | ||
| UPLAND SOFTWARE INC | COM | 91544A109 | 6,334 | 149,524 | SH | SOLE | 149,524 | 0 | 0 | ||
| WESCO INTL INC | COM | 95082P105 | 2,783 | 52,500 | SH | SOLE | 52,500 | 0 | 0 | ||
| WYNDHAM HOTELS & RESORTS INC | COM | 98311A105 | 2,523 | 50,480 | SH | SOLE | 50,480 | 0 | 0 | ||
| XPO LOGISTICS INC | COM | 983793100 | 2,956 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
| ZILLOW GROUP INC | NOTE 1.500% 7/0 | 98954MAC5 | 1,836 | 2,000,000 | PRN | SOLE | 0 | 0 | 2,000,000 | ||