The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ASURE SOFTWARE INC | COM | 04649U102 | 2,818 | 230,239 | SH | SOLE | 230,239 | 0 | 0 | ||
| BLUELINX HLDGS INC | COM NEW | 09624H208 | 3,222 | 98,873 | SH | SOLE | 98,873 | 0 | 0 | ||
| BRIDGFORD FOODS CORP | COM | 108763103 | 262 | 17,536 | SH | SOLE | 17,536 | 0 | 0 | ||
| CALLIDUS SOFTWARE INC | COM | 13123E500 | 3,219 | 89,531 | SH | SOLE | 89,531 | 0 | 0 | ||
| CASELLA WASTE SYS INC | CL A | 147448104 | 1,873 | 80,100 | SH | SOLE | 80,100 | 0 | 0 | ||
| CONVERGEONE HLDGS INC | COM CL A | 212481105 | 203 | 22,010 | SH | SOLE | 22,010 | 0 | 0 | ||
| DEXCOM INC | DBCV 0.750% 5/1 | 252131AF4 | 2,069 | 2,000,000 | PRN | SOLE | 0 | 0 | 2,000,000 | ||
| ECHO GLOBAL LOGISTICS INC | NOTE 2.500% 5/0 | 27875TAA9 | 2,013 | 2,000,000 | PRN | SOLE | 0 | 0 | 2,000,000 | ||
| ENTERCOM COMMUNICATIONS CORP | CL A | 293639100 | 16,686 | 1,729,122 | SH | SOLE | 1,729,122 | 0 | 0 | ||
| FINTECH ACQUISITION CORP II | *W EXP 01/19/202 | 31810G117 | 100 | 75,450 | SH | SOLE | 75,450 | 0 | 0 | ||
| FINTECH ACQUISITION CORP II | COM | 31810G109 | 1,243 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
| GAP INC DEL | COM | 364760108 | 4,140 | 132,700 | SH | SOLE | 132,700 | 0 | 0 | ||
| GORES HLDGS II INC | COM CL A | 382867109 | 1,678 | 167,825 | SH | SOLE | 167,825 | 0 | 0 | ||
| GORES HLDGS II INC | *W EXP 01/13/202 | 382867117 | 133 | 74,820 | SH | SOLE | 74,820 | 0 | 0 | ||
| INVACARE CORP | COM | 461203101 | 2,895 | 166,374 | SH | SOLE | 166,374 | 0 | 0 | ||
| LOWES COS INC | COM | 548661107 | 2,501 | 28,500 | SH | SOLE | 28,500 | 0 | 0 | ||
| MONARCH CASINO & RESORT INC | COM | 609027107 | 3,020 | 71,401 | SH | SOLE | 71,401 | 0 | 0 | ||
| NATIONAL ENERGY SERVICES REU | *W EXP 05/05/202 | G6375R115 | 82 | 91,000 | SH | SOLE | 91,000 | 0 | 0 | ||
| NORTHWEST PIPE CO | COM | 667746101 | 1,497 | 86,519 | SH | SOLE | 86,519 | 0 | 0 | ||
| PRETIUM RES INC | NOTE 2.250% 3/1 | 74139CAB8 | 1,325 | 1,550,000 | PRN | SOLE | 0 | 0 | 1,550,000 | ||
| SALESFORCE COM INC | COM | 79466L302 | 2,784 | 23,939 | SH | SOLE | 23,939 | 0 | 0 | ||
| SKECHERS U S A INC | CL A | 830566105 | 2,567 | 66,003 | SH | SOLE | 66,003 | 0 | 0 | ||
| SKYLINE CORP | COM | 830830105 | 5,521 | 250,937 | SH | SOLE | 250,937 | 0 | 0 | ||
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 24,999 | 95,000 | SH | Put | SOLE | 95,000 | 0 | 0 | |
| TABULA RASA HEALTHCARE INC | COM | 873379101 | 4,755 | 122,552 | SH | SOLE | 122,552 | 0 | 0 | ||
| TACTILE SYS TECHNOLOGY INC | COM | 87357P100 | 2,666 | 83,851 | SH | SOLE | 83,851 | 0 | 0 | ||
| TELADOC INC | NOTE 3.000%12/1 | 87918AAB1 | 5,442 | 4,502,000 | PRN | SOLE | 0 | 0 | 4,502,000 | ||
| TESLA INC | NOTE 2.375% 3/1 | 88160RAD3 | 4,714 | 4,533,000 | PRN | SOLE | 0 | 0 | 4,533,000 | ||
| ULTA BEAUTY INC | COM | 90384S303 | 1,714 | 8,392 | SH | SOLE | 8,392 | 0 | 0 | ||
| UPLAND SOFTWARE INC | COM | 91544A109 | 2,364 | 82,108 | SH | SOLE | 82,108 | 0 | 0 | ||
| WAYFAIR INC | CL A | 94419L101 | 3,608 | 53,426 | SH | SOLE | 53,426 | 0 | 0 | ||
| WAYFAIR INC | NOTE 0.375% 9/0 | 94419LAA9 | 2,765 | 2,912,000 | PRN | SOLE | 0 | 0 | 2,912,000 | ||
| WESCO INTL INC | COM | 95082P105 | 5,057 | 81,502 | SH | SOLE | 81,502 | 0 | 0 | ||