The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ASURE SOFTWARE INC | COM | 04649U102 | 5,280 | 373,949 | SH | SOLE | 373,949 | 0 | 0 | ||
| CALLIDUS SOFTWARE INC | COM | 13123E500 | 2,582 | 90,131 | SH | SOLE | 90,131 | 0 | 0 | ||
| CASELLA WASTE SYS INC | CL A | 147448104 | 3,189 | 138,510 | SH | SOLE | 138,510 | 0 | 0 | ||
| ECHO GLOBAL LOGISTICS INC | NOTE 2.500% 5/0 | 27875TAA9 | 2,077 | 2,000,000 | PRN | SOLE | 0 | 0 | 2,000,000 | ||
| ENTERCOM COMMUNICATIONS CORP | CL A | 293639100 | 14,430 | 1,336,111 | SH | SOLE | 1,336,111 | 0 | 0 | ||
| ENTERCOM COMMUNICATIONS CORP | CL A | 293639100 | 10,854 | 1,005,000 | SH | Call | SOLE | 1,005,000 | 0 | 0 | |
| EPAM SYS INC | COM | 29414B104 | 2,567 | 23,897 | SH | SOLE | 23,897 | 0 | 0 | ||
| FINTECH ACQUISITION CORP II | *W EXP 01/19/202 | 31810G117 | 104 | 75,450 | SH | SOLE | 75,450 | 0 | 0 | ||
| FINTECH ACQUISITION CORP II | COM | 31810G109 | 1,253 | 126,300 | SH | SOLE | 126,300 | 0 | 0 | ||
| FORUM MERGER CORP | UNIT 06/01/2024 | 34985B202 | 3,667 | 336,400 | SH | SOLE | 336,400 | 0 | 0 | ||
| GAP INC DEL | COM | 364760108 | 3,993 | 117,235 | SH | SOLE | 117,235 | 0 | 0 | ||
| GGP INC | COM | 36174X101 | 1,684 | 72,000 | SH | SOLE | 72,000 | 0 | 0 | ||
| GORES HLDGS II INC | *W EXP 03/06/202 | 382867117 | 117 | 74,820 | SH | SOLE | 74,820 | 0 | 0 | ||
| GORES HLDGS II INC | COM CL A | 382867109 | 1,764 | 177,425 | SH | SOLE | 177,425 | 0 | 0 | ||
| HARDINGE INC | COM | 412324303 | 2,701 | 155,071 | SH | SOLE | 155,071 | 0 | 0 | ||
| INVACARE CORP | COM | 461203101 | 2,502 | 148,500 | SH | SOLE | 148,500 | 0 | 0 | ||
| LOWES COS INC | COM | 548661107 | 2,835 | 30,500 | SH | SOLE | 30,500 | 0 | 0 | ||
| MONARCH CASINO & RESORT INC | COM | 609027107 | 2,857 | 63,755 | SH | SOLE | 63,755 | 0 | 0 | ||
| NATIONAL ENERGY SERVICES REU | *W EXP 05/05/202 | G6375R115 | 76 | 91,000 | SH | SOLE | 91,000 | 0 | 0 | ||
| OPIANT PHARMACEUTICALS INC | COM | 683750103 | 774 | 33,680 | SH | SOLE | 33,680 | 0 | 0 | ||
| PRETIUM RES INC | DEBT 2.250% 3/1 | C74839AA6 | 1,060 | 1,000,000 | PRN | SOLE | 0 | 0 | 1,000,000 | ||
| RINGCENTRAL INC | CL A | 76680R206 | 2,633 | 54,400 | SH | SOLE | 54,400 | 0 | 0 | ||
| SALESFORCE COM INC | COM | 79466L302 | 2,498 | 24,439 | SH | SOLE | 24,439 | 0 | 0 | ||
| SKYLINE CORP | COM | 830830105 | 4,387 | 341,389 | SH | SOLE | 341,389 | 0 | 0 | ||
| SP PLUS CORP | COM | 78469C103 | 2,125 | 57,290 | SH | SOLE | 57,290 | 0 | 0 | ||
| SPECTRUM BRANDS HLDGS INC | COM | 84763R101 | 4,859 | 43,231 | SH | SOLE | 43,231 | 0 | 0 | ||
| TABULA RASA HEALTHCARE INC | COM | 873379101 | 6,268 | 223,462 | SH | SOLE | 223,462 | 0 | 0 | ||
| TACTILE SYS TECHNOLOGY INC | COM | 87357P100 | 2,599 | 89,690 | SH | SOLE | 89,690 | 0 | 0 | ||
| TELADOC INC | NOTE 3.000%12/1 | 87918AAB1 | 7,955 | 7,000,000 | PRN | SOLE | 0 | 0 | 7,000,000 | ||
| TESLA INC | NOTE 2.375% 3/1 | 88160RAD3 | 5,327 | 4,533,000 | PRN | SOLE | 0 | 0 | 4,533,000 | ||
| WAYFAIR INC | CL A | 94419L101 | 3,831 | 47,726 | SH | SOLE | 47,726 | 0 | 0 | ||
| WAYFAIR INC | NOTE 0.375% 9/0 | 94419LAA9 | 3,059 | 2,912,000 | PRN | SOLE | 0 | 0 | 2,912,000 | ||
| WESCO INTL INC | COM | 95082P105 | 5,050 | 74,100 | SH | SOLE | 74,100 | 0 | 0 | ||