The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AMERICAN OUTDOOR BRANDS CORP | COM | 02874P103 | 2,165 | 141,951 | SH | SOLE | 141,951 | 0 | 0 | ||
| ASURE SOFTWARE INC | COM | 04649U102 | 5,835 | 469,781 | SH | SOLE | 469,781 | 0 | 0 | ||
| CALLIDUS SOFTWARE INC | COM | 13123E500 | 2,526 | 102,475 | SH | SOLE | 102,475 | 0 | 0 | ||
| ECHO GLOBAL LOGISTICS INC | NOTE 2.500% 5/0 | 27875TAA9 | 1,951 | 2,000,000 | PRN | SOLE | 0 | 0 | 2,000,000 | ||
| ENTERCOM COMMUNICATIONS CORP | CL A | 293639100 | 7,756 | 677,361 | SH | SOLE | 677,361 | 0 | 0 | ||
| ENTERCOM COMMUNICATIONS CORP | CL A | 293639100 | 1,718 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
| EPAM SYS INC | COM | 29414B104 | 2,541 | 28,897 | SH | SOLE | 28,897 | 0 | 0 | ||
| FINTECH ACQUISITION CORP II | COM | 31810G109 | 1,302 | 132,900 | SH | SOLE | 132,900 | 0 | 0 | ||
| FINTECH ACQUISITION CORP II | *W EXP 01/19/202 | 31810G117 | 98 | 75,450 | SH | SOLE | 75,450 | 0 | 0 | ||
| FORUM MERGER CORP | UNIT 06/01/2024 | 34985B202 | 3,543 | 345,700 | SH | SOLE | 345,700 | 0 | 0 | ||
| GAP INC DEL | COM | 364760108 | 8,275 | 280,235 | SH | SOLE | 280,235 | 0 | 0 | ||
| GORES HLDGS II INC | COM CL A | 382867109 | 1,841 | 184,625 | SH | SOLE | 184,625 | 0 | 0 | ||
| GORES HLDGS II INC | *W EXP 03/06/202 | 382867117 | 114 | 74,820 | SH | SOLE | 74,820 | 0 | 0 | ||
| INVACARE CORP | COM | 461203101 | 2,213 | 140,524 | SH | SOLE | 140,524 | 0 | 0 | ||
| LOWES COS INC | COM | 548661107 | 2,726 | 34,100 | SH | SOLE | 34,100 | 0 | 0 | ||
| MONARCH CASINO & RESORT INC | COM | 609027107 | 1,747 | 44,204 | SH | SOLE | 44,204 | 0 | 0 | ||
| NATIONAL ENERGY SERVICES REU | *W EXP 05/05/202 | G6375R115 | 45 | 91,000 | SH | SOLE | 91,000 | 0 | 0 | ||
| ORBCOMM INC | COM | 68555P100 | 2,224 | 212,441 | SH | SOLE | 212,441 | 0 | 0 | ||
| OWENS CORNING NEW | COM | 690742101 | 3,569 | 46,142 | SH | SOLE | 46,142 | 0 | 0 | ||
| PATRICK INDS INC | COM | 703343103 | 2,259 | 26,859 | SH | SOLE | 26,859 | 0 | 0 | ||
| PRETIUM RES INC | DEBT 2.250% 3/1 | C74839AA6 | 935 | 1,000,000 | PRN | SOLE | 0 | 0 | 1,000,000 | ||
| REALOGY HLDGS CORP | COM | 75605Y106 | 3,007 | 91,261 | SH | SOLE | 91,261 | 0 | 0 | ||
| RINGCENTRAL INC | CL A | 76680R206 | 5,073 | 121,508 | SH | SOLE | 121,508 | 0 | 0 | ||
| SALESFORCE COM INC | COM | 79466L302 | 3,339 | 35,739 | SH | SOLE | 35,739 | 0 | 0 | ||
| SKYLINE CORP | COM | 830830105 | 4,257 | 352,132 | SH | SOLE | 352,132 | 0 | 0 | ||
| SP PLUS CORP | COM | 78469C103 | 2,719 | 68,834 | SH | SOLE | 68,834 | 0 | 0 | ||
| TABULA RASA HEALTHCARE INC | COM | 873379101 | 5,319 | 198,920 | SH | SOLE | 198,920 | 0 | 0 | ||
| TACTILE SYS TECHNOLOGY INC | COM | 87357P100 | 1,989 | 64,258 | SH | SOLE | 64,258 | 0 | 0 | ||
| TESLA INC | NOTE 2.375% 3/1 | 88160RAD3 | 5,611 | 4,533,000 | PRN | SOLE | 0 | 0 | 4,533,000 | ||
| TWILIO INC | CL A | 90138F102 | 746 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
| UPLAND SOFTWARE INC | COM | 91544A109 | 2,653 | 125,388 | SH | SOLE | 125,388 | 0 | 0 | ||
| WAYFAIR INC | CL A | 94419L101 | 4,105 | 60,900 | SH | SOLE | 60,900 | 0 | 0 | ||
| WAYFAIR INC | NOTE 0.375% 9/0 | 94419LAA9 | 2,599 | 2,700,000 | PRN | SOLE | 0 | 0 | 2,700,000 | ||