The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ARCTIC CAT INC | COM | 039670104 | 2,964 | 197,307 | SH | SOLE | 197,307 | 0 | 0 | |||
| BLUCORA INC | NOTE 4.250% 4/0 | 095229AB6 | 2,021 | 2,000,000 | PRN | SOLE | 0 | 0 | 2,000,000 | |||
| CALLIDUS SOFTWARE INC | COM | 13123E500 | 7,317 | 435,545 | SH | SOLE | 435,545 | 0 | 0 | |||
| CHEROKEE INC DEL NEW | COM | 16444H102 | 5,889 | 560,880 | SH | SOLE | 560,880 | 0 | 0 | |||
| ECHO GLOBAL LOGISTICS INC | NOTE 2.500% 5/0 | 27875TAA9 | 1,996 | 2,000,000 | PRN | SOLE | 0 | 0 | 2,000,000 | |||
| ENERGY RECOVERY INC | COM | 29270J100 | 2,491 | 240,675 | SH | SOLE | 240,675 | 0 | 0 | |||
| ENTERCOM COMMUNICATIONS CORP | CL A | 293639100 | 25,197 | 1,646,894 | SH | SOLE | 1,646,894 | 0 | 0 | |||
| HRG GROUP INC | COM | 40434J100 | 8,063 | 518,163 | SH | SOLE | 518,163 | 0 | 0 | |||
| ICONIX BRAND GROUP INC | NOTE 1.500% 3/1 | 451055AF4 | 1,876 | 2,000,000 | PRN | SOLE | 0 | 0 | 2,000,000 | |||
| ISHARES TR | IBOXX HI YD ETF | 464288513 | 17,310 | 200,000 | SH | Put | SOLE | 200,000 | 0 | 0 | ||
| KNOLL INC | COM NEW | 498904200 | 5,352 | 191,629 | SH | SOLE | 191,629 | 0 | 0 | |||
| KVH INDS INC | COM | 482738101 | 3,716 | 314,876 | SH | SOLE | 314,876 | 0 | 0 | |||
| MAGNA INTL INC | COM | 559222401 | 2,691 | 62,000 | SH | SOLE | 62,000 | 0 | 0 | |||
| ORBCOMM INC | COM | 68555P100 | 3,303 | 399,403 | SH | SOLE | 399,403 | 0 | 0 | |||
| PACE HLDGS CORP | UNIT 99/99/9999 | G6865N129 | 1,040 | 102,800 | SH | SOLE | 102,800 | 0 | 0 | |||
| PACE HLDGS CORP | *W EXP 99/99/999 | G6865N111 | 62 | 102,800 | SH | SOLE | 102,800 | 0 | 0 | |||
| SKYLINE CORP | COM | 830830105 | 8,789 | 569,633 | SH | SOLE | 569,633 | 0 | 0 | |||
| SUPERIOR UNIFORM GP INC | COM | 868358102 | 3,359 | 171,215 | SH | SOLE | 171,215 | 0 | 0 | |||
| TESLA MTRS INC | NOTE 0.250% 3/0 | 88160RAB7 | 1,855 | 2,000,000 | PRN | SOLE | 0 | 0 | 2,000,000 | |||
| VISTA OUTDOOR INC | COM | 928377100 | 2,657 | 72,003 | SH | SOLE | 72,003 | 0 | 0 | |||
| ZAYO GROUP HLDGS INC | COM | 98919V105 | 2,648 | 80,572 | SH | SOLE | 80,572 | 0 | 0 | |||