Chief Compliance Officer

0001630360-16-000010.txt : 20160505 0001630360-16-000010.hdr.sgml : 20160505 20160505144043 ACCESSION NUMBER: 0001630360-16-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160505 DATE AS OF CHANGE: 20160505 EFFECTIVENESS DATE: 20160505 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ironwood Financial, llc CENTRAL INDEX KEY: 0001630360 IRS NUMBER: 364659322 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16526 FILM NUMBER: 161623127 BUSINESS ADDRESS: STREET 1: 1926 E FT. LOWELL ROAD STREET 2: STE 100 CITY: TUCSON STATE: AZ ZIP: 85719 BUSINESS PHONE: 5203184600 MAIL ADDRESS: STREET 1: 1926 E FT. LOWELL ROAD STREET 2: STE 100 CITY: TUCSON STATE: AZ ZIP: 85719 FORMER COMPANY: FORMER CONFORMED NAME: Ironwood Wealth Management, llc DATE OF NAME CHANGE: 20150109 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001630360 XXXXXXXX 03-31-2016 03-31-2016 Ironwood Financial, llc

1926 E FT. LOWELL ROAD STE 100 TUCSON AZ 85719

13F HOLDINGS REPORT 028-16526 N Robin Dolezal Chief Compliance Officer (520) 318-4600 Robin Dolezal Phoenix AZ 05-04-2016 0 301 129213 false INFORMATION TABLE 2 ironwoodfncl13f1q2016.xml AT&T INC COM 00206R102 15 378 SH SOLE 0 0 378 ABBOTT LABS COM 002824100 10 230 SH SOLE 0 0 230 ABBVIE INC COM 00287Y109 12 214 SH SOLE 0 0 214 ACCELERATE DIAGNOSTICS INC COM 00430H102 34 2399 SH SOLE 0 0 2399 AIR METHODS CORP COM PAR $.06 009128307 4 123 SH SOLE 0 0 123 ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 36 4542 SH SOLE 0 0 4542 ALPHABET INC CAP STK CL C 02079K107 15 20 SH SOLE 0 0 20 ALPHABET INC CAP STK CL A 02079K305 21 27 SH SOLE 0 0 27 ALTRIA GROUP INC COM 02209S103 1 15 SH SOLE 0 0 15 AMAZON COM INC COM 023135106 3 5 SH SOLE 0 0 5 AMERICAN INTL GROUP INC COM NEW 026874784 0 5 SH SOLE 0 0 5 AMERIGAS PARTNERS L P UNIT L P INT 030975106 58 1331 SH SOLE 0 0 1331 ANNALY CAP MGMT INC COM 035710409 3 300 SH SOLE 0 0 300 APPLE INC COM 037833100 282 2589 SH SOLE 0 0 2589 ARCHER DANIELS MIDLAND CO COM 039483102 12 330 SH SOLE 0 0 330 ARROW ETF TR ARROW DJ GLB YLD 04273H104 3 195 SH SOLE 0 0 195 BP PLC SPONSORED ADR 055622104 4 130 SH SOLE 0 0 130 BANK AMER CORP COM 060505104 11 800 SH SOLE 0 0 800 BAXALTA INC COM 07177M103 3 71 SH SOLE 0 0 71 BAXTER INTL INC COM 071813109 3 71 SH SOLE 0 0 71 BECTON DICKINSON & CO COM 075887109 15 100 SH SOLE 0 0 100 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 136 956 SH SOLE 0 0 956 BLACKROCK MUN INCOME TR SH BEN INT 09248F109 46 3000 SH SOLE 0 0 3000 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 1 50 SH SOLE 0 0 50 BLUEBIRD BIO INC COM 09609G100 3 75 SH SOLE 0 0 75 BROOKFIELD HIGH INCOME FD IN COM 11272P102 6 856 SH SOLE 0 0 856 CIGNA CORPORATION COM 125509109 56 406 SH SOLE 0 0 406 CA INC COM 12673P105 2 50 SH SOLE 0 0 50 CARDINAL HEALTH INC COM 14149Y108 6 73 SH SOLE 0 0 73 CARNIVAL CORP PAIRED CTF 143658300 5 100 SH SOLE 0 0 100 CELGENE CORP COM 151020104 8 84 SH SOLE 0 0 84 CENTERPOINT ENERGY INC COM 15189T107 3 133 SH SOLE 0 0 133 CERNER CORP COM 156782104 4 69 SH SOLE 0 0 69 CHEVRON CORP NEW COM 166764100 35 368 SH SOLE 0 0 368 CHIMERA INVT CORP COM NEW 16934Q208 5 360 SH SOLE 0 0 360 CHUNGHWA TELECOM CO LTD SPON ADR NEW11 17133Q502 0 13 SH SOLE 0 0 13 CITIGROUP INC COM NEW 172967424 17 400 SH SOLE 0 0 400 CLAYMORE EXCHANGE TRD FD TR GUG BUL 2020 HY 18383M365 53 2340 SH SOLE 0 0 2340 CLAYMORE EXCHANGE TRD FD TR GUG BUL 2019 HY 18383M373 4918 212638 SH SOLE 0 0 212638 CLAYMORE EXCHANGE TRD FD TR GUG BLT2018 HY 18383M381 6897 285825 SH SOLE 0 0 285825 CLAYMORE EXCHANGE TRD FD TR GUG BLT2017 HY 18383M399 8075 316801 SH SOLE 0 0 316801 CLAYMORE EXCHANGE TRD FD TR GUG BLT2016 HY 18383M415 2680 103802 SH SOLE 0 0 103802 CLAYMORE EXCHANGE TRD FD TR GUG MULTI ASSET 18383M506 7 380 SH SOLE 0 0 380 CLAYMORE EXCHANGE TRD FD TR GUG BULL2020 E 18383M514 359 16785 SH SOLE 0 0 16785 CLAYMORE EXCHANGE TRD FD TR GUG BULL2019 E 18383M522 7510 353929 SH SOLE 0 0 353929 CLAYMORE EXCHANGE TRD FD TR GUG BULL2018 E 18383M530 8517 403265 SH SOLE 0 0 403265 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2017 18383M548 10665 471065 SH SOLE 0 0 471065 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2016 18383M555 1419 64340 SH SOLE 0 0 64340 COCA COLA CO COM 191216100 9 200 SH SOLE 0 0 200 COLUMBIA PPTY TR INC COM NEW 198287203 33 1509 SH SOLE 0 0 1509 COMMUNITY HEALTH SYS INC NEW COM 203668108 0 27 SH SOLE 0 0 27 CONOCOPHILLIPS COM 20825C104 2 61 SH SOLE 0 0 61 COSTCO WHSL CORP NEW COM 22160K105 16 100 SH SOLE 0 0 100 DIREXION SHS ETF TR DLY FIN BULL NEW 25459Y694 1 36 SH SOLE 0 0 36 DISNEY WALT CO COM DISNEY 254687106 7 70 SH SOLE 0 0 70 DOUBLELINE OPPORTUNISTIC CR COM 258623107 13 500 SH SOLE 0 0 500 DOW CHEM CO COM 260543103 88 1739 SH SOLE 0 0 1739 EVERSOURCE ENERGY COM 30040W108 6 100 SH SOLE 0 0 100 EXXON MOBIL CORP COM 30231G102 29 342 SH SOLE 0 0 342 FACEBOOK INC CL A 30303M102 15 133 SH SOLE 0 0 133 FIDELITY CORP BOND ETF 316188101 6 130 SH SOLE 0 0 130 FIDELITY LTD TRM BD ETF 316188200 7 134 SH SOLE 0 0 134 FIDELITY TOTAL BD ETF 316188309 155 3168 SH SOLE 0 0 3168 FITBIT INC CL A 33812L102 0 30 SH SOLE 0 0 30 FLY LEASING LTD SPONSORED ADR 34407D109 1 40 SH SOLE 0 0 40 FRANCO NEVADA CORP COM 351858105 5 79 SH SOLE 0 0 79 FREEPORT-MCMORAN INC CL B 35671D857 9 829 SH SOLE 0 0 829 FRONTIER COMMUNICATIONS CORP COM 35906A108 0 47 SH SOLE 0 0 47 G & K SVCS INC CL A 361268105 4 50 SH SOLE 0 0 50 GAP INC DEL COM 364760108 0 2 SH SOLE 0 0 2 GENERAL ELECTRIC CO COM 369604103 51 1607 SH SOLE 0 0 1607 GENERAL MTRS CO COM 37045V100 3 98 SH SOLE 0 0 98 GENERAL STEEL HOLDINGS INC COM NEW 370853202 0 92 SH SOLE 0 0 92 GENMARK DIAGNOSTICS INC COM 372309104 20 3830 SH SOLE 0 0 3830 GLOBALSCAPE INC COM 37940G109 0 35 SH SOLE 0 0 35 GLOBAL X FDS SOCIAL MED ETF 37950E416 6 350 SH SOLE 0 0 350 GLOBAL X FDS GLOBAL X COPPER 37954Y830 5 385 SH SOLE 0 0 385 GLOBAL X FDS GLOBAL X LITHIUM 37954Y855 0 13 SH SOLE 0 0 13 GOLDCORP INC NEW COM 380956409 2 144 SH SOLE 0 0 144 GOPRO INC CL A 38268T103 2 200 SH SOLE 0 0 200 GORMAN RUPP CO COM 383082104 5 177 SH SOLE 0 0 177 HCP INC COM 40414L109 17 525 SH SOLE 0 0 525 HTG MOLECULAR DIAGNOSTICS IN COM 40434H104 2 870 SH SOLE 0 0 870 HALOZYME THERAPEUTICS INC COM 40637H109 30 3150 SH SOLE 0 0 3150 HELMERICH & PAYNE INC COM 423452101 2 39 SH SOLE 0 0 39 HOME DEPOT INC COM 437076102 15 110 SH SOLE 0 0 110 HONEYWELL INTL INC COM 438516106 122 1092 SH SOLE 0 0 1092 HUDBAY MINERALS INC COM 443628102 6 1535 SH SOLE 0 0 1535 INTEL CORP COM 458140100 16 500 SH SOLE 0 0 500 INTL PAPER CO COM 460146103 205 5000 SH SOLE 0 0 5000 INTREXON CORP COM 46122T102 8 249 SH SOLE 0 0 249 ISHARES MSCI CDA ETF 464286509 4 160 SH SOLE 0 0 160 ISHARES MSCI BRIC INDX 464286657 2 67 SH SOLE 0 0 67 ISHARES MSCI JAPAN ETF 464286848 6 500 SH SOLE 0 0 500 ISHARES TR S&P 100 ETF 464287101 58 633 SH SOLE 0 0 633 ISHARES TR MRNGSTR LG-CP GR 464287119 34 285 SH SOLE 0 0 285 ISHARES TR MRNGSTR LG-CP ET 464287127 202 1695 SH SOLE 0 0 1695 ISHARES TR CORE S&P TTL STK 464287150 1379 14766 SH SOLE 0 0 14766 ISHARES TR SELECT DIVID ETF 464287168 640 7841 SH SOLE 0 0 7841 ISHARES TR CHINA LG-CAP ETF 464287184 3 75 SH SOLE 0 0 75 ISHARES TR TRANS AVG ETF 464287192 13 94 SH SOLE 0 0 94 ISHARES TR CORE S&P500 ETF 464287200 17834 86301 SH SOLE 0 0 86301 ISHARES TR MSCI EMG MKT ETF 464287234 2 54 SH SOLE 0 0 54 ISHARES TR S&P 500 GRWT ETF 464287309 2022 17450 SH SOLE 0 0 17450 ISHARES TR GLOB HLTHCRE ETF 464287325 79 823 SH SOLE 0 0 823 ISHARES TR LATN AMER 40 ETF 464287390 3 120 SH SOLE 0 0 120 ISHARES TR S&P 500 VAL ETF 464287408 2465 27410 SH SOLE 0 0 27410 ISHARES TR 1-3 YR TR BD ETF 464287457 1746 20529 SH SOLE 0 0 20529 ISHARES TR MSCI EAFE ETF 464287465 9000 157444 SH SOLE 0 0 157444 ISHARES TR RUS MD CP GR ETF 464287481 9 94 SH SOLE 0 0 94 ISHARES TR RUS MID-CAP ETF 464287499 70 531 SH SOLE 0 0 531 ISHARES TR CORE S&P MCP ETF 464287507 7370 51110 SH SOLE 0 0 51110 ISHARES TR COHEN&STEER REIT 464287564 24 235 SH SOLE 0 0 235 ISHARES TR GLOBAL 100 ETF 464287572 24 333 SH SOLE 0 0 333 ISHARES TR U.S. CNSM SV ETF 464287580 7 48 SH SOLE 0 0 48 ISHARES TR RUS 1000 ETF 464287622 31 270 SH SOLE 0 0 270 ISHARES TR RUS 2000 GRW ETF 464287648 2 15 SH SOLE 0 0 15 ISHARES TR CORE US VAL ETF 464287663 33 259 SH SOLE 0 0 259 ISHARES TR RUSSELL 3000 ETF 464287689 79 653 SH SOLE 0 0 653 ISHARES TR U.S. UTILITS ETF 464287697 111 897 SH SOLE 0 0 897 ISHARES TR S&P MC 400VL ETF 464287705 25 202 SH SOLE 0 0 202 ISHARES TR U.S. TECH ETF 464287721 72 667 SH SOLE 0 0 667 ISHARES TR U.S. INDS ETF 464287754 7 65 SH SOLE 0 0 65 ISHARES TR U.S. FINLS ETF 464287788 70 830 SH SOLE 0 0 830 ISHARES TR U.S. ENERGY ETF 464287796 14 404 SH SOLE 0 0 404 ISHARES TR CORE S&P SCP ETF 464287804 4292 38127 SH SOLE 0 0 38127 ISHARES TR U.S. CNSM GD ETF 464287812 11 100 SH SOLE 0 0 100 ISHARES TR DOW JONES US ETF 464287846 77 755 SH SOLE 0 0 755 ISHARES TR EUROPE ETF 464287861 1477 37753 SH SOLE 0 0 37753 ISHARES TR SP SMCP600VL ETF 464287879 37 325 SH SOLE 0 0 325 ISHARES TR SP SMCP600GR ETF 464287887 111 893 SH SOLE 0 0 893 ISHARES TR MRNGSTR LG-CP VL 464288109 62 733 SH SOLE 0 0 733 ISHARES TR INTL TREA BD ETF 464288117 19 195 SH SOLE 0 0 195 ISHARES TR MRGSTR MD CP ETF 464288208 299 2056 SH SOLE 0 0 2056 ISHARES TR MRGSTR MD CP GRW 464288307 50 330 SH SOLE 0 0 330 ISHARES TR GLB INFRASTR ETF 464288372 10 250 SH SOLE 0 0 250 ISHARES TR MRGSTR MD CP VAL 464288406 68 556 SH SOLE 0 0 556 ISHARES TR NATIONAL MUN ETF 464288414 39 349 SH SOLE 0 0 349 ISHARES TR INTL SEL DIV ETF 464288448 1 41 SH SOLE 0 0 41 ISHARES TR MRGSTR SM CP ETF 464288505 174 1307 SH SOLE 0 0 1307 ISHARES TR U.S. PFD STK ETF 464288687 1665 42668 SH SOLE 0 0 42668 ISHARES TR MRNING SM CP ETF 464288703 9 77 SH SOLE 0 0 77 ISHARES TR US OIL&GS EX ETF 464288851 2 35 SH SOLE 0 0 35 ISHARES TR EAFE VALUE ETF 464288877 35 781 SH SOLE 0 0 781 ISHARES TR EAFE GRWTH ETF 464288885 45 684 SH SOLE 0 0 684 ISHARES IBONDS SEP16 ETF 464289313 79 3000 SH SOLE 0 0 3000 ISHARES AGGRES ALLOC ETF 464289859 2 46 SH SOLE 0 0 46 ISHARES GRWT ALLOCAT ETF 464289867 160 4052 SH SOLE 0 0 4052 ISHARES MODERT ALLOC ETF 464289875 30 861 SH SOLE 0 0 861 ISHARES CONSER ALLOC ETF 464289883 48 1484 SH SOLE 0 0 1484 ISHARES SILVER TRUST ISHARES 46428Q109 33 2265 SH SOLE 0 0 2265 ISHARES TR IBONDS SEP18 ETF 46429B580 300 11700 SH SOLE 0 0 11700 ISHARES TR FLTG RATE BD ETF 46429B655 177 3508 SH SOLE 0 0 3508 ISHARES TR CORE HIGH DV ETF 46429B663 20 250 SH SOLE 0 0 250 ISHARES TR 0-5 YR TIPS ETF 46429B747 936 9293 SH SOLE 0 0 9293 ISHARES TR CORE MSCITOTAL 46432F834 11 225 SH SOLE 0 0 225 ISHARES TR IBONDS MAR18 ETF 46432FAW7 47 457 SH SOLE 0 0 457 JPMORGAN CHASE & CO COM 46625H100 20 344 SH SOLE 0 0 344 JOHNSON & JOHNSON COM 478160104 28 263 SH SOLE 0 0 263 KRAFT HEINZ CO COM 500754106 14 175 SH SOLE 0 0 175 LINN ENERGY LLC UNIT LTD LIAB 536020100 0 290 SH SOLE 0 0 290 LOWES COS INC COM 548661107 15 200 SH SOLE 0 0 200 MGM RESORTS INTERNATIONAL COM 552953101 0 14 SH SOLE 0 0 14 MASTERCARD INC CL A 57636Q104 6 61 SH SOLE 0 0 61 MCDONALDS CORP COM 580135101 25 200 SH SOLE 0 0 200 MEDIVATION INC COM 58501N101 2 50 SH SOLE 0 0 50 MERCK & CO INC NEW COM 58933Y105 18 346 SH SOLE 0 0 346 METLIFE INC COM 59156R108 5 110 SH SOLE 0 0 110 MICROSOFT CORP COM 594918104 38 681 SH SOLE 0 0 681 MONOTYPE IMAGING HOLDINGS IN COM 61022P100 14 595 SH SOLE 0 0 595 NEWS CORP NEW CL A 65249B109 0 9 SH SOLE 0 0 9 NUVEEN ARIZ PREM INCOME MUN COM 67061W104 16 1000 SH SOLE 0 0 1000 ODYSSEY MARINE EXPLORATION I COM NEW 676118201 0 7 SH SOLE 0 0 7 OMEGA HEALTHCARE INVS INC COM 681936100 14 393 SH SOLE 0 0 393 ORACLE CORP COM 68389X105 147 3592 SH SOLE 0 0 3592 PDL BIOPHARMA INC COM 69329Y104 4 1150 SH SOLE 0 0 1150 PJT PARTNERS INC COM CL A 69343T107 0 1 SH SOLE 0 0 1 PPL CORP COM 69351T106 22 576 SH SOLE 0 0 576 PRGX GLOBAL INC COM NEW 69357C503 2 400 SH SOLE 0 0 400 PACWEST BANCORP DEL COM 695263103 0 7 SH SOLE 0 0 7 PENGROWTH ENERGY CORP COM 70706P104 0 377 SH SOLE 0 0 377 PENN WEST PETE LTD NEW COM 707887105 0 120 SH SOLE 0 0 120 PEPSICO INC COM 713448108 2 15 SH SOLE 0 0 15 PFIZER INC COM 717081103 22 752 SH SOLE 0 0 752 PHILLIPS 66 COM 718546104 5 55 SH SOLE 0 0 55 PIMCO INCOME STRATEGY FUND COM 72201H108 5 500 SH SOLE 0 0 500 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1395 12776 SH SOLE 0 0 12776 POWERSHARES INDIA ETF TR INDIA PORT 73935L100 9 458 SH SOLE 0 0 458 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 415 18268 SH SOLE 0 0 18268 POWERSHARES ETF TR II PFD PORTFOLIO 73936T565 188 12590 SH SOLE 0 0 12590 POWERSHARES ETF TR II INTL DEV LOWVL 73937B688 111 3722 SH SOLE 0 0 3722 POWERSHARES ETF TR II S&P SMCP ENE P 73937B704 6 395 SH SOLE 0 0 395 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 19 475 SH SOLE 0 0 475 POWERSHARES ETF TR II S&P SMCP IT PO 73937B860 23 425 SH SOLE 0 0 425 PRICELINE GRP INC COM NEW 741503403 4 3 SH SOLE 0 0 3 PROCTER & GAMBLE CO COM 742718109 29 349 SH SOLE 0 0 349 PROSHARES TR PSHS ULTSH 20YRS 74347B201 2 65 SH SOLE 0 0 65 PROSHARES TR PSHS ULTRA O&G 74347R719 78 2510 SH SOLE 0 0 2510 PROVIDENCE SVC CORP COM 743815102 26 500 SH SOLE 0 0 500 PURE STORAGE INC CL A 74624M102 4 282 SH SOLE 0 0 282 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 7 1500 SH SOLE 0 0 1500 QUALCOMM INC COM 747525103 20 400 SH SOLE 0 0 400 RMR GROUP INC CL A 74967R106 0 1 SH SOLE 0 0 1 RPM INTL INC COM 749685103 5 115 SH SOLE 0 0 115 RANGE RES CORP COM 75281A109 3 99 SH SOLE 0 0 99 RAPTOR PHARMACEUTICAL CORP COM 75382F106 0 55 SH SOLE 0 0 55 RAYTHEON CO COM NEW 755111507 398 3242 SH SOLE 0 0 3242 REYNOLDS AMERICAN INC COM 761713106 80 1600 SH SOLE 0 0 1600 ROPER TECHNOLOGIES INC COM 776696106 17 95 SH SOLE 0 0 95 ROYAL GOLD INC COM 780287108 3 63 SH SOLE 0 0 63 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 255 3248 SH SOLE 0 0 3248 RYDEX ETF TRUST GUGGENHM S&P 500 78355W205 20 135 SH SOLE 0 0 135 RYDEX ETF TRUST GUG S&P500EQWTTE 78355W817 4 40 SH SOLE 0 0 40 SPDR S&P 500 ETF TR TR UNIT 78462F103 2145 10436 SH SOLE 0 0 10436 SPDR GOLD TRUST GOLD SHS 78463V107 82 693 SH SOLE 0 0 693 SPDR INDEX SHS FDS STOXX EUR 50 ETF 78463X103 2 65 SH SOLE 0 0 65 SPDR INDEX SHS FDS MSCI ACWI ETF 78463X475 1 16 SH SOLE 0 0 16 SPDR INDEX SHS FDS S&PINTL MC ETF 78463X764 1 34 SH SOLE 0 0 34 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 2 45 SH SOLE 0 0 45 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 1 3 SH SOLE 0 0 3 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 5 55 SH SOLE 0 0 55 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 3 77 SH SOLE 0 0 77 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 8 65 SH SOLE 0 0 65 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 24 295 SH SOLE 0 0 295 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 17 65 SH SOLE 0 0 65 SPDR SER TR INV GRD FLT RT 78468R200 25 815 SH SOLE 0 0 815 SPDR SER TR NUVN BR SHT MUNI 78468R739 20 410 SH SOLE 0 0 410 SANDISK CORP COM 80004C101 15 200 SH SOLE 0 0 200 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1039 21079 SH SOLE 0 0 21079 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 2043 41836 SH SOLE 0 0 41836 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 91 1743 SH SOLE 0 0 1743 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 189 4376 SH SOLE 0 0 4376 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 1114 27454 SH SOLE 0 0 27454 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 653 12553 SH SOLE 0 0 12553 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 2 85 SH SOLE 0 0 85 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 6 215 SH SOLE 0 0 215 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1300 47960 SH SOLE 0 0 47960 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 50 950 SH SOLE 0 0 950 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 1863 36680 SH SOLE 0 0 36680 SCHWAB STRATEGIC TR US TIPS ETF 808524870 21 385 SH SOLE 0 0 385 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 39 744 SH SOLE 0 0 744 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 7 90 SH SOLE 0 0 90 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 127 5634 SH SOLE 0 0 5634 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 6 115 SH SOLE 0 0 115 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 28 565 SH SOLE 0 0 565 SENIOR HSG PPTYS TR SH BEN INT 81721M109 2 127 SH SOLE 0 0 127 SILVER WHEATON CORP COM 828336107 5 320 SH SOLE 0 0 320 SMITH & WESSON HLDG CORP COM 831756101 25 950 SH SOLE 0 0 950 SOUTHERN CO COM 842587107 1 12 SH SOLE 0 0 12 SPECTRA ENERGY CORP COM 847560109 5 162 SH SOLE 0 0 162 STANLEY BLACK & DECKER INC COM 854502101 421 4000 SH SOLE 0 0 4000 STRYKER CORP COM 863667101 49 455 SH SOLE 0 0 455 STURM RUGER & CO INC COM 864159108 6 90 SH SOLE 0 0 90 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 36 1204 SH SOLE 0 0 1204 SUNCOR ENERGY INC NEW COM 867224107 3 100 SH SOLE 0 0 100 TABLEAU SOFTWARE INC CL A 87336U105 2 50 SH SOLE 0 0 50 TALEN ENERGY CORP COM 87422J105 1 71 SH SOLE 0 0 71 TARGET CORP COM 87612E106 6 75 SH SOLE 0 0 75 TEMPLETON GLOBAL INCOME FD COM 880198106 23 3506 SH SOLE 0 0 3506 3-D SYS CORP DEL COM NEW 88554D205 2 110 SH SOLE 0 0 110 3M CO COM 88579Y101 9 53 SH SOLE 0 0 53 TIER REIT INC COM NEW 88650V208 37 2781 SH SOLE 0 0 2781 TIME WARNER CABLE INC COM 88732J207 2 8 SH SOLE 0 0 8 TRIUMPH BANCORP INC COM 89679E300 11 725 SH SOLE 0 0 725 US BANCORP DEL COM NEW 902973304 9 229 SH SOLE 0 0 229 UNION PAC CORP COM 907818108 0 4 SH SOLE 0 0 4 UNITED STATES OIL FUND LP UNITS 91232N108 23 2357 SH SOLE 0 0 2357 UNITED STS 12 MONTH OIL FD L UNIT BEN INT 91288V103 7 422 SH SOLE 0 0 422 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 52 1441 SH SOLE 0 0 1441 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 43 745 SH SOLE 0 0 745 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 701 16238 SH SOLE 0 0 16238 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 161 4665 SH SOLE 0 0 4665 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 2 34 SH SOLE 0 0 34 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 130 2673 SH SOLE 0 0 2673 VEEVA SYS INC CL A COM 922475108 3 100 SH SOLE 0 0 100 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 32 369 SH SOLE 0 0 369 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 36 356 SH SOLE 0 0 356 VANGUARD INDEX FDS SML CP GRW ETF 922908595 5 41 SH SOLE 0 0 41 VANGUARD INDEX FDS SM CP VAL ETF 922908611 4 36 SH SOLE 0 0 36 VANGUARD INDEX FDS MID CAP ETF 922908629 461 3800 SH SOLE 0 0 3800 VANGUARD INDEX FDS LARGE CAP ETF 922908637 1966 20912 SH SOLE 0 0 20912 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 77 935 SH SOLE 0 0 935 VANGUARD INDEX FDS GROWTH ETF 922908736 236 2217 SH SOLE 0 0 2217 VANGUARD INDEX FDS VALUE ETF 922908744 300 3638 SH SOLE 0 0 3638 VANGUARD INDEX FDS SMALL CP ETF 922908751 373 3342 SH SOLE 0 0 3342 VANGUARD INDEX FDS TOTAL STK MKT 922908769 103 985 SH SOLE 0 0 985 VERIZON COMMUNICATIONS INC COM 92343V104 11 198 SH SOLE 0 0 198 VIRTUS TOTAL RETURN FD COM 92829A103 2 456 SH SOLE 0 0 456 VITAL THERAPIES INC COM 92847R104 8 860 SH SOLE 0 0 860 WNS HOLDINGS LTD SPON ADR 92932M101 104 3393 SH SOLE 0 0 3393 WELLS FARGO & CO NEW COM 949746101 182 3768 SH SOLE 0 0 3768 WELLTOWER INC COM 95040Q104 2 33 SH SOLE 0 0 33 XCEL ENERGY INC COM 98389B100 161 3860 SH SOLE 0 0 3860 YAMANA GOLD INC COM 98462Y100 1 386 SH SOLE 0 0 386 YINGLI GREEN ENERGY HLDG CO ADR NEW 98584B202 0 1 SH SOLE 0 0 1 ZIMMER BIOMET HLDGS INC COM 98956P102 6 60 SH SOLE 0 0 60 ZIOPHARM ONCOLOGY INC COM 98973P101 0 40 SH SOLE 0 0 40 ALLERGAN PLC SHS G0177J108 12 44 SH SOLE 0 0 44 NORDIC AMERICAN TANKERS LIMI COM G65773106 1 50 SH SOLE 0 0 50 SIGNET JEWELERS LIMITED SHS G81276100 2211 17830 SH SOLE 0 0 17830 NAVIOS MARITIME PARTNERS L P UNIT LPI Y62267102 1 500 SH SOLE 0 0 500