CCO

0001085146-23-003911.txt : 20231025 0001085146-23-003911.hdr.sgml : 20231025 20231024214440 ACCESSION NUMBER: 0001085146-23-003911 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231025 DATE AS OF CHANGE: 20231024 EFFECTIVENESS DATE: 20231025 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ironwood Financial, llc CENTRAL INDEX KEY: 0001630360 IRS NUMBER: 364659322 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16526 FILM NUMBER: 231343781 BUSINESS ADDRESS: STREET 1: 1926 E FT. LOWELL ROAD STREET 2: STE 100 CITY: TUCSON STATE: AZ ZIP: 85719 BUSINESS PHONE: 5203184600 MAIL ADDRESS: STREET 1: 1926 E FT. LOWELL ROAD STREET 2: STE 100 CITY: TUCSON STATE: AZ ZIP: 85719 FORMER COMPANY: FORMER CONFORMED NAME: Ironwood Wealth Management, llc DATE OF NAME CHANGE: 20150109 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001630360 XXXXXXXX 09-30-2023 09-30-2023 false Ironwood Financial, llc

1926 E FT. LOWELL ROAD STE 100 TUCSON AZ 85719

13F HOLDINGS REPORT 028-16526 000151004 801-70463 N Robin Dolezal CCO 520-318-4600 /s/Robin Dolezal Tucson AZ 10-24-2023 0 140 372236316 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBOTT LABS COM 002824100 BBG001S5N9M6 301591 3114 SH SOLE N/A 0 0 3114 ABBVIE INC COM 00287Y109 BBG0025Y4RZ3 433914 2911 SH SOLE N/A 0 0 2911 ALPHABET INC CAP STK CL A 02079K305 BBG009S39JY5 2891613 22097 SH SOLE N/A 0 0 22097 ALPHABET INC CAP STK CL C 02079K107 BBG009S3NB21 2544249 19297 SH SOLE N/A 0 0 19297 AMAZON COM INC COM 023135106 BBG001S5PQL7 4247666 33415 SH SOLE N/A 0 0 33415 AMERICAN HOMES 4 RENT CL A 02665T306 BBG003NXJNJ4 322177 9563 SH SOLE N/A 0 0 9563 AMGEN INC COM 031162100 BBG001S5NNL6 1562302 5813 SH SOLE N/A 0 0 5813 APPLE INC COM 037833100 BBG001S5N8V8 37772590 220621 SH SOLE N/A 0 0 220621 BIOGEN INC COM 09062X103 BBG001S67826 928834 3614 SH SOLE N/A 0 0 3614 BOEING CO COM 097023105 BBG001S5P0V3 466549 2434 SH SOLE N/A 0 0 2434 BRISTOL-MYERS SQUIBB CO COM 110122108 BBG001S8N8J6 810993 13973 SH SOLE N/A 0 0 13973 CENCORA INC COM 03073E105 BBG001S8X7P0 2196714 12206 SH SOLE N/A 0 0 12206 COMCAST CORP NEW CL A 20030N101 BBG001S5PXL2 685009 15449 SH SOLE N/A 0 0 15449 COSTCO WHSL CORP NEW COM 22160K105 BBG001S9KRQ7 2102427 3721 SH SOLE N/A 0 0 3721 DIMENSIONAL ETF TRUST INTERNATNAL VAL 25434V807 BBG012G21Y06 518939 15909 SH SOLE N/A 0 0 15909 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 BBG011DXY6D4 271170 10350 SH SOLE N/A 0 0 10350 DIMENSIONAL ETF TRUST US EQUITY ETF 25434V401 BBG011DXXNJ2 474345 10190 SH SOLE N/A 0 0 10190 DIMENSIONAL ETF TRUST US MKTWIDE VALUE 25434V724 BBG0177CTQC7 333974 9817 SH SOLE N/A 0 0 9817 DIMENSIONAL ETF TRUST US SMALL CAP ETF 25434V500 BBG011DXXVM0 2865835 54598 SH SOLE N/A 0 0 54598 DIMENSIONAL ETF TRUST US TARGETED VLU 25434V609 BBG011DXY0L8 219357 4801 SH SOLE N/A 0 0 4801 DIMENSIONAL ETF TRUST WORLD EX US CORE 25434V880 BBG012G2PD33 249567 11082 SH SOLE N/A 0 0 11082 DISNEY WALT CO COM 254687106 BBG001S5QHF3 365779 4513 SH SOLE N/A 0 0 4513 ELI LILLY & CO COM 532457108 BBG001S5STL8 2862903 5330 SH SOLE N/A 0 0 5330 FIDELITY COMWLTH TR NASDAQ COMPSIT 315912808 BBG001SBT983 370241 7121 SH SOLE N/A 0 0 7121 GSK PLC SPONSORED ADR 37733W204 BBG001SD6SM6 208256 5745 SH SOLE N/A 0 0 5745 HALEON PLC SPON ADS 405552100 BBG018GZNDB0 95837 11505 SH SOLE N/A 0 0 11505 HOME DEPOT INC COM 437076102 BBG001S5RTW7 1334515 4417 SH SOLE N/A 0 0 4417 HONEYWELL INTL INC COM 438516106 BBG001S5X1N1 664695 3598 SH SOLE N/A 0 0 3598 INTEL CORP COM 458140100 BBG001S5SF65 220268 6196 SH SOLE N/A 0 0 6196 INTERNATIONAL BUSINESS MACHS COM 459200101 BBG001S5S399 1477121 10528 SH SOLE N/A 0 0 10528 INTUIT COM 461202103 BBG001S6TWR2 2252224 4408 SH SOLE N/A 0 0 4408 INVESCO EXCH TRD SLF IDX FD BULETSHS 2027 46138J585 BBG00Q5LFH79 3834087 179121 SH SOLE N/A 0 0 179121 INVESCO EXCH TRD SLF IDX FD BULETSHS 2029 46138J577 BBG00Q5D6ZV0 355179 20267 SH SOLE N/A 0 0 20267 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 BBG00KJR0YJ0 4233050 199390 SH SOLE N/A 0 0 199390 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 HY 46138J858 BBG00KJR0Z89 4691965 199616 SH SOLE N/A 0 0 199616 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 BBG00KJR2GD3 11996331 580374 SH SOLE N/A 0 0 580374 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 HY 46138J833 BBG00KJR2H78 11256048 500627 SH SOLE N/A 0 0 500627 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 46138J825 BBG00KJR2J47 11686614 581134 SH SOLE N/A 0 0 581134 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 HY 46138J817 BBG00KXH4WB4 11185809 497589 SH SOLE N/A 0 0 497589 INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 46138J791 BBG00KJR2K35 10718255 570566 SH SOLE N/A 0 0 570566 INVESCO EXCH TRD SLF IDX FD BULSHS 2027 CB 46138J783 BBG00KJR2L24 7790952 415850 SH SOLE N/A 0 0 415850 INVESCO EXCH TRD SLF IDX FD INVSCO 28 HYCORP 46138J452 BBG00X3HZJZ8 1062983 51626 SH SOLE N/A 0 0 51626 INVESCO EXCH TRD SLF IDX FD INVSCO BLSH 26 46138J635 BBG00LNJYDS0 10628355 469658 SH SOLE N/A 0 0 469658 INVESCO EXCH TRD SLF IDX FD INVSCO BLSH 28 46138J643 BBG00LNJW5P2 8243845 425709 SH SOLE N/A 0 0 425709 INVESCO EXCHANGE TRADED FD T LEISURE AND ENTE 46137V720 BBG001SN68L9 647953 16909 SH SOLE N/A 0 0 16909 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 BBG00KJR2NN7 2319861 16373 SH SOLE N/A 0 0 16373 INVESCO QQQ TR UNIT SER 1 46090E103 BBG001S9GN63 3704026 10339 SH SOLE N/A 0 0 10339 ISHARES INC MSCI EQUAL WEITE 464286681 BBG001T8MYT8 9870637 131241 SH SOLE N/A 0 0 131241 ISHARES TR 1 3 YR TREAS BD 464287457 BBG001SKXPR1 230845 2851 SH SOLE N/A 0 0 2851 ISHARES TR CORE HIGH DV ETF 46429B663 BBG001V0XLT8 1405726 14215 SH SOLE N/A 0 0 14215 ISHARES TR CORE MSCI EAFE 46432F842 BBG003H6TRS0 425516 6613 SH SOLE N/A 0 0 6613 ISHARES TR CORE S&P MCP ETF 464287507 BBG001SFC7V0 13113396 52590 SH SOLE N/A 0 0 52590 ISHARES TR CORE S&P SCP ETF 464287804 BBG001SFC7W9 8995884 95366 SH SOLE N/A 0 0 95366 ISHARES TR CORE S&P TTL STK 464287150 BBG001SHTRL5 4274075 45377 SH SOLE N/A 0 0 45377 ISHARES TR CORE S&P500 ETF 464287200 BBG001SFB7R6 39579664 92168 SH SOLE N/A 0 0 92168 ISHARES TR EUROPE ETF 464287861 BBG001SFGXD9 240619 5041 SH SOLE N/A 0 0 5041 ISHARES TR EXPANDED TECH 464287515 BBG001S7W2J1 232398 681 SH SOLE N/A 0 0 681 ISHARES TR GLOBAL TECH ETF 464287291 BBG001S60KQ0 638149 11033 SH SOLE N/A 0 0 11033 ISHARES TR IBDS DEC28 ETF 46435U515 BBG00M0P3SC7 457772 19050 SH SOLE N/A 0 0 19050 ISHARES TR IBONDS 2026 TERM 46436E528 BBG00Y1B7X63 528273 23448 SH SOLE N/A 0 0 23448 ISHARES TR IBONDS 2027 TERM 46436E478 BBG011MMQW86 423839 19690 SH SOLE N/A 0 0 19690 ISHARES TR IBONDS 24 TRM HG 46435U184 BBG00P3CTJ01 836880 36072 SH SOLE N/A 0 0 36072 ISHARES TR IBONDS 25 TRM HG 46435U168 BBG00P3CSKH1 748533 32644 SH SOLE N/A 0 0 32644 ISHARES TR IBONDS 27 ETF 46435UAA9 BBG00HPLJP02 849321 36704 SH SOLE N/A 0 0 36704 ISHARES TR IBONDS DEC2026 46435GAA0 BBG00DST7FD2 1028674 44083 SH SOLE N/A 0 0 44083 ISHARES TR IBONDS DEC24 ETF 46434VBG4 BBG0088JX0B3 1442157 58316 SH SOLE N/A 0 0 58316 ISHARES TR IBONDS DEC25 ETF 46434VBD1 BBG0088JX9H8 1573410 64563 SH SOLE N/A 0 0 64563 ISHARES TR INTL SEL DIV ETF 464288448 BBG001S7Y5C9 846056 33309 SH SOLE N/A 0 0 33309 ISHARES TR ISHARES SEMICDTR 464287523 BBG001SJ8F58 584484 1234 SH SOLE N/A 0 0 1234 ISHARES TR MSCI EAFE ETF 464287465 BBG001SG09V7 6712189 97391 SH SOLE N/A 0 0 97391 ISHARES TR MSCI EMG MKT ETF 464287234 BBG001SK77D5 307899 8113 SH SOLE N/A 0 0 8113 ISHARES TR PFD AND INCM SEC 464288687 BBG001SNVWC8 480438 15935 SH SOLE N/A 0 0 15935 ISHARES TR RUS 1000 GRW ETF 464287614 BBG001S56320 1253136 4711 SH SOLE N/A 0 0 4711 ISHARES TR RUS 2000 GRW ETF 464287648 BBG001S562F8 1485774 6628 SH SOLE N/A 0 0 6628 ISHARES TR RUS MID CAP ETF 464287499 BBG001SJCNS1 687262 9924 SH SOLE N/A 0 0 9924 ISHARES TR RUSSELL 2000 ETF 464287655 BBG001SFC7Y7 786694 4451 SH SOLE N/A 0 0 4451 ISHARES TR S&P 500 GRWT ETF 464287309 BBG001S561Q8 11952931 174699 SH SOLE N/A 0 0 174699 ISHARES TR S&P 500 VAL ETF 464287408 BBG001S561K4 16081373 104533 SH SOLE N/A 0 0 104533 ISHARES TR S&P MC 400GR ETF 464287606 BBG001SFQL08 2147462 29727 SH SOLE N/A 0 0 29727 ISHARES TR S&P MC 400VL ETF 464287705 BBG001SFQJM9 4748939 47052 SH SOLE N/A 0 0 47052 ISHARES TR S&P SML 600 GWT 464287887 BBG001SFQL44 1502182 13696 SH SOLE N/A 0 0 13696 ISHARES TR SELECT DIVID ETF 464287168 BBG001SDJVG2 4314786 40085 SH SOLE N/A 0 0 40085 ISHARES TR SP SMCP600VL ETF 464287879 BBG001SFQL26 5643869 63258 SH SOLE N/A 0 0 63258 ISHARES TR U.S. ENERGY ETF 464287796 BBG001SFGXW8 721979 15222 SH SOLE N/A 0 0 15222 ISHARES TR U.S. FINLS ETF 464287788 BBG001SFC802 438147 5861 SH SOLE N/A 0 0 5861 ISHARES U S ETF TR U.S. TECH INDEPD 46431W648 BBG00KDZS4F8 596815 11212 SH SOLE N/A 0 0 11212 ISHARES U S ETF TR US CONSUMER FOC 46431W663 BBG00KDZR0N8 277851 7235 SH SOLE N/A 0 0 7235 JOHNSON & JOHNSON COM 478160104 BBG001S5SHQ9 1575825 10118 SH SOLE N/A 0 0 10118 JPMORGAN CHASE & CO COM 46625H100 BBG001S8CRC3 2285133 15757 SH SOLE N/A 0 0 15757 LINDE PLC SHS G54950103 BBG01FND0CH6 260273 699 SH SOLE N/A 0 0 699 LOCKHEED MARTIN CORP COM 539830109 BBG001S7PS57 576634 1410 SH SOLE N/A 0 0 1410 LOWES COS INC COM 548661107 BBG001S5SVL3 1585831 7630 SH SOLE N/A 0 0 7630 MCDONALDS CORP COM 580135101 BBG001S5T110 1030577 3912 SH SOLE N/A 0 0 3912 MERCK & CO INC COM 58933Y105 BBG001S5TC52 569229 5529 SH SOLE N/A 0 0 5529 MICROSOFT CORP COM 594918104 BBG001S5TD05 3963754 12553 SH SOLE N/A 0 0 12553 MONDELEZ INTL INC CL A 609207105 BBG001SHHZJ3 235858 3399 SH SOLE N/A 0 0 3399 NVIDIA CORPORATION COM 67066G104 BBG001S5TZJ6 273609 629 SH SOLE N/A 0 0 629 OCCIDENTAL PETE CORP COM 674599105 BBG001S5TZG9 381884 5886 SH SOLE N/A 0 0 5886 ORACLE CORP COM 68389X105 BBG001S5SJG6 474945 4484 SH SOLE N/A 0 0 4484 PEPSICO INC COM 713448108 BBG001S695T1 317089 1871 SH SOLE N/A 0 0 1871 PFIZER INC COM 717081103 BBG001S5V466 1173919 35391 SH SOLE N/A 0 0 35391 RTX CORPORATION COM 75513E101 BBG001S5X5Q9 773776 10751 SH SOLE N/A 0 0 10751 SCHWAB CHARLES CORP COM 808513105 BBG001S5VXD4 550405 10026 SH SOLE N/A 0 0 10026 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 BBG001T6L7D9 298844 12483 SH SOLE N/A 0 0 12483 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 BBG001T5XQY3 746775 21990 SH SOLE N/A 0 0 21990 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 BBG001T5XQT9 472020 9469 SH SOLE N/A 0 0 9469 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 BBG001T66WN0 310951 4276 SH SOLE N/A 0 0 4276 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 BBG001T66WQ7 619263 9607 SH SOLE N/A 0 0 9607 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 BBG001T5XQV6 1060772 20964 SH SOLE N/A 0 0 20964 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 BBG001V036R6 1437982 21247 SH SOLE N/A 0 0 21247 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 BBG001T5XQW5 906819 21893 SH SOLE N/A 0 0 21893 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 BBG001S7T223 838703 25285 SH SOLE N/A 0 0 25285 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 BBG001S7T1Q9 222313 1381 SH SOLE N/A 0 0 1381 SNAP ON INC COM 833034101 BBG001S5W688 504764 1979 SH SOLE N/A 0 0 1979 SPDR GOLD TR GOLD SHS 78463V107 BBG001SCPX28 222885 1300 SH SOLE N/A 0 0 1300 SPDR S&P 500 ETF TR TR UNIT 78462F103 BBG001S72SM3 2180540 5101 SH SOLE N/A 0 0 5101 SPDR SER TR PRTFLO S&P500 VL 78464A508 BBG001SG4284 385009 9331 SH SOLE N/A 0 0 9331 SPDR SER TR SPDR S&P 500 ETF 78468R796 BBG00BKMB118 327365 9426 SH SOLE N/A 0 0 9426 STRYKER CORPORATION COM 863667101 BBG001S8FR03 256601 939 SH SOLE N/A 0 0 939 THE CIGNA GROUP COM 125523100 BBG00KXRCDQ9 325834 1139 SH SOLE N/A 0 0 1139 VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 921932828 BBG001TC6MR5 381490 4365 SH SOLE N/A 0 0 4365 VANGUARD INDEX FDS GROWTH ETF 922908736 BBG001SHTTS4 312203 1147 SH SOLE N/A 0 0 1147 VANGUARD INDEX FDS LARGE CAP ETF 922908637 BBG001SHTTQ6 3302055 16874 SH SOLE N/A 0 0 16874 VANGUARD INDEX FDS MID CAP ETF 922908629 BBG001SHVTS1 1157877 5560 SH SOLE N/A 0 0 5560 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 BBG001SMD2X3 290730 3843 SH SOLE N/A 0 0 3843 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 BBG001TC6MC1 540062 1375 SH SOLE N/A 0 0 1375 VANGUARD INDEX FDS SMALL CP ETF 922908751 BBG001SHTTV0 875276 4629 SH SOLE N/A 0 0 4629 VANGUARD INDEX FDS TOTAL STK MKT 922908769 BBG001SHTB03 4472363 21055 SH SOLE N/A 0 0 21055 VANGUARD INDEX FDS VALUE ETF 922908744 BBG001SHVR78 475770 3449 SH SOLE N/A 0 0 3449 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 BBG001SP7T00 1202754 23188 SH SOLE N/A 0 0 23188 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 BBG001T0SKD6 214205 2017 SH SOLE N/A 0 0 2017 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 BBG001T2YZG9 1668935 17911 SH SOLE N/A 0 0 17911 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 BBG001SSPWL4 2408079 55080 SH SOLE N/A 0 0 55080 VANGUARD WORLD FDS INF TECH ETF 92204A702 BBG001SHTTR5 224046 540 SH SOLE N/A 0 0 540 WALMART INC COM 931142103 BBG001S5XH92 514137 3215 SH SOLE N/A 0 0 3215 WNS HLDGS LTD SPON ADR 92932M101 BBG001SBK8N7 232285 3393 SH SOLE N/A 0 0 3393 YUM BRANDS INC COM 988498101 BBG001S7JQ30 619328 4957 SH SOLE N/A 0 0 4957 YUM CHINA HLDGS INC COM 98850P109 BBG00B8N0HH0 265060 4757 SH SOLE N/A 0 0 4757 ZIMMER BIOMET HOLDINGS INC COM 98956P102 BBG001S7DQJ9 311635 2777 SH SOLE N/A 0 0 2777 ZIONS BANCORPORATION N A COM 989701107 BBG001S5XN80 748844 21463 SH SOLE N/A 0 0 21463