0001615774-17-004007.txt : 20170802 0001615774-17-004007.hdr.sgml : 20170802 20170802101954 ACCESSION NUMBER: 0001615774-17-004007 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170420 FILED AS OF DATE: 20170802 DATE AS OF CHANGE: 20170802 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lu Yancen CENTRAL INDEX KEY: 0001706384 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55709 FILM NUMBER: 17998703 MAIL ADDRESS: STREET 1: 14009 SE 50TH STREET CITY: BELLEVUE STATE: WA ZIP: 98006 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Avalon Globocare Corp. CENTRAL INDEX KEY: 0001630212 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742] IRS NUMBER: 471685128 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 83 SOUTH STREET STREET 2: SUITE 101 CITY: FREEHOLD STATE: NJ ZIP: 07728 BUSINESS PHONE: (646) 762-4517 MAIL ADDRESS: STREET 1: 83 SOUTH STREET STREET 2: SUITE 101 CITY: FREEHOLD STATE: NJ ZIP: 07728 FORMER COMPANY: FORMER CONFORMED NAME: GLOBAL TECHNOLOGIES CORP DATE OF NAME CHANGE: 20150108 3 1 s106953_form3.xml 3 X0206 3 2017-04-20 0 0001630212 Avalon Globocare Corp. AVCO 0001706384 Lu Yancen C/O AVALON GLOBOCARE CORP. 83 SOUTH STREET, SUITE 101 FREEHOLD NJ 97728 1 0 0 0 Common Stock, $0.0001 par value per share 5000000 D Stock Option 1.49 2017-04-28 2022-04-28 Common Stock, $0.0001 par value per share 30000 D Mr. Lu is entitled to receive options to receive 40,000 shares of common stock per year at an exercise price equal to the closing price on December 31st of the prior year. The options shall vest in equal amounts quarterly and shall be exercisable for a period of five years. The options for 2017 have been pro-rated. As result, Mr. Lu received a stock option to acquire 30,000 shares of common stock at an exercise price of $1.49 per share for a term of five years vesting 10,000 shares at the beginning of each quarter commencing April 1, 2017. /s/ Yancen Lu 2017-07-28