0001629996-23-000009.txt : 20231030 0001629996-23-000009.hdr.sgml : 20231030 20231030135851 ACCESSION NUMBER: 0001629996-23-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231030 DATE AS OF CHANGE: 20231030 EFFECTIVENESS DATE: 20231030 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alken Asset Management Ltd CENTRAL INDEX KEY: 0001629996 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16348 FILM NUMBER: 231359458 BUSINESS ADDRESS: STREET 1: 25 SAVILE ROW STREET 2: LONDON, W1S 2GB, UK CITY: LONDON STATE: X0 ZIP: W1S 2ER BUSINESS PHONE: 2074401960 MAIL ADDRESS: STREET 1: 25 SAVILE ROW STREET 2: LONDON, W1S 2GB, UK CITY: LONDON STATE: X0 ZIP: W1S 2ER FORMER COMPANY: FORMER CONFORMED NAME: Alken Asset Management Ltd. DATE OF NAME CHANGE: 20150107 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001629996 XXXXXXXX 09-30-2023 09-30-2023 Alken Asset Management Ltd

25 SAVILE ROW LONDON, W1S 2GB, UK LONDON X0 W1S 2ER

13F HOLDINGS REPORT 028-16348 N Alexis Tsatsaris 00442074401960 Emmanuelle Haack London X0 10-30-2023 0 29 23058 false INFORMATION TABLE 2 InfoTable13FhrAlken20230630.xml Alarm.com 0.000 15-Ja US DOMESTIC 011642AB1 686 800 PRN SOLE 0 0 800 Bank of America 7.250 PUBLIC 060505682 3933 3350 SH SOLE 0 250 3100 Beyond Meat 0.000 15- US DOMESTIC 08862EAB5 525 2050 PRN SOLE 0 150 1900 Bill.com Holdings 0 - US DOMESTIC 090043AD2 493 600 PRN SOLE 0 0 600 BlackLine 0 - 0.5 up US DOMESTIC 09239BAD1 597 700 PRN SOLE 0 100 600 Booking Holdings Inc Common Stock 09857L108 0 293 SH SOLE 0 43 250 Chegg 0.000 01-Sep-20 US DOMESTIC 163092AF6 676 900 PRN SOLE 0 0 900 Chegg 0.125 15-Mar-20 US DOMESTIC 163092AD1 526 600 PRN SOLE 0 75 525 CyberArk Software 0.00 US DOMESTIC 23248VAB1 1353 1200 PRN SOLE 0 150 1050 Datadog 0.125 15-Jun- US DOMESTIC 23804LAB9 244 200 PRN SOLE 0 0 200 Exxon Mobil Corp CFD Common Stock 30231G102 0 900 SH SOLE 0 0 900 Ford 0.000 up 40 - 45 US DOMESTIC 345370CZ1 1133 1050 PRN SOLE 0 150 900 FTI Consulting 2.000 US DOMESTIC 302941AP4 499 270 PRN SOLE 0 50 220 Lyft 1.500 15-May-202 US DOMESTIC 55087PAB0 2301 2555 PRN SOLE 0 175 2380 MongoDB 0.250 15-Jan- US DOMESTIC 60937PAD8 878 450 PRN SOLE 0 50 400 NIO 0.000 01-Feb-2026 GLOBAL 62914VAE6 237 250 PRN SOLE 0 0 250 NRG Energy 2.750 01-J US DOMESTIC 629377CG5 630 600 PRN SOLE 0 50 550 Nutrien LTD Common Stock 67077M108 0 3800 SH SOLE 0 600 3200 Palo Alto Networks 0.3 US DOMESTIC 697435AF2 1777 700 PRN SOLE 0 50 650 Pinduoduo 0.000 01-De GLOBAL 722304AC6 337 350 PRN SOLE 0 0 350 Rapid7 0 - 0.25 up 30 US DOMESTIC 753422AF1 873 1000 PRN SOLE 0 100 900 Snap 0 - 0.5 up 45 - US DOMESTIC 83304AAF3 668 900 PRN SOLE 0 0 900 Southwest Airlines Co Common Stock 844741108 0 27200 SH SOLE 0 4000 23200 Splunk 1.125 15-Jun-2 US DOMESTIC 848637AF1 691 800 PRN SOLE 0 0 800 Spotify USA 0.000 15- US DOMESTIC 84921RAB6 681 800 PRN SOLE 0 0 800 Teladoc 1.250 01-Jun- US DOMESTIC 87918AAF2 239 300 PRN SOLE 0 0 300 Tripadvisor 0 - 0.25 US DOMESTIC 896945AD4 314 375 PRN SOLE 0 0 375 Uber Technologies 0.00 US DOMESTIC 90353TAJ9 1097 1200 PRN SOLE 0 0 1200 Vroom 0.75 - 1.25 up US DOMESTIC 92918VAB5 275 600 PRN SOLE 0 0 600 Western Digital 1.500 US DOMESTIC 958102AP0 1446 1500 PRN SOLE 0 150 1350 Wolfspeed 0.25 - 0.75 US DOMESTIC 977852AB8 808 1050 PRN SOLE 0 150 900 Zscaler 0.125 01-Jul- US DOMESTIC 98980GAB8 874 750 PRN SOLE 0 100 650