0001104659-21-080921.txt : 20210614
0001104659-21-080921.hdr.sgml : 20210614
20210614184928
ACCESSION NUMBER: 0001104659-21-080921
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210610
FILED AS OF DATE: 20210614
DATE AS OF CHANGE: 20210614
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Drayton Claudia
CENTRAL INDEX KEY: 0001629827
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39486
FILM NUMBER: 211016125
MAIL ADDRESS:
STREET 1: 12988 VALLEY VIEW ROAD
CITY: EDEN PRAIRIE
STATE: MN
ZIP: 55344
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Quantum-Si Inc
CENTRAL INDEX KEY: 0001816431
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 851388175
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 530 OLD WHITFIELD STREET
CITY: GUILFORD
STATE: CT
ZIP: 06437
BUSINESS PHONE: (203) 458-7100
MAIL ADDRESS:
STREET 1: 530 OLD WHITFIELD STREET
CITY: GUILFORD
STATE: CT
ZIP: 06437
FORMER COMPANY:
FORMER CONFORMED NAME: HighCape Capital Acquisition Corp.
DATE OF NAME CHANGE: 20200629
4
1
tm2119549-14_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2021-06-10
0
0001816431
Quantum-Si Inc
QSI
0001629827
Drayton Claudia
C/O QUANTUM-SI INCORPORATED
530 OLD WHITFIELD STREET
GUILFORD
CT
06437
0
1
0
0
Chief Financial Officer
Class A Common Stock
2021-06-10
4
A
0
95700
A
95700
D
Stock Option (right to buy)
9.46
2021-06-10
4
A
0
191399
A
2031-04-21
Class A Common Stock
191399
191399
D
Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest as to 25% on June 30, 2022, with the remainder vesting in 12 equal quarterly installments thereafter, subject to Ms. Drayton's continued service through the applicable vesting date.
In connection with the closing of the transactions contemplated by the Business Combination Agreement, dated as of February 18, 2021, by and among HighCape Capital Acquisition Corp. ("HighCape"), Tenet Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of HighCape ("Merger Sub"), and Quantum-Si Incorporated, a Delaware corporation ("Quantum-Si"), pursuant to which Merger Sub merged with and into Quantum-Si (the "Merger"), with Quantum-Si surviving as a wholly-owned subsidiary of HighCape (which changed its name to "Quantum-Si Incorporated", the "Issuer"), these shares were received in exchange for 120,000 RSUs of Quantum-Si.
The shares underlying this option vest as to 25% on June 30, 2022, with the remainder vesting in 36 equal monthly installments thereafter, subject to Ms. Drayton's continued service through the applicable vesting date.
Received in connection with the Merger in exchange for a stock option to acquire 240,000 shares of Quantum-Si common stock for $7.54 per share.
/s/ Christian LaPointe, Ph.D., Attorney-in-Fact
2021-06-14