X0306 4 2018-06-21 0000926617 VERMILLION, INC. VRML 0001629151 Schuler Henri George 100 N. FIELD DRIVE SUITE 360 LAKE FOREST IL 60045 true Common Stock, par value $0.001 2018-06-21 4 C 0 245900 1 A 3797057 I By Tanya Eva Schuler Trust Common Stock, par value $0.001 2018-06-21 4 C 0 245800 1 A 3796957 I By Therese Heidi Schuler Trust Common Stock, par value $0.001 2018-06-21 4 C 0 54700 1 A 1040068 I By Schuler GC 2010 Continuation Trust Common Stock, par value $0.001 2018-06-21 4 C 0 245800 1 A 1253177 I By Schuler Grandchildren LLC Common Stock, par value $0.001 141304 I By Seascape Partners L.P. Common Stock, par value $0.001 26000 I By spouse Series B Convertible Preferred Stock (Right to Buy) 1 2018-06-21 4 C 0 2459 0 D 2018-06-21 Common Stock 245900 0 I By Tanya Eva Schuler Trust Series B Convertible Preferred Stock (Right to Buy) 1 2018-06-21 4 C 0 2458 0 D 2018-06-21 Common Stock 245800 2458 I By Therese Heidi Schuler Trust Series B Convertible Preferred Stock (Right to Buy) 1 2018-06-21 4 C 0 547 0 D 2018-06-21 Common Stock 54700 0 I By Schuler GC 2010 Continuation Trust Series B Convertible Preferred Stock (Right to Buy) 1 2018-06-21 4 C 0 2458 0 D 2018-06-21 Common Stock 245800 0 I By Schuler Grandchildren LLC These shares of Common Stock ("Shares") and Series B Convertible Preferred Stock ("Preferred Stock") are directly owned by the Tanya Eva Schuler Trust. H. George Schuler is the sole trustee of the Tanya Eva Schuler Trust. These Shares and Preferred Stock are directly owned by the Therese Heidi Schuler Trust. H. George Schuler is the sole trustee of the Therese Heidi Schuler Trust. These Shares and Preferred Stock are directly owned by the Schuler GC 2010 Continuation Trust. H. George Schuler is the sole trustee of the Schuler GC 2010 Continuation Trust. These Shares and Preferred Stock are directly owned by the Schuler Grandchildren LLC. H. George Schuler is the manager of the Schuler Grandchildren LLC. These Shares are directly owned by Seascape Partners L.P., a family limited partnership. H. George Schuler is the manager of Seascape Partners L.P. The reporting person disclaims beneficial ownership of these Shares and Preferred Stock except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. On June 21, 2018, as a result of receipt of the Requisite Stockholder Approval (defined and described further in the reporting person's amendment to Schedule 13D filed on April 19, 2018), each share of Series B Convertible Preferred Stock ("Preferred Stock") automatically converted into 100 shares of Common Stock, reflecting a conversion price equal to $1.00 per share.. The Preferred Stock has no expiration date. /s/ H. George Schuler 2018-06-25