0001628896-19-000005.txt : 20191112
0001628896-19-000005.hdr.sgml : 20191112
20191112144711
ACCESSION NUMBER: 0001628896-19-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191112
DATE AS OF CHANGE: 20191112
EFFECTIVENESS DATE: 20191112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Capital Advantage, Inc.
CENTRAL INDEX KEY: 0001628896
IRS NUMBER: 943307876
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16928
FILM NUMBER: 191208661
BUSINESS ADDRESS:
STREET 1: 3470 MT. DIABLO BLVD., SUITE A215
CITY: LAFAYETTE
STATE: CA
ZIP: 94549
BUSINESS PHONE: 9252991500
MAIL ADDRESS:
STREET 1: 3470 MT. DIABLO BLVD., SUITE A215
CITY: LAFAYETTE
STATE: CA
ZIP: 94549
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001628896
XXXXXXXX
09-30-2019
09-30-2019
Capital Advantage, Inc.
3470 MT. DIABLO BLVD., SUITE A215
LAFAYETTE
CA
94549
13F HOLDINGS REPORT
028-16928
N
Dawnalizabeth Henke
Chief Compliance & Operating Officer
925-299-1500
Dawnalizabeth Henke
Lafayette
CA
11-12-2019
0
90
288851
false
INFORMATION TABLE
2
capitalad3q19.xml
3M Company
COM
88579Y101
288
1751
SH
SOLE
0
0
1751
Abbott Laboratories
COM
002824100
334
3996
SH
SOLE
0
0
3996
Alphabet Inc Class A
COM
02079K305
462
378
SH
SOLE
0
0
378
Alphabet Inc Class C
COM
02079K107
362
297
SH
SOLE
0
0
297
Amazon Com Inc
COM
023135106
1283
739
SH
SOLE
0
0
739
Amgen
COM
031162100
493
2548
SH
SOLE
0
0
2548
Antares Pharma Inc
COM
036642106
114
34000
SH
SOLE
0
0
34000
Apple, Inc.
COM
037833100
5718
25532
SH
SOLE
0
0
25532
AT&T
COM
00206R102
1018
26904
SH
SOLE
0
0
26904
Auto Data Processing
COM
053015103
547
3387
SH
SOLE
0
0
3387
Autoliv Inc
COM
052800109
661
8377
SH
SOLE
0
0
8377
Bank of Marin
COM
063425102
265
6380
SH
SOLE
0
0
6380
Berkshire Hathaway Cl B
COM
084670702
2043
9819
SH
SOLE
0
0
9819
Boeing Co
COM
097023105
315
828
SH
SOLE
0
0
828
Calavo Growers Inc
COM
128246105
428
4500
SH
SOLE
0
0
4500
Charles Schwab Corp
COM
808513105
298
7117
SH
SOLE
0
0
7117
Chevron Corp
COM
166764100
1806
15230
SH
SOLE
0
0
15230
Cisco Systems
COM
17275R102
310
6268
SH
SOLE
0
0
6268
Coca Cola Company
COM
191216100
204
3749
SH
SOLE
0
0
3749
Consumer Staples SPDR ETF
COM
81369Y308
15316
249367
SH
SOLE
0
0
249367
Dominion Energy Inc.
COM
25746U109
216
2668
SH
SOLE
0
0
2668
Duke Energy
COM
26441C204
213
2217
SH
SOLE
0
0
2217
Eaton Corp PLC
COM
G29183103
247
2965
SH
SOLE
0
0
2965
Extreme Networks Inc
COM
30226D106
610
83793
SH
SOLE
0
0
83793
Exxon Mobil Corporation
COM
30231G102
1194
16906
SH
SOLE
0
0
16906
Facebook Inc Class A
COM
30303M102
308
1727
SH
SOLE
0
0
1727
Five9 Inc
COM
338307101
493
9180
SH
SOLE
0
0
9180
General Electric
COM
369604103
118
13211
SH
SOLE
0
0
13211
Home Depot
COM
437076102
483
2082
SH
SOLE
0
0
2082
Intel Corp
COM
458140100
1041
20194
SH
SOLE
0
0
20194
International Business Machine
COM
459200101
295
2026
SH
SOLE
0
0
2026
iShares Agency Bond ETF
COM
464288166
419
3595
SH
SOLE
0
0
3595
iShares Barclays MBS Bond
COM
464288588
445
4110
SH
SOLE
0
0
4110
iShares Core MSCI EAFE
COM
46432F842
23119
378559
SH
SOLE
0
0
378559
iShares Core MSCI Pacific ETF
COM
46434V696
1551
27589
SH
SOLE
0
0
27589
iShares Russell 2000
COM
464287655
2250
14869
SH
SOLE
0
0
14869
iShares S&P 500 Index
COM
464287200
2288
7665
SH
SOLE
0
0
7665
iShares S&P 600 Index
COM
78464A813
12643
162423
SH
SOLE
0
0
162423
iShares Ultra Short Term Bond
COM
46434V878
36920
732690
SH
SOLE
0
0
732690
J P Morgan Chase & Co
COM
46625H100
252
2141
SH
SOLE
0
0
2141
Johnson & Johnson
COM
478160104
811
6267
SH
SOLE
0
0
6267
L3Harris Technologies Inc
COM
502431109
234
1120
SH
SOLE
0
0
1120
McDonalds Corp
COM
580135101
463
2157
SH
SOLE
0
0
2157
McKesson Inc.
COM
58155Q103
417
3050
SH
SOLE
0
0
3050
Merck & Co Inc
COM
58933Y105
1000
11882
SH
SOLE
0
0
11882
Microsoft Corp
COM
594918104
2152
15481
SH
SOLE
0
0
15481
Northrop Grumman Corp
COM
666807102
1911
5099
SH
SOLE
0
0
5099
Pepsico Incorporated
COM
713448108
543
3964
SH
SOLE
0
0
3964
Pfizer Incorporated
COM
717081103
668
18599
SH
SOLE
0
0
18599
Phillips 66
COM
718546104
219
2138
SH
SOLE
0
0
2138
PIMCO Enhanced Short Maturity
COM
72201R833
45885
451044
SH
SOLE
0
0
451044
Procter & Gamble Co
COM
742718109
462
3717
SH
SOLE
0
0
3717
S&P 500 Index SPDR Trust ETF
COM
78462F103
304
1026
SH
SOLE
0
0
1026
Salesforce Com
COM
79466L302
213
1432
SH
SOLE
0
0
1432
Savara Inc
COM
805111101
39
14658
SH
SOLE
0
0
14658
Schwab International Equity ET
COM
808524805
344
10782
SH
SOLE
0
0
10782
Schwab US Dividend Equity ETF
COM
808524797
11615
212022
SH
SOLE
0
0
212022
Schwab US Large-Cap ETF
COM
808524201
1403
19786
SH
SOLE
0
0
19786
Schwab US Mid-Cap ETF
COM
808524508
3306
58474
SH
SOLE
0
0
58474
Schwab US Small-Cap ETF
COM
808524607
693
9944
SH
SOLE
0
0
9944
Service Now Inc
COM
81762P102
228
900
SH
SOLE
0
0
900
Southwestern Energy Co
COM
845467109
4
23000
SH
SOLE
0
0
23000
SPDR Floating Rate Inv. Grade
COM
78468R200
291
9466
SH
SOLE
0
0
9466
SPDR Gold Shares
COM
78463V107
212
1530
SH
SOLE
0
0
1530
SPDR S&P MidCap 400 ETF
COM
78467Y107
3935
11164
SH
SOLE
0
0
11164
Total SA ADR
COM
89151E109
315
6066
SH
SOLE
0
0
6066
United Parcel Service B
COM
911312106
455
3799
SH
SOLE
0
0
3799
United Technologies Corp.
COM
913017109
718
5256
SH
SOLE
0
0
5256
Vanguard Div Appreciation
COM
921908844
520
4348
SH
SOLE
0
0
4348
Vanguard FTSE Developed Market
COM
921943858
204
4957
SH
SOLE
0
0
4957
Vanguard Health Care
COM
92204A504
10013
59715
SH
SOLE
0
0
59715
Vanguard Int'l Dividend ETF
COM
921946810
7137
107209
SH
SOLE
0
0
107209
Vanguard Mega Cap Blend ETF
COM
921910873
8858
85908
SH
SOLE
0
0
85908
Vanguard Mega Cap Value ETF
COM
921910840
15866
194821
SH
SOLE
0
0
194821
Vanguard Mid Cap Value ETF
COM
922908512
13776
121914
SH
SOLE
0
0
121914
Vanguard Mortgage Backed
COM
92206C771
420
7880
SH
SOLE
0
0
7880
Vanguard Pacific Stock ETF
COM
922042866
14424
218382
SH
SOLE
0
0
218382
Vanguard S&P 500 Index ETF
COM
922908363
483
1771
SH
SOLE
0
0
1771
Vanguard Short Term
COM
92206C102
419
6880
SH
SOLE
0
0
6880
Vanguard Short Term Corp Bond
COM
92206C409
1418
17497
SH
SOLE
0
0
17497
Vanguard Small Cap ETF
COM
922908751
1014
6590
SH
SOLE
0
0
6590
Vanguard Small Cap Value VIPER
COM
922908611
3100
24057
SH
SOLE
0
0
24057
Vanguard Total Bond Market ETF
COM
921937835
277
3286
SH
SOLE
0
0
3286
Vanguard Total International S
COM
921909768
10526
203748
SH
SOLE
0
0
203748
Vanguard Total Stock Market ET
COM
922908769
341
2262
SH
SOLE
0
0
2262
Verizon Communications
COM
92343V104
649
10756
SH
SOLE
0
0
10756
Walgreens Boots Alliance Inc
COM
931427108
280
5060
SH
SOLE
0
0
5060
Walt Disney Co
COM
254687106
398
3053
SH
SOLE
0
0
3053
Workday Inc
COM
98138H101
1702
10012
SH
SOLE
0
0
10012
Xilinx Inc
COM
983919101
816
8512
SH
SOLE
0
0
8512