<SEC-DOCUMENT>0001213900-15-005774-index.html : 20150806 <SEC-HEADER>0001213900-15-005774.hdr.sgml : 20150806 <ACCEPTANCE-DATETIME>20150806170636 ACCESSION NUMBER: 0001213900-15-005774 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 18 CONFORMED PERIOD OF REPORT: 20150731 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Completion of Acquisition or Disposition of Assets ITEM INFORMATION: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant ITEM INFORMATION: Unregistered Sales of Equity Securities ITEM INFORMATION: Changes in Control of Registrant ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Change in Shell Company Status ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20150806 DATE AS OF CHANGE: 20150806 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tempus Applied Solutions Holdings, Inc. CENTRAL INDEX KEY: 0001628871 STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700] IRS NUMBER: 472599251 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 333-201424 FILM NUMBER: 151034057 BUSINESS ADDRESS: STREET 1: 555 5TH AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-350-8200 MAIL ADDRESS: STREET 1: 555 5TH AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>f8k080615_tempusapp.htm <TEXT> Document 1 - file: f8k080615_tempusapp.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-3.1 <SEQUENCE>2 <FILENAME>f8k080615ex3i_tempusapp.htm <DESCRIPTION>AMENDED TEMPUS HOLDINGS CHARTER <TEXT> Document 2 - file: f8k080615ex3i_tempusapp.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-3.2 <SEQUENCE>3 <FILENAME>f8k080615ex3ii_tempusapp.htm <DESCRIPTION>AMENDED AND RESTATED TEMPUS HOLDINGS BYLAWS <TEXT> Document 3 - file: f8k080615ex3ii_tempusapp.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-3.3 <SEQUENCE>4 <FILENAME>f8k080615ex3iii_tempusapp.htm <DESCRIPTION>TEMPUS HOLDINGS CERTIFICATE OF DESIGNATIONS <TEXT> Document 4 - file: f8k080615ex3iii_tempusapp.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.3 <SEQUENCE>5 <FILENAME>f8k080615ex4iii_tempusapp.htm <DESCRIPTION>FORM OF SERIES A-1 WARRANT <TEXT> Document 5 - file: f8k080615ex4iii_tempusapp.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.4 <SEQUENCE>6 <FILENAME>f8k080615ex4iv_tempusapp.htm <DESCRIPTION>FORM OF SERIES A-2 WARRANT <TEXT> Document 6 - file: f8k080615ex4iv_tempusapp.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.5 <SEQUENCE>7 <FILENAME>f8k080615ex4v_tempusapp.htm <DESCRIPTION>FORM OF SERIES B-1 WARRANT <TEXT> Document 7 - file: f8k080615ex4v_tempusapp.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.6 <SEQUENCE>8 <FILENAME>f8k080615ex4vi_tempusapp.htm <DESCRIPTION>FORM OF SERIES B-2 WARRANT <TEXT> Document 8 - file: f8k080615ex4vi_tempusapp.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>9 <FILENAME>f8k080615ex10i_tempusapp.htm <DESCRIPTION>NEW INVESTOR REGISTRATION RIGHTS AGREEMENT <TEXT> Document 9 - file: f8k080615ex10i_tempusapp.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.2 <SEQUENCE>10 <FILENAME>f8k080615ex10ii_tempusapp.htm <DESCRIPTION>TEMPUS REGISTRATION RIGHTS AGREEMENT <TEXT> Document 10 - file: f8k080615ex10ii_tempusapp.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.3 <SEQUENCE>11 <FILENAME>f8k080615ex10iii_tempusapp.htm <DESCRIPTION>NON-COMPETITION AGREEMENT <TEXT> Document 11 - file: f8k080615ex10iii_tempusapp.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.4 <SEQUENCE>12 <FILENAME>f8k080615ex10iv_tempusapp.htm <DESCRIPTION>INCENTIVE PLAN <TEXT> Document 12 - file: f8k080615ex10iv_tempusapp.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.10 <SEQUENCE>13 <FILENAME>f8k080615ex10x_tempusapp.htm <DESCRIPTION>EMPLOYMENT AGREEMENT (TERRY) <TEXT> Document 13 - file: f8k080615ex10x_tempusapp.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.11 <SEQUENCE>14 <FILENAME>f8k080615ex10xi_tempusapp.htm <DESCRIPTION>EMPLOYMENT AGREEMENT (PRIEST) <TEXT> Document 14 - file: f8k080615ex10xi_tempusapp.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.14 <SEQUENCE>15 <FILENAME>f8k080615ex10xii_tempusapp.htm <DESCRIPTION>SECOND AMENDMENT TO FOUNDERS REGISTRATION RIGHTS AGREEMENT <TEXT> Document 15 - file: f8k080615ex10xii_tempusapp.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.15 <SEQUENCE>16 <FILENAME>f8k080615ex10xv_tempusapp.htm <DESCRIPTION>WAIVER <TEXT> Document 16 - file: f8k080615ex10xv_tempusapp.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-21.1 <SEQUENCE>17 <FILENAME>f8k080615ex21i_tempusapp.htm <DESCRIPTION>SUBSIDIARIES <TEXT> Document 17 - file: f8k080615ex21i_tempusapp.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>18 <FILENAME>f8k080615ex99i_tempusapp.htm <DESCRIPTION>FINAL PRESS RELEASE <TEXT> Document 18 - file: f8k080615ex99i_tempusapp.htm
</DOCUMENT> </SEC-DOCUMENT>