The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALERE INC | COM | 01449J105 | 55,013 | 1,125,000 | SH | DFND | 1 | 0 | 1,125,000 | 0 | |
| CLEARWATER PAPER CORP | COM | 18538R103 | 52,240 | 800,000 | SH | DFND | 1 | 0 | 800,000 | 0 | |
| GLOBE SPECIALTY METALS INC | COM | 37954N206 | 21,285 | 1,125,000 | SH | DFND | 1 | 0 | 1,125,000 | 0 | |
| ISHARES TR | PUT | 464287655 | 63,118 | 507,500 | SH | Put | DFND | 1 | 0 | 507,500 | 0 |
| KRATON PERFORMANCE POLYMERS | COM | 50077C106 | 35,560 | 1,759,521 | SH | DFND | 1 | 0 | 1,759,521 | 0 | |
| LOGMEIN INC | COM | 54142L109 | 88,351 | 1,577,972 | SH | DFND | 1 | 0 | 1,577,972 | 0 | |
| SHUTTERFLY INC | COM | 82568P304 | 81,875 | 1,809,800 | SH | DFND | 1 | 0 | 1,809,800 | 0 | |
| SILICON MOTION TECHNOLOGY CO | SPONSORED ADR | 82706C108 | 26,880 | 1,000,000 | SH | DFND | 1 | 0 | 1,000,000 | 0 | |
| TETRA TECHNOLOGIES INC DEL | COM | 88162F105 | 3,090 | 500,000 | SH | DFND | 1 | 0 | 500,000 | 0 | |
| TESSERA TECHNOLOGIES INC | COM | 88164L100 | 43,700 | 1,084,895 | SH | DFND | 1 | 0 | 1,084,895 | 0 | |
| WALTER INVT MGMT CORP | COM | 93317W102 | 43,767 | 2,710,000 | SH | DFND | 1 | 0 | 2,710,000 | 0 | |
| BUNGE LIMITED | COM | G16962105 | 26,767 | 325,000 | SH | DFND | 1 | 0 | 325,000 | 0 | |
| NCR CORP NEW | COM | 62886E108 | 19,919 | 675,000 | SH | DFND | 1 | 0 | 675,000 | 0 | |
| NOBLE ENERGY INC | COM | 655044105 | 14,670 | 300,000 | SH | DFND | 1 | 0 | 300,000 | 0 | |
| VMWARE INC | CL A COM | 928563402 | 34,854 | 425,000 | SH | DFND | 1 | 0 | 425,000 | 0 | |
| KINDRED HEALTHCARE INC | COM | 494580103 | 68,213 | 2,867,312 | SH | DFND | 1 | 0 | 2,867,312 | 0 | |
| ENCANA CORP | COM | 292505104 | 20,827 | 1,867,900 | SH | DFND | 1 | 0 | 1,867,900 | 0 | |
| CHILDRENS PL INC | COM | 168905107 | 32,095 | 500,000 | SH | DFND | 1 | 0 | 500,000 | 0 | |
| RACKSPACE HOSTING INC | COM | 750086100 | 78,675 | 1,525,000 | SH | DFND | 1 | 0 | 1,525,000 | 0 | |
| STONE ENERGY CORP | COM | 861642106 | 6,092 | 415,000 | SH | DFND | 1 | 0 | 415,000 | 0 | |
| OM GROUP INC | COM | 670872100 | 28,529 | 950,000 | SH | DFND | 1 | 0 | 950,000 | 0 | |
| GULFPORT ENERGY CORP | COM NEW | 402635304 | 18,364 | 400,000 | SH | DFND | 1 | 0 | 400,000 | 0 | |
| GREEN PLAINS INC | COM | 393222104 | 15,703 | 550,000 | SH | DFND | 1 | 0 | 550,000 | 0 | |
| WORLD FUEL SVCS CORP | COM | 981475106 | 54,606 | 950,000 | SH | DFND | 1 | 0 | 950,000 | 0 | |
| OLIN CORP | COM PAR $1 | 680665205 | 28,836 | 900,000 | SH | DFND | 1 | 0 | 900,000 | 0 | |
| PHOTRONICS INC | COM | 719405102 | 11,876 | 1,397,131 | SH | DFND | 1 | 0 | 1,397,131 | 0 | |
| MAGNACHIP SEMICONDUCTOR CORP | COM | 55933J203 | 16,410 | 3,000,000 | SH | DFND | 1 | 0 | 3,000,000 | 0 | |
| BANKRATE INC DEL | COM | 06647F102 | 40,824 | 3,600,000 | SH | DFND | 1 | 0 | 3,600,000 | 0 | |
| AAR CORP | COM | 000361105 | 18,919 | 616,248 | SH | DFND | 1 | 0 | 616,248 | 0 | |
| SANCHEZ ENERGY CORP | COM | 79970Y105 | 26,931 | 2,070,000 | SH | DFND | 1 | 0 | 2,070,000 | 0 | |
| WPX ENERGY INC | COM | 98212B103 | 15,029 | 1,375,000 | SH | DFND | 1 | 0 | 1,375,000 | 0 | |
| NATIONSTAR MTG HLDGS INC | COM | 63861C109 | 1,248 | 50,400 | SH | DFND | 1 | 0 | 50,400 | 0 | |
| BLOOMIN BRANDS INC | COM | 094235108 | 57,176 | 2,350,000 | SH | DFND | 1 | 0 | 2,350,000 | 0 | |
| RENEWABLE ENERGY GROUP INC | COM NEW | 75972A301 | 10,603 | 1,150,000 | SH | DFND | 1 | 0 | 1,150,000 | 0 | |
| DYNEGY INC NEW DEL | COM | 26817R108 | 35,359 | 1,125,000 | SH | DFND | 1 | 0 | 1,125,000 | 0 | |
| COMVERSE INC | COM | 20585P105 | 7,255 | 368,277 | SH | DFND | 1 | 0 | 368,277 | 0 | |
| SILVER SPRING NETWORKS INC | COM | 82817Q103 | 1,865 | 208,634 | SH | DFND | 1 | 0 | 208,634 | 0 | |
| WEIGHT WATCHERS INTL INC NEW | PUT | 948626106 | 11,134 | 1,592,800 | SH | Put | DFND | 1 | 0 | 1,592,800 | 0 |
| ARRIS GROUP INC NEW | COM | 04270V106 | 67,903 | 2,350,000 | SH | DFND | 1 | 0 | 2,350,000 | 0 | |
| SUNEDISON INC | COM | 86732Y109 | 67,680 | 2,820,000 | SH | DFND | 1 | 0 | 2,820,000 | 0 | |
| GIGAMON INC | COM | 37518B102 | 22,149 | 1,042,800 | SH | DFND | 1 | 0 | 1,042,800 | 0 | |
| GENERAL MTRS CO | *W EXP 12/31/201 | 37045V134 | 198 | 150,000 | SH | DFND | 1 | 0 | 150,000 | 0 | |
| RETAILMENOT INC | COM SER 1 | 76132B106 | 43,674 | 2,425,000 | SH | DFND | 1 | 0 | 2,425,000 | 0 | |
| JONES ENERGY INC | COM CL A | 48019R108 | 20,126 | 2,241,215 | SH | DFND | 1 | 0 | 2,241,215 | 0 | |
| POTBELLY CORP | COM | 73754Y100 | 685 | 50,000 | SH | DFND | 1 | 0 | 50,000 | 0 | |
| EP ENERGY CORP | CL A | 268785102 | 28,191 | 2,690,006 | SH | DFND | 1 | 0 | 2,690,006 | 0 | |
| RICE ENERGY INC | COM | 762760106 | 17,408 | 800,000 | SH | DFND | 1 | 0 | 800,000 | 0 | |
| NUVERRA ENVIRONMENTAL SOLUTI | COM NEW | 67091K203 | 2,848 | 800,000 | SH | DFND | 1 | 0 | 800,000 | 0 | |
| CHC GROUP LTD | SHS | G07021101 | 2,095 | 1,575,000 | SH | DFND | 1 | 0 | 1,575,000 | 0 | |
| RCS CAP CORP | COM CL A | 74937W102 | 58,772 | 5,523,646 | SH | DFND | 1 | 0 | 5,523,646 | 0 | |
| ECLIPSE RES CORP | COM | 27890G100 | 15,877 | 2,825,000 | SH | DFND | 1 | 0 | 2,825,000 | 0 | |
| SHUTTERFLY INC | NOTE 0.250% 5/1 | 82568PAB2 | 2,979 | 3,000,000 | PRN | DFND | 1 | 0 | 3,000,000 | 0 | |
| SUNEDISON SEMICONDUCTOR LTD | SHS | Y8213L102 | 6,326 | 245,000 | SH | DFND | 1 | 0 | 245,000 | 0 | |
| BLUCORA INC | NOTE 4.250% 4/0 | 095229AB6 | 2,810 | 3,000,000 | PRN | DFND | 1 | 0 | 3,000,000 | 0 | |
| DYNEGY INC NEW DEL | PFD CONV SER A | 26817R207 | 5,458 | 50,000 | PRN | DFND | 1 | 0 | 50,000 | 0 | |