0000899243-20-021887.txt : 20200810 0000899243-20-021887.hdr.sgml : 20200810 20200810171839 ACCESSION NUMBER: 0000899243-20-021887 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200806 FILED AS OF DATE: 20200810 DATE AS OF CHANGE: 20200810 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Forrester John CENTRAL INDEX KEY: 0001747294 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38611 FILM NUMBER: 201090347 MAIL ADDRESS: STREET 1: 225 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cushman & Wakefield plc CENTRAL INDEX KEY: 0001628369 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] IRS NUMBER: 981193584 STATE OF INCORPORATION: Y9 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 125 OLD BROAD STREET CITY: LONDON STATE: X0 ZIP: EC2N 1AR BUSINESS PHONE: 44 20 3296 3000 MAIL ADDRESS: STREET 1: 125 OLD BROAD STREET CITY: LONDON STATE: X0 ZIP: EC2N 1AR FORMER COMPANY: FORMER CONFORMED NAME: Cushman & Wakefield Ltd DATE OF NAME CHANGE: 20180726 FORMER COMPANY: FORMER CONFORMED NAME: Cushman & Wakefield Ltd. DATE OF NAME CHANGE: 20180726 FORMER COMPANY: FORMER CONFORMED NAME: Cushman & Wakefield plc DATE OF NAME CHANGE: 20180719 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-08-06 0 0001628369 Cushman & Wakefield plc CWK 0001747294 Forrester John 225 WEST WACKER DRIVE CHICAGO IL 60606 0 1 0 0 Global President Ordinary Shares 2020-08-06 4 M 0 9803.9 0.00 A 133521.7 D Ordinary Shares 2020-08-06 4 M 0 29411.7 0.00 A 162933.4 D Ordinary Shares 2020-08-06 4 M 0 9803.9 0.00 A 172737.3 D Ordinary Shares 2020-08-06 4 M 0 29411.8 0.00 A 202149.1 D Ordinary Shares 2020-08-06 4 F 0 36864 10.54 D 165285.1 D Restricted Stock Units 2020-08-06 4 M 0 9803.9 0.00 D Ordinary Shares 9803.9 0 D Restricted Stock Units 2020-08-06 4 M 0 29411.7 0.00 D Ordinary Shares 29411.7 0 D Restricted Stock Units 2020-08-06 4 M 0 9803.9 0.00 D Ordinary Shares 9803.9 0 D Restricted Stock Units 2020-08-06 4 M 0 29411.8 0.00 D Ordinary Shares 29411.8 0 D Restricted Stock Units (RSUs) granted under the Cushman & Wakefield plc 2018 Omnibus Management Share and Cash Incentive Plan convert into an equal number of ordinary shares of Cushman & Wakefield plc. Restricted stock units granted on March 8, 2018 and vest in four substantially equal installments on each of the first four anniversaries of January 1, 2018. Vested restricted stock units by their terms settle within 30 days of the earlier of (i) a qualifying change in control or (ii) separation from service. However, in connection with the Registrant's initial public offering, the Registrant acted to terminate these awards and settle them 24 months following the initial public offering, in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. Restricted stock units granted on March 8, 2018 and vest upon the occurrence of a liquidity event in which TPG Asia VI SF Pte. Ltd, PAGAC Drone Holding I LP and 2339532 Ontario Ltd and/or their respective affiliates achieve a multiple of money of at least 2.0. In each of the foregoing, vesting of the RSUs is subject to continued employment through the applicable vesting date. Vested RSUs by their terms settle within 30 days of the earlier of (i) a qualifying change in control or (ii) separation from service. However, in connection with the Registrant's initial public offering, the Registrant acted to terminate these awards and settle them 24 months following the initial public offering, in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. /s/ Brett Soloway, attorney-in-fact 2020-08-10