0001678463-22-000041.txt : 20220318 0001678463-22-000041.hdr.sgml : 20220318 20220318174600 ACCESSION NUMBER: 0001678463-22-000041 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220318 FILED AS OF DATE: 20220318 DATE AS OF CHANGE: 20220318 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BHATIA VIKRANT CENTRAL INDEX KEY: 0001628240 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37921 FILM NUMBER: 22753680 MAIL ADDRESS: STREET 1: 511 E. JOHN CARPENTER FREEWAY STREET 2: SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Forterra, Inc. CENTRAL INDEX KEY: 0001678463 STANDARD INDUSTRIAL CLASSIFICATION: CONCRETE PRODUCTS, EXCEPT BLOCK & BRICK [3272] IRS NUMBER: 371830464 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 511 E. JOHN CARPENTER FREEWAY STREET 2: SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 BUSINESS PHONE: 469-458-7973 MAIL ADDRESS: STREET 1: 511 E. JOHN CARPENTER FREEWAY STREET 2: SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 4 1 wf-form4_164763994421774.xml FORM 4 X0306 4 2022-03-18 1 0001678463 Forterra, Inc. FRTA 0001628240 BHATIA VIKRANT 511 E. JOHN CARPENTER FREEWAY SUITE 600 IRVING TX 75062 0 1 0 0 Pres, Water Pipe & Products Common Stock 2022-03-18 4 D 0 268920 24 D 0 D Stock Option (Right to Buy) 8.92 2022-03-18 4 D 0 34384 0 D 2027-08-07 Common Stock 34384.0 0 D Stock Option (Right to Buy) 9.16 2022-03-18 4 D 0 32967 0 D 2027-12-12 Common Stock 32967.0 0 D Stock Option (Right to Buy) 7.29 2022-03-18 4 D 0 55891 0 D 2028-03-01 Common Stock 55891.0 0 D Stock Option (Right to Buy) 4.24 2022-03-18 4 D 0 40618 0 D 2029-03-14 Common Stock 40618.0 0 D Restricted Stock Unit 2022-03-18 4 D 0 64656 0 D Common Stock 64656.0 0 D Pursuant to the Agreement and Plan of Merger, dated as of February 19, 2021 (the "Merger Agreement"), by and among Forterra, Inc., a Delaware corporation, (the "Company", Quikrete Holdings, Inc., a Delaware corporation ("Parent"), and Jordan Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub merged with and into the Company (the "Merger"), with the Company continuing as the surviving corporation in the Merger and a wholly owned subsidiary of Parent. Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock, par value $0.001 per share, of the Company ("Common Stock") was canceled and converted automatically into the right to receive $24.00 per share in cash, without interest and less any applicable tax withholdings. Pursuant to the Merger Agreement, each option to purchase shares of Common Stock immediately prior to the effective time of the Merger fully vested and converted into the right to receive, without interest and less any applicable tax withholdings, $24.00 in cash. Vested in equal installments on 8/7/2018, 8/7/2019, and 8/7/2020. Vested in equal installments on 12/12/2018, 12/12/2019, and 12/12/2020. Vested in equal installments on 3/1/2019, 3/1/2020, and 3/1/2021. Vested in equal installments on 3/14/2020, 3/14/2021, and 3/14/2022. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Pursuant to the Merger Agreement, each restricted stock unit outstanding immediately prior to the consummation of the Merger was canceled and converted into the right to receive, without interest and less any applicable tax withholdings, $24.00 in cash. /s/ Lori M. Browne, attorney-in-fact for Vikrant Bhatia 2022-03-18