0001678463-22-000026.txt : 20220315 0001678463-22-000026.hdr.sgml : 20220315 20220315184854 ACCESSION NUMBER: 0001678463-22-000026 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220222 FILED AS OF DATE: 20220315 DATE AS OF CHANGE: 20220315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BHATIA VIKRANT CENTRAL INDEX KEY: 0001628240 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37921 FILM NUMBER: 22742727 MAIL ADDRESS: STREET 1: 511 E. JOHN CARPENTER FREEWAY STREET 2: SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Forterra, Inc. CENTRAL INDEX KEY: 0001678463 STANDARD INDUSTRIAL CLASSIFICATION: CONCRETE PRODUCTS, EXCEPT BLOCK & BRICK [3272] IRS NUMBER: 371830464 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 511 E. JOHN CARPENTER FREEWAY STREET 2: SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 BUSINESS PHONE: 469-458-7973 MAIL ADDRESS: STREET 1: 511 E. JOHN CARPENTER FREEWAY STREET 2: SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 4 1 wf-form4_164738451978662.xml FORM 4 X0306 4 2022-02-22 0 0001678463 Forterra, Inc. FRTA 0001628240 BHATIA VIKRANT 511 E. JOHN CARPENTER FREEWAY SUITE 600 IRVING TX 75062 0 1 0 0 Pres, Water Pipe & Products Common Stock 2022-02-22 4 M 0 8798 0 A 254869 D Common Stock 2022-02-22 4 F 0 2289 23.64 D 252580 D Common Stock 2022-03-13 4 M 0 8688 0 A 261268 D Common Stock 2022-03-13 4 F 0 3419 23.58 D 257849 D Common Stock 2022-03-14 4 M 0 18254 0 A 276103 D Common Stock 2022-03-14 4 F 0 7183 23.55 D 268920 D Restricted Stock Unit 2022-02-22 4 M 0 8798 0 D Common Stock 8798.0 17598 D Restricted Stock Unit 2022-03-13 4 M 0 8688 0 D Common Stock 8688.0 8688 D Restricted Stock Unit 2022-03-14 4 M 0 18254 0 D Common Stock 18254.0 0 D Shares withheld on vesting of restricted stock units to cover applicable withholding taxes, with the number of shares withheld based on the February 22, 2022 closing price. Shares withheld on vesting of restricted stock units to cover applicable withholding taxes, with the number of shares withheld based on the March 11, 2022 closing price. Shares withheld on vesting of restricted stock units to cover applicable withholding taxes, with the number of shares withheld based on the March 14, 2022 closing price. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Represents vesting of one-third of restricted stock units granted February 22, 2021. Represents vesting of one-third of restricted stock units granted March 13, 2020. Represents vesting of one-third of restricted stock units granted March 14, 2019. /s/ Lori M. Browne, attorney-in-fact for Vikrant Bhatia 2022-03-15