0001209191-20-060251.txt : 20201124 0001209191-20-060251.hdr.sgml : 20201124 20201124170042 ACCESSION NUMBER: 0001209191-20-060251 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201120 FILED AS OF DATE: 20201124 DATE AS OF CHANGE: 20201124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McClain Mark D. CENTRAL INDEX KEY: 0001722498 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38297 FILM NUMBER: 201344965 MAIL ADDRESS: STREET 1: C/O SAILPOINT TECHNOLOGIES HOLDINGS, INC STREET 2: 11120 FOUR POINTS DRIVE, SUITE 100 CITY: AUSTIN STATE: TX ZIP: 78726 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sailpoint Technologies Holdings, Inc. CENTRAL INDEX KEY: 0001627857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 471628077 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11120 FOUR POINTS DRIVE STREET 2: SUITE 100 CITY: AUSTIN STATE: TX ZIP: 78726 BUSINESS PHONE: (512) 346-2000 MAIL ADDRESS: STREET 1: 11120 FOUR POINTS DRIVE STREET 2: SUITE 100 CITY: AUSTIN STATE: TX ZIP: 78726 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-11-20 0 0001627857 Sailpoint Technologies Holdings, Inc. SAIL 0001722498 McClain Mark D. 11120 FOUR POINTS DRIVE, SUITE 100 AUSTIN TX 78726 1 1 0 0 CEO and President Common Stock 2020-11-20 4 F 0 8342 43.83 D 1220556 D Common Stock 600994 I By McClain Charitable Remainder Unitrust Common Stock 26000 I By McClain RHD 2015 Trust Common Stock 26000 I By McClain ADM 2015 Trust Common Stock 26000 I By McClain GMM 2015 Trust Mr. McClain is a co-trustee for the McClain Charitable Remainder Unitrust (the "Unitrust"), and he shares investment control over, and may be deemed to have a pecuniary interest in, the shares held by the Unitrust. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Unitrust; however, Mr. McClain disclaims beneficial ownership of the shares held by the Unitrust except to the extent of his pecuniary interest therein. Mr. McClain is a co-trustee for each of McClain RHD 2015 Trust (the "RHD Trust"), McClain ADM 2015 Trust (the "ADM Trust") and McClain GMM 2015 Trust (the "GMM Trust", and together with the RHD Trust and the ADM Trust, the "Family Trusts"). The beneficiary of each of the Family Trusts is an immediate family member of Mr. McClain's. As such, Mr. McClain may be deemed to beneficially own all of the shares held by the Family Trusts; however, Mr. McClain disclaims beneficial ownership of the shares held by the Family Trusts except to the extent of his pecuniary interest therein. /s/ Christopher G. Schmitt, attorney-in-fact 2020-11-24