0001209191-20-032327.txt : 20200527
0001209191-20-032327.hdr.sgml : 20200527
20200527165253
ACCESSION NUMBER: 0001209191-20-032327
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200526
FILED AS OF DATE: 20200527
DATE AS OF CHANGE: 20200527
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pflaging James Michael
CENTRAL INDEX KEY: 0001722504
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38297
FILM NUMBER: 20915875
MAIL ADDRESS:
STREET 1: C/O SAILPOINT TECHNOLOGIES HOLDINGS, INC
STREET 2: 11120 FOUR POINTS DRIVE, SUITE 100
CITY: AUSTIN
STATE: TX
ZIP: 78726
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sailpoint Technologies Holdings, Inc.
CENTRAL INDEX KEY: 0001627857
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 471628077
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11120 FOUR POINTS DRIVE
STREET 2: SUITE 100
CITY: AUSTIN
STATE: TX
ZIP: 78726
BUSINESS PHONE: (512) 346-2000
MAIL ADDRESS:
STREET 1: 11120 FOUR POINTS DRIVE
STREET 2: SUITE 100
CITY: AUSTIN
STATE: TX
ZIP: 78726
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-05-26
0
0001627857
Sailpoint Technologies Holdings, Inc.
SAIL
0001722504
Pflaging James Michael
11120 FOUR POINTS DRIVE,
SUITE 100
AUSTIN
TX
78726
1
0
0
0
Common Stock
2020-05-26
4
S
0
5941
23.00
D
144448
I
By MMJ Living Trust
Common Stock
20499
D
On May 26, 2020, pursuant to a plan of disposition adopted on May 20, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"), the MMJ Living Trust (the "Trust") sold 5,941 shares in a single trade at a price of $23.00 per share. No more than 41,818 shares may be sold in the aggregate under the 10b5-1 Plan, which terminates no later than June 18, 2020, regardless of whether the maximum of 41,818 shares in the aggregate have been sold.
Mr. Pflaging is a co-trustee for the Trust, the beneficiary of which is an immediate family member of Mr. Pflaging's. As such, Mr. Pflaging may be deemed to beneficially own all of the shares held by the Trust; however, Mr. Pflaging disclaims beneficial ownership of the shares held by the Trust except to the extent of his pecuniary interest therein.
/s/ Christopher G. Schmitt, attorney-in-fact
2020-05-27