0001209191-20-032327.txt : 20200527 0001209191-20-032327.hdr.sgml : 20200527 20200527165253 ACCESSION NUMBER: 0001209191-20-032327 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200526 FILED AS OF DATE: 20200527 DATE AS OF CHANGE: 20200527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pflaging James Michael CENTRAL INDEX KEY: 0001722504 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38297 FILM NUMBER: 20915875 MAIL ADDRESS: STREET 1: C/O SAILPOINT TECHNOLOGIES HOLDINGS, INC STREET 2: 11120 FOUR POINTS DRIVE, SUITE 100 CITY: AUSTIN STATE: TX ZIP: 78726 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sailpoint Technologies Holdings, Inc. CENTRAL INDEX KEY: 0001627857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 471628077 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11120 FOUR POINTS DRIVE STREET 2: SUITE 100 CITY: AUSTIN STATE: TX ZIP: 78726 BUSINESS PHONE: (512) 346-2000 MAIL ADDRESS: STREET 1: 11120 FOUR POINTS DRIVE STREET 2: SUITE 100 CITY: AUSTIN STATE: TX ZIP: 78726 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-05-26 0 0001627857 Sailpoint Technologies Holdings, Inc. SAIL 0001722504 Pflaging James Michael 11120 FOUR POINTS DRIVE, SUITE 100 AUSTIN TX 78726 1 0 0 0 Common Stock 2020-05-26 4 S 0 5941 23.00 D 144448 I By MMJ Living Trust Common Stock 20499 D On May 26, 2020, pursuant to a plan of disposition adopted on May 20, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"), the MMJ Living Trust (the "Trust") sold 5,941 shares in a single trade at a price of $23.00 per share. No more than 41,818 shares may be sold in the aggregate under the 10b5-1 Plan, which terminates no later than June 18, 2020, regardless of whether the maximum of 41,818 shares in the aggregate have been sold. Mr. Pflaging is a co-trustee for the Trust, the beneficiary of which is an immediate family member of Mr. Pflaging's. As such, Mr. Pflaging may be deemed to beneficially own all of the shares held by the Trust; however, Mr. Pflaging disclaims beneficial ownership of the shares held by the Trust except to the extent of his pecuniary interest therein. /s/ Christopher G. Schmitt, attorney-in-fact 2020-05-27