0001209191-18-059792.txt : 20181121 0001209191-18-059792.hdr.sgml : 20181121 20181121172547 ACCESSION NUMBER: 0001209191-18-059792 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181119 FILED AS OF DATE: 20181121 DATE AS OF CHANGE: 20181121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McMartin James Cameron CENTRAL INDEX KEY: 0001722501 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38297 FILM NUMBER: 181198855 MAIL ADDRESS: STREET 1: C/O SAILPOINT TECHNOLOGIES HOLDINGS, INC STREET 2: 11305 FOUR POINTS DR, BLDG 2, STE 100 CITY: AUSTIN STATE: TX ZIP: 78726 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sailpoint Technologies Holdings, Inc. CENTRAL INDEX KEY: 0001627857 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 471628077 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11305 FOUR POINTS DRIVE, BLDG. 2 STREET 2: SUITE 100 CITY: AUSTIN STATE: TX ZIP: 78726 BUSINESS PHONE: (512) 346-2000 MAIL ADDRESS: STREET 1: 11305 FOUR POINTS DRIVE, BLDG. 2 STREET 2: SUITE 100 CITY: AUSTIN STATE: TX ZIP: 78726 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-11-19 0 0001627857 Sailpoint Technologies Holdings, Inc. SAIL 0001722501 McMartin James Cameron 11305 FOUR POINTS DRIVE BUILDING 2, SUITE 100 AUSTIN TX 78726 0 1 0 0 CFO and Treasurer Common Stock 2018-11-19 4 S 0 7595 23.9655 D 383692 D Common Stock 2018-11-19 4 S 0 3005 25.2631 D 380687 D Common Stock 2018-11-19 4 S 0 2700 26.1787 D 377987 D Common Stock 2018-11-19 4 S 0 700 26.9971 D 377287 D Common Stock 2018-11-20 4 F 0 3044 23.92 D 374243 D On November 19, 2018, pursuant to a plan of disposition adopted on March 15, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"), Mr. McMartin sold 7,595 shares in multiple trades at prices ranging from $23.63 to $24.61. The price reported above reflects the weighted average sale price. Mr. McMartin hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 200,000 shares may be sold in the aggregate under the 10b5-1 Plan, which terminates no later than May 22, 2019, regardless of whether the maximum of 200,000 shares in the aggregate have been sold. On November 19, 2018, pursuant to the 10b5-1 Plan, Mr. McMartin sold 3,005 shares in multiple trades at prices ranging from $24.74 to $25.73. The price reported above reflects the weighted average sale price. Mr. McMartin hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 200,000 shares may be sold in the aggregate under the 10b5-1 Plan, which terminates no later than May 22, 2019, regardless of whether the maximum of 200,000 shares in the aggregate have been sold. On November 19, 2018, pursuant to the 10b5-1 Plan, Mr. McMartin sold 2,700 shares in multiple trades at prices ranging from $25.76 to $26.75. The price reported above reflects the weighted average sale price. Mr. McMartin hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 200,000 shares may be sold in the aggregate under the 10b5-1 Plan, which terminates no later than May 22, 2019, regardless of whether the maximum of 200,000 shares in the aggregate have been sold. On November 19, 2018, pursuant to the 10b5-1 Plan, Mr. McMartin sold 700 shares in multiple trades at prices ranging from $26.93 to $27.05. The price reported above reflects the weighted average sale price. Mr. McMartin hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 200,000 shares may be sold in the aggregate under the 10b5-1 Plan, which terminates no later than May 22, 2019, regardless of whether the maximum of 200,000 shares in the aggregate have been sold. /s/ Christopher G. Schmitt, attorney-in-fact 2018-11-21