X0306 4 2017-11-20 0 0001627857 Sailpoint Technologies Holdings, Inc. SAIL 0001722504 Pflaging James Michael 11305 FOUR POINTS DRIVE, BUILDING 2, SUITE 100 AUSTIN TX 78726 1 0 0 0 Common Stock 2017-11-20 4 A 0 8263 0.00 A 8263 D Common Stock 2017-11-21 4 C 0 22614 0.00 A 172062 I By MMJ Living Trust Series A Convertible Preferred Stock 2017-11-21 4 C 0 247.5 0.00 D Common Stock 22614 0 I By MMJ Living Trust Immediately prior to completion of the issuer's initial public offering on November 21, 2017, each share of preferred stock automatically converted into a number of shares of common stock equal to the result of the liquidation value of such share of preferred stock, divided by the initial public offering price per share of common stock of $12.00. The liquidation value for each share of preferred stock was equal to $1,000 plus accrued and unpaid dividends on such share of preferred stock. There was no expiration date. Mr. Pflaging is a co-trustee for the MMJ Living Trust (the "Trust"), the beneficiary of which is an immediate family member of Mr. Pflaging's. As such, Mr. Pflaging may be deemed to beneficially own all of the shares held by the Trust; however, Mr. Pflaging disclaims beneficial ownership of the shares held by the Trust except to the extent of his pecuniary interest therein. /s/ Christopher G. Schmitt, attorney-in-fact 2017-11-22