0001752724-19-035390.txt : 20190514
0001752724-19-035390.hdr.sgml : 20190514
20190514101956
ACCESSION NUMBER: 0001752724-19-035390
CONFORMED SUBMISSION TYPE: N-CEN
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190228
FILED AS OF DATE: 20190514
DATE AS OF CHANGE: 20190514
EFFECTIVENESS DATE: 20190514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SEI Catholic Values Trust
CENTRAL INDEX KEY: 0001627853
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0228
FILING VALUES:
FORM TYPE: N-CEN
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-23015
FILM NUMBER: 19820917
BUSINESS ADDRESS:
STREET 1: ONE FREEDOM VALLEY DRIVE
CITY: OAKS
STATE: PA
ZIP: 19456
BUSINESS PHONE: 610-676-1000
MAIL ADDRESS:
STREET 1: ONE FREEDOM VALLEY DRIVE
CITY: OAKS
STATE: PA
ZIP: 19456
0001627853
S000048320
Catholic Values Equity Fund
C000152590
Catholic Values Equity Fund Class F, effective 1-31-2017 (formerly Class A)
CAVAX
C000152591
Catholic Values Equity Fund Class Y
CAVYX
0001627853
S000048321
Catholic Values Fixed Income Fund
C000152592
Catholic Values Fixed Income Fund Class F, effective 1-31-2017 (formerly Class A)
CFVAX
C000152593
Catholic Values Fixed Income Fund Class Y
CFVYX
N-CEN
1
primary_doc.xml
X0201
N-CEN
LIVE
0001627853
XXXXXXXX
811-23015
N-1A
true
SEI CATHOLIC VALUES TRUST
811-23015
0001627853
549300HNHS8PWODW1A40
ONE FREEDOM VALLEY DRIVE
OAKS
19456
US-PA
US
1-610-676-1000
EAM INVESTORS, LLC
2533 SOUTH COAST HIGHWAY 1
CARDIFF BY THE SEA
92007
760-479-5080
Records as Sub-Advisor for Trust
COHO PARTNERS, LTD.
300 BERWYN PARK
BERWYN
19312
484-318-7575
Records as Sub-Advisor for Trust
SEI Investments Global Funds Services
1 Freedom Valley Drive
OAKS
19456
610-676-1000
Records as Administrator for Trust
SEI Investments Distribution Co.
1 Freedom Valley Drive
OAKS
19456
610-676-1000
Records as Distributor for Trust
EARNEST PARTNERS, LLC
1180 PEACHTREE STREET
ATLANTA
30309
404-815-8772
Records as Sub-Advisor for Trust
SEI Investments Management Corporation
1 Freedom Valley Drive
OAKS
19456
610-676-1000
Records as Advisor for Trust
Fred Alger Management, Inc.
360 PARK AVENUE SOUTH
New York
10010
212-806-8800
Records as Sub-Advisor for Trust
SNOW CAPITAL MANAGEMENT, L.P.
2000 GEORGETOWNE DRIVE
SEWICKLEY
15143
724-934-5800
Records as Sub-Advisor for Trust
BRANDYWINE Global Investment Management, LLC
1735 MARKET STREET
PHILADELPHIA
19103
215-609-3500
Records as Sub-Advisor for Trust
PARAMETRIC PORTFOLIO Associates LLC
800 FIFTH AVENUE
SEATTLE
98104
206-694-5575
Records as Sub-Advisor for Trust
BROWN BROTHERS HARRIMAN & CO.
50 Post Office Square
Boston
02110
617-772-1818
Records as Custodian of Trust
WESTERN ASSET MANAGEMENT COMPANY
385 E. Colorado Blvd
Pasadena
91101
626-844-9400
Records as Sub-Advisor for Trust
INCOME RESEARCH & MANAGEMENT
100 FEDERAL STREET
BOSTON
02110
617-330-9333
Records as Sub-Advisor for Trust
US Bank, N.A.
1555 N. Rivercenter Drive
Milwaukee
53212
651-466-3000
Records as Custodian for Trust
WESTERN ASSET MANAGEMENT COMPANY Limited
10 Exchange Square
Primrose Street
London
GB
EC2A 2EN
011-44-20-7422-3000
Records as Sub-Advisor for Trust
Y
N
N-1A
2
Y
George J. Sullivan Jr.
N/A
N
Hubert L. Harris, Jr.
N/A
N
Robert A. Nesher
N/A
Y
Nina Lesavoy
N/A
N
Susan C. Cote
N/A
N
Mitchell A. Johnson
N/A
N
William M. Doran
N/A
Y
James M. Williams
N/A
N
James B. Taylor
N/A
N
Russell Emery
N/A
1 Freedom Valley Drive
Oaks
19456
XXXXXX
N
N
N
N
N
N
SEI INVESTMENTS DISTRIBUTION CO.
8-27897
000010690
N/A
Y
N
KPMG, LLP
185
549300G1CEVDWVMRLW77
N
N
N
N
N
N
N
Catholic Values Equity Fund
S000048320
549300VJMVMQ8OVR3664
Y
2
0
0
N/A
N
N
Y
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
SEI Investments Management Corporation
811-24593
000105146
Q33VOZOFSDXYC0TV0J12
N
COHO PARTNERS, LTD.
801-60111
000111335
N/A
N
N
SNOW CAPITAL MANAGEMENT, L.P.
801-37238
000106516
N/A
N
N
BRANDYWINE Global Investment Management, LLC
801-55738
000110783
8GTBE30G9EQQ2JEJZ302
N
N
EAM INVESTORS, LLC
801-70305
000144908
2549001485M33TIO5M11
N
N
PARAMETRIC PORTFOLIO Associates LLC
801-60485
000114310
549300S4WU4W1Z92RF77
N
N
Fred Alger Management, Inc.
801-6709
000106750
549300DJT5ERKM01RD40
N
N
EARNEST PARTNERS, LLC
801-56189
000107996
549300NAODGMA1LY8H95
N
N
SEI Institutional Transfer Agent, Inc.
084-27897
N/A
Y
N
N
IHS Markit
549300HLPTRASHS0E726
GB
N
Thomson Reuters Corporation
549300561UZND4C7B569
CA
N
S&P
549300U4VWNITEKO2881
N
Intercontinental Exchange, Inc.
5493000F4ZO33MV32P92
N
Bloomberg
254900BF4G8VMW8GG471
N
Pricing Direct
549300WIC0TOJ7N7GD54
N
N
DEUTSCHE FRANKFURT
N/A
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC HONG KONG
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BANCO S3
N/A
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK LONDON
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNPPSS MILAN
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEUTSCHE BK FRANCE
N/A
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
NORDEA ABP, FILIAL I NORGE
N/A
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC KOREA
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBK EUROPE CZECH
N/A
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
SCB SINGAPORE
N/A
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CIBC MELLON TRUST
N/A
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BBVA
N/A
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
SEB AB PUBL
N/A
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK, N.A., SAO PAULO
N/A
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEUTSCHE BANK AS
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEUTSCHE BANK AG
N/A
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
MUFG BANK, LTD.
N/A
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEUTSCHE NETHERLAND
N/A
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK JAKARTA
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BANK OF TAIWAN
N/A
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BROWN BROTHERS HARRIMAN & CO.
5493006KMX1VFTPYPW14
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
SEI Investments Distribution Co.
008-27897
SEC File Number
Y
N
SEI Private Trust Company
5LJTIFADGZ6XH1RVOC11
Y
Y
PERSHING LLC
ZI8Q1A8EI8LQFJNM0D94
N
Y
ARCHDIOCESE OF PHILADELPHIA
N/A
N/A
N
Y
N
SEI INVESTMENTS GLOBAL FUNDS SERVICES
801-24593
SEC FILE NUMBER
Y
N
N
SEI Investments Distribution Co.
8-27897
000010690
N/A
0.00000000
ITG
008-44218
000029299
N/A
7874.86000000
JEFFERIES LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
7374.57000000
INSTINET
008-23669
000007897
549300MGMN3RKMU8FT57
5545.69999999
WEEDEN & COMPANY
008-37267
000016835
549300OYBLKSN8M8EW67
5280.14000000
LOOP CAPITAL MARKETS LLC
008-50140
000043098
254900FPPM2WN90D4786
7901.85000000
MORGAN STANLEY & CO, INC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
4703.01999999
MERRILL LYNCH
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
3646.26000000
LIQUIDNET INC
008-52461
000103987
213800HSKBBO1GCVRG79
1304.44000000
J.P. MORGAN SECURITIES
008-35008
000000079
ZBUT11V806EZRVTWT807
2364.21000000
UBS SECURITIES
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
1320.87000000
47315.92000000
0.00000000
N
257981443.73868892
0.00000000
N
N
N
N
Catholic Values Fixed Income Fund
S000048321
549300PGEESYEMTFDK65
Y
2
0
0
N/A
N
N
Y
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
SEI Investments Management Corporation
811-24593
000105146
Q33VOZOFSDXYC0TV0J12
N
WESTERN ASSET MANAGEMENT COMPANY Limited
801-21068
000110427
549300IVCLHPHPOYT226
N
GB
N
WESTERN ASSET MANAGEMENT COMPANY
801-21068
000110441
549300C5A561UXUICN46
N
N
INCOME RESEARCH & MANAGEMENT
801-29482
000104863
254900RO33N8JBVSKJ39
N
N
SEI Institutional Transfer Agent, Inc.
084-27897
N/A
Y
N
N
Thomson Reuters Corporation
549300561UZND4C7B569
CA
N
Intercontinental Exchange, Inc.
5493000F4ZO33MV32P92
N
Pricing Direct
549300WIC0TOJ7N7GD54
N
IHS Markit
549300HLPTRASHS0E726
GB
N
S&P
549300U4VWNITEKO2881
N
Bloomberg
254900BF4G8VMW8GG471
N
N
US Bank Corp
N/A
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
NATIONAL FINANCIAL SVCS CORP
549300JRHF1MHHWUAW04
N
Y
SEI Investments Distribution Co.
008-27897
SEC File Number
Y
N
PERSHING LLC
ZI8Q1A8EI8LQFJNM0D94
N
Y
ARCHDIOCESE OF PHILADELPHIA
N/A
N/A
N
Y
SEI Private Trust Company
5LJTIFADGZ6XH1RVOC11
Y
Y
N
SEI INVESTMENTS GLOBAL FUNDS SERVICES
801-24593
SEC FILE NUMBER
Y
N
N
SEI Investments Distribution Co.
8-27897
000010690
N/A
0
RBC CAPITAL
008-45411
000031194
549300LCO2FLSSVFFR64
113.93000000
JEFFERIES LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
131.72000000
MORGAN STANLEY & CO, INC
008-15869
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9R7GPTSO7KV3UQJZQ078
399.85000000
J.P. MORGAN SECURITIES
008-35008
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ZBUT11V806EZRVTWT807
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GOLDMAN, SACHS & CO.
008-00129
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CITIGROUP GLOBAL MARKETS
008-08177
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MBNUM2BPBDO7JBLYG310
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MERRILL LYNCH
008-07221
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8NAV47T0Y26Q87Y0QP81
4734.69000000
UBS SECURITIES
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
155.95000000
ROSENTHAL SECURITIES INC.
008-30371
000014170
N/A
252.57999999
RJ O'BRIEN
008-67587
000143624
549300BSZNPQJNYIAD03
167.48000000
7121.07000000
GOLDMAN SACHS & CO
008-00129
000000361
FOR8UP27PHTHYVLBNG30
50838319.60999999
MORGAN STANLEY & CO, INC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
60982809.64999999
MIZUHO SECURITIES USA INC.
008-37710
000019647
7TK5RJIZDFROZCA6XF66
14020807.82999999
CITIGROUP GLOBAL MARKETS
008-08177
000007059
MBNUM2BPBDO7JBLYG310
75491900.96999996
CREDIT SUISSE - FIRST BOSTON
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
64236505.55999998
BANK OF AMERICA
008-69787
000283942
549300HN4UKV1E2R3U73
35515219.53000000
WELLS FARGO
008-65876
000126292
VYVVCKR63DVZZN70PB21
27514673.69999999
BARCLAYS CAPITAL INC.
008-41342
000019714
AC28XWWI3WIBK2824319
38962091.48000001
CHASE SECURITIES, INC.
008-35008
000000079
ZBUT11V806EZRVTWT807
45766800.28000000
RBC CAPITAL
008-45411
000031194
549300LCO2FLSSVFFR64
24345394.48000000
437674523.08999991
N
152626281.81510919
0.00000000
N
N
N
N
INTERNAL CONTROL RPT
2
SCVT_NCEN_Letter.txt
INTERNAL CONTROL LETTER
Report of Independent Registered Public Accounting
Firm
To the Shareholders and Board of Trustees
SEI Catholic Values Trust:
In planning and performing our audits of the
financial statements of SEI Catholic Values Trust
(the Trust), comprised of Catholic Values Equity
Fund and Catholic Values Fixed Income Fund (the
Funds) as of and for the year ended February 28,
2019, in accordance with the standards of the Public
Company Accounting Oversight Board (United States),
we considered the Funds internal control over
financial reporting, including controls over
safeguarding securities, as a basis for designing
our auditing procedures for the purpose of
expressing our opinion on the Funds financial
statements and to comply with the requirements of
Form N-CEN, but not for the purpose of expressing an
opinion on the effectiveness of the Funds internal
control over financial reporting. Accordingly, we
express no such opinion.
Management of the Funds is responsible for
establishing and maintaining effective internal
control over financial reporting. In fulfilling this
responsibility, estimates and judgments by
management are required to assess the expected
benefits and related costs of controls. A companys
internal control over financial reporting is a
process designed to provide reasonable assurance
regarding the reliability of financial reporting and
the preparation of financial statements for external
purposes in accordance with generally accepted
accounting principles. A companys internal control
over financial reporting includes those policies and
procedures that (1) pertain to the maintenance of
records that, in reasonable detail, accurately and
fairly reflect the transactions and dispositions of
the assets of the company; (2) provide reasonable
assurance that transactions are recorded as
necessary to permit preparation of financial
statements in accordance with generally accepted
accounting principles, and that receipts and
expenditures of the company are being made only in
accordance with authorizations of management and
trustees of the company; and (3) provide reasonable
assurance regarding prevention or timely detection
of unauthorized acquisition, use, or disposition of
the companys assets that could have a material
effect on the financial statements.
Because of its inherent limitations, internal
control over financial reporting may not prevent or
detect misstatements. Also, projections of any
evaluation of effectiveness to future periods are
subject to the risk that controls may become
inadequate because of changes in conditions, or that
the degree of compliance with the policies or
procedures may deteriorate.
A deficiency in internal control over financial
reporting exists when the design or operation of a
control does not allow management or employees, in
the normal course of performing their assigned
functions, to prevent or detect misstatements on a
timely basis. A material weakness is a deficiency,
or a combination of deficiencies, in internal
control over financial reporting, such that there is
a reasonable possibility that a material
misstatement of the Funds annual or interim
financial statements will not be prevented or
detected on a timely basis.
Our consideration of the Funds internal control over
financial reporting was for the limited purpose
described in the first paragraph and would not
necessarily disclose all deficiencies in internal
control that might be material weaknesses under
standards established by the Public Company
Accounting Oversight Board (United States). However,
we noted no deficiencies in the Funds internal
control over financial reporting and its operation,
including controls over safeguarding securities that
we consider to be a material weakness as defined
above as of February 28, 2019.
This report is intended solely for the information
and use of management and the Board of Trustees of
the Funds and the Securities and Exchange Commission
and is not intended to be and should not be used by
anyone other than these specified parties.
Philadelphia, Pennsylvania
April 29, 2019