Chief Compliance Officer

0001085146-21-001629.txt : 20210514 0001085146-21-001629.hdr.sgml : 20210514 20210513174856 ACCESSION NUMBER: 0001085146-21-001629 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210514 DATE AS OF CHANGE: 20210513 EFFECTIVENESS DATE: 20210514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Monashee Investment Management LLC CENTRAL INDEX KEY: 0001627608 IRS NUMBER: 453324374 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16854 FILM NUMBER: 21921075 BUSINESS ADDRESS: STREET 1: 75 PARK PLAZA STREET 2: 2ND FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 6176710048 MAIL ADDRESS: STREET 1: 75 PARK PLAZA STREET 2: 2ND FLOOR CITY: BOSTON STATE: MA ZIP: 02116 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001627608 XXXXXXXX 03-31-2021 03-31-2021 false Monashee Investment Management LLC

75 PARK PLAZA 2ND FLOOR BOSTON MA 02116

13F HOLDINGS REPORT 028-16854 N Jeffry T. Muller Chief Compliance Officer 617-854-9197 /s/ Jeffry T. Muller Boston MA 05-10-2021 0 374 650237 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 10X CAPITAL VENTURE ACQU COR *W EXP 10/29/202 88025V115 358 199999 SH SOLE 199999 0 0 26 CAPITAL ACQUISITION CORP *W EXP 12/31/202 90138P118 39 49999 SH SOLE 49999 0 0 26 CAPITAL ACQUISITION CORP COM CL A 90138P100 970 99998 SH SOLE 99998 0 0 5 01 ACQUISITION CORP COM CL A 33836P105 1998 200000 SH SOLE 200000 0 0 7GC & CO HOLDINGS INC *W EXP 12/23/202 81786A115 95 124999 SH SOLE 124999 0 0 ACE CONVERGENCE ACQU CORP *W EXP 09/30/202 G0083D104 195 99999 SH SOLE 99999 0 0 ACHILLES THERAPEUTICS PLC SPONSORED ADS 00449L102 2069 125000 SH SOLE 125000 0 0 ACIES ACQUISITION CORP *W EXP 11/30/202 G0103T113 152 99999 SH SOLE 99999 0 0 ACIES ACQUISITION CORP CL A G0103T105 2979 299997 SH SOLE 299997 0 0 ACON S2 ACQUISITION CORP *W EXP 09/15/202 G00748114 76 83331 SH SOLE 83331 0 0 ACV AUCTIONS INC COM CL A 00091G104 865 25000 SH SOLE 25000 0 0 ADAMAS PHARMACEUTICALS INC COM 00548A106 1440 300000 SH SOLE 300000 0 0 ADVANCED MERGER PARTNERS INC UNIT 99/99/9999 00777J208 1000 100000 SH SOLE 100000 0 0 AEA-BRIDGES IMPACT CORP *W EXP 09/19/202 G01046112 113 125000 SH SOLE 125000 0 0 AEA-BRIDGES IMPACT CORP SHS CL A G01046104 2455 250000 SH SOLE 250000 0 0 AEQUI ACQUISITION CORP *W EXP 11/30/202 00775W110 111 116665 SH SOLE 116665 0 0 AEVA TECHNOLOGIES INC COM 00835Q103 2900 250000 SH SOLE 250000 0 0 AJAX I *W EXP 10/27/202 G0190X126 84 49999 SH SOLE 49999 0 0 ALIGNMENT HEALTHCARE INC COM 01625V104 3290 150000 SH SOLE 150000 0 0 ALPINE IMMUNE SCIENCES INC COM 02083G100 107 29652 SH SOLE 29652 0 0 ALTITUDE ACQUISITION CORP *W EXP 11/30/202 02156Y111 136 79999 SH SOLE 79999 0 0 ALUSSA ENERGY ACQUISITION CO *W EXP 10/31/202 G0232J119 171 75000 SH SOLE 75000 0 0 AMPLITUDE HLTHCRE AQUSTIN CO *W EXP 12/01/202 03212A113 72 87500 SH SOLE 87500 0 0 AMRYT PHARMA PLC SPONSORED ADS 03217L106 2786 200000 SH SOLE 200000 0 0 ANZU SPECIAL ACQUISITIN CORP UNIT 01/27/2026 03737A200 1497 150000 SH SOLE 150000 0 0 APOLLO STRATEGIC GROWTH CAPT *W EXP 10/29/202 G0411R114 84 66664 SH SOLE 66664 0 0 APPLIED GENETIC TECHNOLOGIES COM 03820J100 455 250000 SH SOLE 250000 0 0 ARCLIGHT CLEAN TRANSITION II UNIT 03/16/2028 G0R21B120 500 50000 SH SOLE 50000 0 0 ARKO CORP *W EXP 12/22/202 041242116 812 396295 SH SOLE 396295 0 0 ARKO CORP COM 041242108 3976 400000 SH SOLE 400000 0 0 ARRAY TECHNOLOGIES INC COM SHS 04271T100 4771 160000 SH SOLE 160000 0 0 ARROWROOT ACQUISITION CORP UNIT 01/29/2026 04282M201 1990 200000 SH SOLE 200000 0 0 ARTIUS ACQUISITION INC *W EXP 07/13/202 04316G113 143 83332 SH SOLE 83332 0 0 ARTIUS ACQUISITION INC COM CL A 04316G105 2020 200000 SH SOLE 200000 0 0 ARYA SCIENCES ACQUISITION CO COM CL A G3166W106 2756 200000 SH SOLE 200000 0 0 ASLAN PHARMACEUTICALS LTD ADS 04522R101 1407 420000 SH SOLE 420000 0 0 ATLANTIC AVE ACQUISITION COR *W EXP 10/06/202 04906P119 67 90000 SH SOLE 90000 0 0 ATLAS CREST INVT CORP *W EXP 01/30/202 049284110 270 149998 SH SOLE 149998 0 0 ATLAS TECHNICAL CONSULTANTS COM CLS A 049430101 409 40103 SH SOLE 40103 0 0 AVANTI ACQUISITION CORP *W EXP 99/99/999 G0682V125 79 74998 SH SOLE 74998 0 0 AVEO PHARMACEUTICALS INC COM NEW 053588307 1830 250000 SH SOLE 250000 0 0 AVITA MEDICAL INC COM 05380C102 1471 74229 SH SOLE 74229 0 0 BAIDU INC SPON ADR REP A 056752108 1305 6000 SH SOLE 6000 0 0 BEAM THERAPEUTICS INC COM 07373V105 21516 268820 SH SOLE 268820 0 0 BIOHAVEN PHARMACTL HLDG CO L COM G11196105 6835 100000 SH SOLE 100000 0 0 BIOMX INC *W EXP 10/16/202 09090D111 57 87307 SH SOLE 87307 0 0 BIOVENTUS INC COM CL A 09075A108 458 30000 SH SOLE 30000 0 0 BOA ACQUISITION CORP UNIT 99/99/9999 05601A208 743 75000 SH SOLE 75000 0 0 BRIDGETOWN HOLDINGS LTD *W EXP 09/30/202 G1355U121 70 24998 SH SOLE 24998 0 0 BRIGHT LIGHTS ACQUISITION CO *W EXP 01/01/202 10920K119 15 24998 SH SOLE 24998 0 0 BROADSCALE ACQUISITION CORP UNIT 02/02/2026 11134Y200 427 43069 SH SOLE 43069 0 0 BROADSTONE ACQUISITION CORP *W EXP 09/15/202 G1739V126 69 99999 SH SOLE 99999 0 0 BROADSTONE ACQUISITION CORP SHS CL A G1739V100 1958 199998 SH SOLE 199998 0 0 BROOKLINE CAP ACQUISITION CO *W EXP 08/31/202 11374E112 169 99998 SH SOLE 99998 0 0 BTRS HOLDINGS INC *W EXP 01/12/202 11778X112 248 52468 SH SOLE 52468 0 0 BUILD ACQUISITION CORP UNIT 99/99/9999 12008J204 1481 150000 SH SOLE 150000 0 0 BUTTERFLY NETWORK INC *W EXP 05/27/202 124155110 1505 233332 SH SOLE 233332 0 0 BUTTERFLY NETWORK INC COM CL A 124155102 8415 500000 SH SOLE 500000 0 0 CACTUS INC CL A 127203107 3062 100000 SH SOLE 100000 0 0 CAE INC COM 124765108 2849 100000 SH SOLE 100000 0 0 CAPSTAR SPL PURP ACQUISITION *W EXP 99/99/999 14070Y119 71 99999 SH SOLE 99999 0 0 CARNEY TECHNOLOGY ACQU CORP *W EXP 11/30/202 143636116 55 66665 SH SOLE 66665 0 0 CC NEUBERGER PRIN HLDGS II *W EXP 07/29/202 G3166T111 124 112499 SH SOLE 112499 0 0 CEREVEL THERAPEUTICS HLDNG I *W EXP 06/09/202 15678U102 431 99998 SH SOLE 99998 0 0 CERTARA INC COM 15687V109 2730 100000 SH SOLE 100000 0 0 CF ACQUISITION CORP IV *W EXP 12/31/202 12520T110 147 166666 SH SOLE 166666 0 0 CF ACQUISITION CORP IV COM CL A 12520T102 2446 250000 SH SOLE 250000 0 0 CF ACQUISITION CORP V UNIT 01/25/2026 12520R205 1996 200000 SH SOLE 200000 0 0 CF ACQUISITION CORP VI UNIT 99/99/9999 12521J202 1984 200000 SH SOLE 200000 0 0 CF FIN ACQUISITION CORP III *W EXP 09/30/202 12529D116 164 116664 SH SOLE 116664 0 0 CF FIN ACQUISITION CORP III CL A 12529D108 5000 499992 SH SOLE 499992 0 0 CHARDAN HEALTHCR ACQSTN 2 CO *W EXP 03/05/202 15957T115 141 150000 SH SOLE 150000 0 0 CHURCHILL CAP CORP II *W EXP 07/02/202 17143G114 119 81288 SH SOLE 81288 0 0 CHURCHILL CAPITAL CORP IV *W EXP 08/04/202 171439110 557 49998 SH SOLE 49998 0 0 CHURCHILL CAPITAL CORP V *W EXP 10/29/202 17144T115 16 12498 SH SOLE 12498 0 0 CIDARA THERAPEUTICS INC COM 171757107 982 369099 SH SOLE 369099 0 0 CLARIM ACQUISITION CORP UNIT 99/99/9999 18049C207 995 100000 SH SOLE 100000 0 0 CLIMATE CHANGE CRISIS REAL I *W EXP 09/15/202 18716C118 244 74999 SH SOLE 74999 0 0 CLIMATE REAL IMPACT SLUTINS UNIT 99/99/9999 187171202 1250 125000 SH SOLE 125000 0 0 CLOVER HEALTH INVESTMENTS CO *W EXP 04/21/202 18914F111 134 83332 SH SOLE 83332 0 0 CM LIFE SCIENCES INC *W EXP 09/04/202 18978W117 691 133332 SH SOLE 133332 0 0 COHN ROBBINS HOLDINGS CORP *W EXP 08/28/202 G23726113 160 133331 SH SOLE 133331 0 0 COHN ROBBINS HOLDINGS CORP COM CL A G23726105 1966 200000 SH SOLE 200000 0 0 COLFAX CORP COM 194014106 4381 100000 SH SOLE 100000 0 0 CONNECT BIOPHARMA HLDGS LTD ADS 207523101 2035 110000 SH SOLE 110000 0 0 CONSONANCE HFW ACQUISITION C *W EXP 10/28/202 G2445M111 13 16664 SH SOLE 16664 0 0 CONSONANCE HFW ACQUISITION C SHS CL A G2445M103 481 49992 SH SOLE 49992 0 0 CONTRAFECT CORP COM NEW 212326300 2400 500000 SH SOLE 500000 0 0 CONTROLADORA VUELA COMP DE A SPON ADR RP 10 21240E105 5091 357000 SH SOLE 357000 0 0 CORNER GROWTH ACQUISITION CO *W EXP 99/99/999 G2425N113 66 66665 SH SOLE 66665 0 0 COURSERA INC COM 22266M104 2025 45000 SH SOLE 45000 0 0 CRICUT INC COM CL A 22658D100 1781 90000 SH SOLE 90000 0 0 CRUCIBLE ACQUISITION CORP *W EXP 12/26/202 22877P116 90 64999 SH SOLE 64999 0 0 D AND Z MEDIA ACQUISITION CO UNIT 99/99/9999 23305Q205 989 100000 SH SOLE 100000 0 0 D8 HOLDINGS CORP *W EXP 08/05/202 G2614K128 144 124999 SH SOLE 124999 0 0 DARIOHEALTH CORP COM NEW 23725P209 3608 187354 SH SOLE 187354 0 0 DECARBONIZATION PLUS ACQU CO *W EXP 10/02/202 242797116 280 149999 SH SOLE 149999 0 0 DECARBONIZATION PLUS ACQU CO COM CL A 242797108 3147 299998 SH SOLE 299998 0 0 DECARBONIZATION PLUS ACQU II UNIT 01/19/2026 242794204 1006 100000 SH SOLE 100000 0 0 DECIBEL THERAPEUTICS INC COM 24343R106 652 57401 SH SOLE 57401 0 0 DEEP LAKE CAPITAL ACQUSTN CO *W EXP 01/04/202 G27029118 27 44841 SH SOLE 44841 0 0 DEEP LAKE CAPITAL ACQUSTN CO CL A SHS G27029100 879 89682 SH SOLE 89682 0 0 DEERFIELD HEALTHCARE TECH AC COM CL A 244413100 1433 118200 SH SOLE 118200 0 0 DFP HEALTHCARE ACQUISITNS CO *W EXP 03/31/202 23343Q118 25 18749 SH SOLE 18749 0 0 DIAMONDHEAD HOLDINGS CORP UNIT 01/21/2026 25278L204 2478 250000 SH SOLE 250000 0 0 DIGITAL MEDIA SOLUTIONS INC COM CL A 25401G106 3672 300000 SH SOLE 300000 0 0 DISCOVERY INC COM SER A 25470F104 4346 100000 SH SOLE 100000 0 0 DIVERSEY HLDGS LTD ORD SHS G28923103 2501 170000 SH SOLE 170000 0 0 DMY TECHNOLOGY GROUP INC III *W EXP 99/99/999 233278118 172 74998 SH SOLE 74998 0 0 DRAGONEER GROWTH OPT CORP II CL A SHS G28315102 354 35000 SH SOLE 35000 0 0 DUCKHORN PORTFOLIO INC COM 26414D106 5873 350000 SH SOLE 350000 0 0 DUDDELL STREET ACQUISITN COR *W EXP 99/99/999 G28553116 180 149999 SH SOLE 149999 0 0 E MERGE TECHNOLOGY ACQUISITI *W EXP 07/30/202 26873Y112 158 166665 SH SOLE 166665 0 0 E2OPEN PARENT HOLDINGS INC *W EXP 02/04/202 29788T111 161 74999 SH SOLE 74999 0 0 EAST RES ACQUISITION CO *W EXP 07/01/202 274681113 203 249999 SH SOLE 249999 0 0 EAST RES ACQUISITION CO COM CL A 274681105 1956 200000 SH SOLE 200000 0 0 EDIFY ACQUISITION CORP *W EXP 11/25/202 28059Q111 21 42499 SH SOLE 42499 0 0 EDIFY ACQUISITION CORP CL A 28059Q103 824 84998 SH SOLE 84998 0 0 EMPOWER LTD *W EXP 11/30/202 G3R39W110 39 33332 SH SOLE 33332 0 0 EMPOWER LTD CL A COM G3R39W102 998 99996 SH SOLE 99996 0 0 EMPOWERMENT & INCLUSION CAPI *W EXP 01/12/202 29248N118 12 24998 SH SOLE 24998 0 0 EPIPHANY TECHNOLOGY ACQUISIT *W EXP 01/12/202 29429X117 111 133332 SH SOLE 133332 0 0 EPIPHANY TECHNOLOGY ACQUISIT COM CL A 29429X109 3916 399996 SH SOLE 399996 0 0 EQ HEALTH ACQUISITION CORP UNIT 02/02/2028 26886A200 991 100000 SH SOLE 100000 0 0 EQUITY DISTR ACQUISITION COR *W EXP 09/09/202 29465E114 45 41666 SH SOLE 41666 0 0 ESM ACQUISITION CORPORATION UNIT 99/99/9999 G3195H120 249 25000 SH SOLE 25000 0 0 EUCRATES BIOMEDICAL ACQU COR *W EXP 10/23/202 G3141W122 125 99998 SH SOLE 99998 0 0 EXAGEN INC COM 30068X103 3013 172170 SH SOLE 172170 0 0 EXECUTIVE NETWORK PARTNERING *W EXP 09/25/202 30158L118 66 78123 SH SOLE 78123 0 0 EXECUTIVE NETWORK PARTNERING CL A 30158L100 3037 312490 SH SOLE 312490 0 0 FALCON CAPITAL ACQUISITN COR *W EXP 08/20/202 30606L116 77 49998 SH SOLE 49998 0 0 FALCON CAPITAL ACQUISITN COR COM CL A 30606L108 1495 149994 SH SOLE 149994 0 0 FAR PEAK ACQUISITION CORP SHS CL A G3312L103 92 83330 SH SOLE 83330 0 0 FINCH THERAPEUTICS GROUP INC COM 31773D101 2019 125000 SH SOLE 125000 0 0 FINSERV ACQUISITION CORP *W EXP 12/31/202 318085115 234 67969 SH SOLE 67969 0 0 FINTECH ACQUISITION CORP IV CL A 31810N104 1398 125000 SH SOLE 125000 0 0 FIRST RESERVE SUSTAINABLE GW UNIT 03/05/2026 336169206 1000 100000 SH SOLE 100000 0 0 FIRSTMARK HORIZON ACQUISITIO *W EXP 09/26/202 33765Y119 52 33333 SH SOLE 33333 0 0 FOGHORN THERAPEUTICS INC COM 344174107 6993 530581 SH SOLE 530581 0 0 FOLEY TRASIMENE ACQUISTN COR *W EXP 05/26/202 34431F112 267 166665 SH SOLE 166665 0 0 FORESIGHT ACQUISITION CORP UNIT 01/29/2026 34552Y205 4460 450000 SH SOLE 450000 0 0 FOREST ROAD ACQUISITION COR UNIT 99/99/9999 34619V202 697 70000 SH SOLE 70000 0 0 FOREST ROAD ACQUISITION CORP *W EXP 12/31/202 34619R110 269 99999 SH SOLE 99999 0 0 FOREST ROAD ACQUISITION CORP COM 34619R102 3036 299997 SH SOLE 299997 0 0 FORTISTAR SUSTAINABLE SOL CO UNIT 01/14/2026 34962M205 991 100000 SH SOLE 100000 0 0 FORTRESS VALUE ACQUISITION I *W EXP 08/10/202 349642116 79 49999 SH SOLE 49999 0 0 FRAZIER LIFESCIENCES ACQU CO *W EXP 11/30/202 G3710A113 45 49999 SH SOLE 49999 0 0 FS DEVELOPMENT CORP II COM CL A 30318F100 1245 125000 SH SOLE 125000 0 0 FUSION ACQUISITION CORP *W EXP 06/01/202 36118H113 261 224999 SH SOLE 224999 0 0 FUSION ACQUISITION CORP CL A 36118H105 1383 138879 SH SOLE 138879 0 0 GCM GROSVENOR INC COM CL A 36831E108 5950 500000 SH SOLE 500000 0 0 GEMINI THERAPEUTICS INC COM 36870G105 1592 117462 SH SOLE 117462 0 0 GLOBAL MED REIT INC COM NEW 37954A204 1311 100000 SH SOLE 100000 0 0 GLOBAL SYNERGY ACQUISIT CORP *W EXP 99/99/999 G3934J122 26 49999 SH SOLE 49999 0 0 GLOBAL SYNERGY ACQUISIT CORP CL A SHS G3934J106 970 99998 SH SOLE 99998 0 0 GO ACQUISITION CORP *W EXP 08/31/202 362019119 120 133332 SH SOLE 133332 0 0 GOLDEN FALCON ACQUISITION CO *W EXP 11/04/202 38102H117 27 37498 SH SOLE 37498 0 0 GORES HLDGS V INC *W EXP 08/05/202 382864114 93 59998 SH SOLE 59998 0 0 GORES HLDGS V INC COM CL A 382864106 1996 200000 SH SOLE 200000 0 0 GORES HOLDINGS VI INC *W EXP 08/24/202 38286R113 118 29998 SH SOLE 29998 0 0 GORES TECHNOLOGY PARTNERS II UNIT 03/16/2028 38287L206 399 40000 SH SOLE 40000 0 0 GORES TECHNOLOGY PARTNERS IN UNIT 03/16/2028 382870202 200 20000 SH SOLE 20000 0 0 GRID DYNAMICS HLDGS INC *W EXP 03/05/202 39813G117 325 53524 SH SOLE 53524 0 0 GROUP NINE ACQUISITION CORP *W EXP 01/15/202 39947R112 40 66664 SH SOLE 66664 0 0 GROUP NINE ACQUISITION CORP COM CL A 39947R104 1971 199992 SH SOLE 199992 0 0 GS ACQUISITION HLDGS CORP II *W EXP 06/30/202 36258Q113 220 99998 SH SOLE 99998 0 0 HAMILTON LANE ALLIANCE HLDGS UNIT 99/99/9999 40749M202 996 100000 SH SOLE 100000 0 0 HAYMAKER ACQUISITION CORP II UNIT 03/01/2026 42087R207 4970 500000 SH SOLE 500000 0 0 HEALTHCARE CAPITAL CORP *W EXP 12/31/202 42228C119 79 125000 SH SOLE 125000 0 0 HEALTHCARE CAPITAL CORP COM CL A 42228C101 2415 250000 SH SOLE 250000 0 0 HEALTHCOR CATALIO ACQU CORP CL A SHS G44125105 2500 250000 SH SOLE 250000 0 0 HEALTHEQUITY INC COM 42226A107 6800 100000 SH SOLE 100000 0 0 HPX CORP *W EXP 07/14/202 G32219126 80 99999 SH SOLE 99999 0 0 HUDSON EXECUTIVE INVES III UNIT 02/22/2026 44376L206 1984 200000 SH SOLE 200000 0 0 HUDSON EXECUTIVE INVS CORP I UNIT 01/31/2027 443760202 736 75000 SH SOLE 75000 0 0 HUDSON EXECUTIVE INVT CORP *W EXP 06/21/202 443761119 91 62499 SH SOLE 62499 0 0 HUMANCO ACQUISITION CORP *W EXP 99/99/999 44487N117 65 49999 SH SOLE 49999 0 0 HUMANCO ACQUISITION CORP COM CL A 44487N109 995 99998 SH SOLE 99998 0 0 HUMANIGEN INC COM NEW 444863203 2865 150000 SH SOLE 150000 0 0 IMMATICS N.V *W EXP 07/01/202 N44445117 316 107048 SH SOLE 107048 0 0 INDUS REALTY TRUST INC COM 45580R103 1203 20000 SH SOLE 20000 0 0 INNOVAGE HLDG CORP COM 45784A104 6448 250000 SH SOLE 250000 0 0 INOGEN INC COM 45780L104 3939 75000 SH SOLE 75000 0 0 INTERPRIVATE II ACQUISITION UNIT 99/99/9999 46064Q207 989 100000 SH SOLE 100000 0 0 INTERPRIVATE III FINANCIAL P UNIT 99/99/9999 46064R205 986 100000 SH SOLE 100000 0 0 INTERPRIVATE IV INFRATECH PR UNIT 03/05/2026 46064T201 990 100000 SH SOLE 100000 0 0 INVESTINDUSTRIAL ACQUISITION *W EXP 10/30/202 G4771L113 55 66665 SH SOLE 66665 0 0 ION ACQUISITION CORP 1 LTD *W EXP 10/05/202 G49392114 57 24998 SH SOLE 24998 0 0 ION ACQUISITION CORP 1 LTD SHS CL A G49392106 1264 124990 SH SOLE 124990 0 0 ITRON INC COM 465741106 5266 59400 SH SOLE 59400 0 0 IVANHOE CAPITAL ACQUISTIN CO *W EXP 01/08/202 G4R87P106 90 66665 SH SOLE 66665 0 0 IVANHOE CAPITAL ACQUISTIN CO COM CL A G4R87P114 1982 199995 SH SOLE 199995 0 0 JANUS HENDERSON GROUP PLC ORD SHS G4474Y214 3115 100000 SH SOLE 100000 0 0 JAWS ACQUISITION CORP *W EXP 99/99/999 G50744112 318 99999 SH SOLE 99999 0 0 JAWS ACQUISITION CORP SHS G50744104 6625 500000 SH SOLE 500000 0 0 JAWS SPITFIRE ACQUISITION CO *W EXP 12/01/202 G50740110 37 18748 SH SOLE 18748 0 0 JELD-WEN HLDG INC COM 47580P103 1523 55000 SH SOLE 55000 0 0 JOANN INC COM 47768J101 1776 175000 SH SOLE 175000 0 0 JUNIPER INDL HLDGS INC *W EXP 11/13/202 48205G114 413 150000 SH SOLE 150000 0 0 KADMON HLDGS INC COM 48283N106 778 200000 SH SOLE 200000 0 0 KAIROS ACQUISITION CORP *W EXP 11/30/202 G52110106 67 124998 SH SOLE 124998 0 0 KERNEL GROUP HOLDINGS INC UNIT 99/99/9999 G5259L111 998 100000 SH SOLE 100000 0 0 KINS TECHNOLOGY GROUP INC *W EXP 10/14/202 49714K117 24 37499 SH SOLE 37499 0 0 KISMET ACQUISITION ONE CORP *W EXP 99/99/999 G52753111 72 89723 SH SOLE 89723 0 0 KLUDEIN I ACQUISITION CORP *W EXP 07/08/202 49878L117 14 24999 SH SOLE 24999 0 0 LANDCADIA HOLDINGS IV INC UNIT 05/01/2025 51477A203 1485 150000 SH SOLE 150000 0 0 LANDOS BIOPHARMA INC COM 515069102 879 91309 SH SOLE 91309 0 0 LAVA THERAPEUTICS NV SHS N51517105 3017 265000 SH SOLE 265000 0 0 LDH GROWTH CORP I UNIT 03/17/2026 G54094118 202 20000 SH SOLE 20000 0 0 LEFTERIS ACQUISITION CORP *W EXP 10/23/202 52470X117 156 133332 SH SOLE 133332 0 0 LIFEMD INC COM 53216B104 2407 152174 SH SOLE 152174 0 0 LIVE OAK MOBILITY ACQUISI CO UNIT 03/01/2028 538126202 499 50000 SH SOLE 50000 0 0 LOCUST WALK ACQUISITION CORP *W EXP 12/31/202 54015L111 81 133332 SH SOLE 133332 0 0 LONGVIEW ACQUISITION CORP II UNIT 99/99/9999 54319Q204 6024 600000 SH SOLE 600000 0 0 LORDSTOWN MOTORS CORP COM CL A 54405Q100 883 75000 SH SOLE 75000 0 0 LUCIRA HEALTH INC COM 54948U105 908 75000 SH SOLE 75000 0 0 M3 BRIGADE ACQUISITION II CO UNIT 99/99/9999 553800202 992 100000 SH SOLE 100000 0 0 MANCHESTER UTD PLC NEW ORD CL A G5784H106 2361 149979 SH SOLE 149979 0 0 MARQUEE RAINE ACQUISITION CO *W EXP 12/01/202 G58442123 19 14998 SH SOLE 14998 0 0 MASON INDUSTRIAL TECHNOLGY I UNIT 99/99/9999 57520Y205 1988 200000 SH SOLE 200000 0 0 MCAP ACQUISITION CORP UNIT 02/18/2030 55282T208 1741 175000 SH SOLE 175000 0 0 MEDAVAIL HOLDINGS INC COM 58406B103 3228 230568 SH SOLE 230568 0 0 MEREO BIOPHARMA GROUP PLC ADS 589492107 3370 1000000 SH SOLE 1000000 0 0 MGM GROWTH PPTYS LLC CL A COM 55303A105 6524 200000 SH SOLE 200000 0 0 MILLENDO THERAPEUTICS INC COM 60040X103 600 500000 SH SOLE 500000 0 0 MISSION ADVANCEMENT CORP UNIT 99/99/9999 60501L200 5970 600000 SH SOLE 600000 0 0 MONTES ARCHIMEDES ACQUISITIO *W EXP 99/99/999 612657114 127 149999 SH SOLE 149999 0 0 MOTIVE CAPITAL CORP *W EXP 12/31/202 G6293A111 59 66666 SH SOLE 66666 0 0 MOTIVE CAPITAL CORP SHS CL A G6293A103 1960 199998 SH SOLE 199998 0 0 MP MATERIALS CORP *W EXP 05/04/202 553368119 967 40000 SH SOLE 40000 0 0 MP MATERIALS CORP COM CL A 553368101 2157 60000 SH SOLE 60000 0 0 MSD ACQUISITION CORP UNIT 03/25/2026 G5709C117 4139 150000 SH SOLE 150000 0 0 NEWHOLD INVESTMENT CORP *W EXP 03/10/202 651448110 228 137499 SH SOLE 137499 0 0 NEXTGEN ACQUISITION CORP *W EXP 10/06/202 G65305123 124 66665 SH SOLE 66665 0 0 NIGHTDRAGON ACQUISITION CORP UNIT 02/26/20266 65413D204 1020 100000 SH SOLE 100000 0 0 NLIGHT INC COM 65487K100 810 25000 SH SOLE 25000 0 0 NORTHERN GENESIS ACQUISITION *W EXP 01/15/202 66516U119 39 33332 SH SOLE 33332 0 0 NORTHERN GENESIS ACQUISITION COMMON STOCK 66516U101 992 99996 SH SOLE 99996 0 0 NORTHERN STAR INVEST CORP II UNIT 02/25/2028 66574L209 1990 200000 SH SOLE 200000 0 0 NORTHERN STAR INVEST CORP IV UNIT 02/25/2028 66575B200 1984 200000 SH SOLE 200000 0 0 NORTHERN STAR INVSTMNT CORP *W EXP 01/31/202 66573W115 68 49998 SH SOLE 49998 0 0 NORTHERN STAR INVSTMNT CORP COM CLASS A 66573W107 2000 200000 SH SOLE 200000 0 0 NOVUS CAPITAL CORPORATION II UNIT 99/99/9999 67012W203 2000 200000 SH SOLE 200000 0 0 NUVATION BIO INC *W EXP 07/07/202 67080N119 71 26666 SH SOLE 26666 0 0 NUVATION BIO INC COM CL A 67080N101 5225 500000 SH SOLE 500000 0 0 NV5 GLOBAL INC COM 62945V109 1449 15000 SH SOLE 15000 0 0 OLO INC CL A 68134L109 2111 80000 SH SOLE 80000 0 0 OMEGA ALPHA SPAC CL A G6749V107 2475 250000 SH SOLE 250000 0 0 ONE *W EXP 08/17/202 G7000X121 66 24999 SH SOLE 24999 0 0 ONE EQUITY PARTNERS OPEN WTR *W EXP 01/14/202 68237L113 35 49997 SH SOLE 49997 0 0 ONE EQUITY PARTNERS OPEN WTR CL A 68237L105 1464 149991 SH SOLE 149991 0 0 OPTION CARE HEALTH INC COM NEW 68404L201 1774 100000 SH SOLE 100000 0 0 ORTHO CLINICAL DIAGNOSTICS H ORD SHS G6829J107 3087 160000 SH SOLE 160000 0 0 OUSTER INC COM 68989M103 6800 800000 SH SOLE 800000 0 0 PAYA HOLDINGS INC COM CL A 70434P103 3836 350000 SH SOLE 350000 0 0 PAYSAFE LIMITED ORD G6964L107 12150 900000 SH SOLE 900000 0 0 PERIDOT ACQUISITION CORP *W EXP 11/30/202 G7008A107 168 99999 SH SOLE 99999 0 0 PERIDOT ACQUISITION CORP II UNIT 99/99/9999 G7008B113 497 50000 SH SOLE 50000 0 0 PERIPHAS CAPITAL PARTNERING *W EXP 12/10/202 713895118 81 37497 SH SOLE 37497 0 0 PERIPHAS CAPITAL PARTNERING COM CL A 713895100 3561 149988 SH SOLE 149988 0 0 PHASEBIO PHARMACEUTICALS INC COM 717224109 1384 400000 SH SOLE 400000 0 0 PIEDMONT LITHIUM LTD SPONSORED ADS 720162106 695 10000 SH SOLE 10000 0 0 PINE IS ACQUISITION CORP *W EXP 10/19/202 722615119 121 83331 SH SOLE 83331 0 0 PIONEER MERGER CORP *W EXP 01/07/202 G7S24C111 47 49998 SH SOLE 49998 0 0 POEMA GLOBAL HOLDINGS CORP *W EXP 01/08/202 G7154B115 14 24999 SH SOLE 24999 0 0 POEMA GLOBAL HOLDINGS CORP CL A SHS G7154B107 489 49998 SH SOLE 49998 0 0 PONTEM CORPORATION UNIT 99/99/9999 G71707114 990 100000 SH SOLE 100000 0 0 POPULATION HEALTH INVS CO IN *W EXP 10/01/202 G71716115 35 33332 SH SOLE 33332 0 0 POWERED BRANDS *W EXP 01/07/202 G7209M116 19 24998 SH SOLE 24998 0 0 POWERED BRANDS CL A G7209M108 729 74994 SH SOLE 74994 0 0 PRIME IMPACT ACQUISITION I *W EXP 10/01/203 G61074129 41 49999 SH SOLE 49999 0 0 PRIMORIS SVCS CORP COM 74164F103 828 25000 SH SOLE 25000 0 0 PROQR THRAPEUTICS N V SHS EURO N71542109 1653 250000 SH SOLE 250000 0 0 PROSPECTOR CAPITAL CORP *W EXP 01/01/202 G7273A113 50 49998 SH SOLE 49998 0 0 PROSPECTOR CAPITAL CORP CL A G7273A105 1193 122567 SH SOLE 122567 0 0 PROVIDENT ACQUISITION CORP *W EXP 01/08/202 G7282L126 20 24999 SH SOLE 24999 0 0 PTK ACQUISITION CORP *W EXP 12/12/202 69375F116 131 240000 SH SOLE 240000 0 0 QUANTERIX CORP COM 74766Q101 5847 100000 SH SOLE 100000 0 0 QUEENS GAMBIT GROWTH CAPITAL UNIT 01/19/2026 G7315C127 2523 250000 SH SOLE 250000 0 0 RENEWABLE ENERGY GROUP INC COM NEW 75972A301 2972 45000 SH SOLE 45000 0 0 REPLAY ACQUISITION CORP *W EXP 03/01/202 G75130115 26 21091 SH SOLE 21091 0 0 RESEARCH ALLIANCE CORP II COM CL A 760873109 1538 150000 SH SOLE 150000 0 0 RMG ACQUISITION CORP II *W EXP 12/27/202 G76083123 96 66664 SH SOLE 66664 0 0 RMG ACQUISITION CORP II CL A SHS G76083107 2004 199992 SH SOLE 199992 0 0 RODGERS SILICON VALLEY AQ CO *W EXP 11/30/202 774873111 247 62498 SH SOLE 62498 0 0 RODGERS SILICON VALLEY AQ CO COM 774873103 1331 100000 SH SOLE 100000 0 0 ROSECLIFF ACQUISITION CORP I UNIT 99/99/9999 77732R202 992 100000 SH SOLE 100000 0 0 ROTOR ACQUISITION CORP UNIT 06/15/2027 77879W204 701 70000 SH SOLE 70000 0 0 RUBIUS THERAPEUTICS INC COM 78116T103 1141 43050 SH SOLE 43050 0 0 SANARA MEDTECH INC COM 79957L100 1372 44060 SH SOLE 44060 0 0 SARISSA CAPITAL ACQUISITN CO *W EXP 10/23/202 G7823W110 150 99998 SH SOLE 99998 0 0 SATSUMA PHARMACEUTICALS INC COM 80405P107 1040 176057 SH SOLE 176057 0 0 SCIENCE STRATEGIC ACQ ALPHA UNIT 01/20/2026 808641203 994 100000 SH SOLE 100000 0 0 SCION TECH GROWTH I *W EXP 11/01/202 G31067112 61 66665 SH SOLE 66665 0 0 SCVX CORP *W EXP 01/24/202 G79448117 50 50000 SH SOLE 50000 0 0 SENIOR CONNECT ACQUISITN COR *W EXP 12/31/202 81723H116 355 499999 SH SOLE 499999 0 0 SENIOR CONNECT ACQUISITN COR COM CL A 81723H108 4860 499998 SH SOLE 499998 0 0 SHIFT TECHNOLOGIES INC CL A 82452T107 2912 350000 SH SOLE 350000 0 0 SILVERBOX ENGAGED MERGER CO UNIT 03/31/2028 82836L200 991 100000 SH SOLE 100000 0 0 SIMON PROPERTY GRP ACQ HOLDI UNIT 99/99/9999 82880R202 1508 150000 SH SOLE 150000 0 0 SJW GROUP COM 784305104 1290 20474 SH SOLE 20474 0 0 SNOWFLAKE INC CL A 833445109 2293 10000 SH SOLE 10000 0 0 SOARING EAGLE ACQUISITION CO UNIT 02/23/2026 G8354H100 5060 500000 SH SOLE 500000 0 0 SOC TELEMED INC *W EXP 11/30/202 78472F119 137 150000 SH SOLE 150000 0 0 SOC TELEMED INC COM CL A 78472F101 944 150000 SH SOLE 150000 0 0 SOTERA HEALTH CO COM 83601L102 8736 350000 SH SOLE 350000 0 0 SPARTAN ACQUISITION CORP II *W EXP 11/28/202 846775112 137 74999 SH SOLE 74999 0 0 SPORTS ENTERTAINMENT ACQU CO *W EXP 10/30/202 84918M114 82 74999 SH SOLE 74999 0 0 SPORTS VENTURES ACQUISIN COR *W EXP 11/30/202 G8372A129 90 99997 SH SOLE 99997 0 0 SPORTS VENTURES ACQUISIN COR CL A SHS G8372A103 1924 200000 SH SOLE 200000 0 0 SPORTSTEK ACQUISITION CORP UNIT 02/16/2028 849196209 1740 175000 SH SOLE 175000 0 0 SPRINGWORKS THERAPEUTICS INC COM 85205L107 2575 35000 SH SOLE 35000 0 0 STAR PEAK CORP II *W EXP 12/24/202 855179115 76 51247 SH SOLE 51247 0 0 STAR PEAK CORP II COM CL A 855179107 1011 100000 SH SOLE 100000 0 0 STARBOARD VALUE ACQUISITN CO *W EXP 09/10/202 85521J117 75 49998 SH SOLE 49998 0 0 STARBOARD VALUE ACQUISITN CO COM CL A 85521J109 2233 224914 SH SOLE 224914 0 0 STEPSTONE GROUP INC COM CL A 85914M107 3351 95000 SH SOLE 95000 0 0 SUN CTRY AIRLS HLDGS INC COM 866683105 343 10000 SH SOLE 10000 0 0 SUPERNOVA PARTN ACQ CO III L UNIT 99/99/9999 G8T90F110 1000 100000 SH SOLE 100000 0 0 SUPERNOVA PARTNERS ACQUISITI *W EXP 10/16/202 86846V116 62 33332 SH SOLE 33332 0 0 SUPERNOVA PARTNERS ACQUISITI COM CL A 86846V108 4550 450000 SH SOLE 450000 0 0 SUSTAINABLE DEVELP ACQU I CO UNIT 02/04/2026 86934L202 746 75000 SH SOLE 75000 0 0 SUSTAINABLE OPPORTNTS ACQ CO *W EXP 99/99/999 G8598Y117 157 174999 SH SOLE 174999 0 0 SVF INVESTMENT CORP *W EXP 12/20/202 G8601L128 62 29998 SH SOLE 29998 0 0 SWITCHBACK II CORPORATION *W EXP 01/07/202 G8633T107 30 14998 SH SOLE 14998 0 0 TAILWIND ACQUISITION CORP *W EXP 09/07/202 87403Q110 51 50000 SH SOLE 50000 0 0 TASTEMAKER ACQUISITION CORP *W EXP 01/07/202 876545112 95 162498 SH SOLE 162498 0 0 TASTEMAKER ACQUISITION CORP COM CL A 876545104 3165 324996 SH SOLE 324996 0 0 TCW SPECIAL PURPOSE ACQU COR UNIT 99/99/9999 87301L205 2488 250000 SH SOLE 250000 0 0 TECH AND ENERGY TRANSITION UNIT 03/31/2028 87823R201 1000 100000 SH SOLE 100000 0 0 TENCENT MUSIC ENTMT GROUP SPON ADS 88034P109 922 45000 SH SOLE 45000 0 0 THE MUSIC ACQUISITION CORP UNIT 99/99/9999 62752R209 2994 300000 SH SOLE 300000 0 0 THIMBLE POINT ACQUISITION CO UNIT 99/99/9999 88408P206 1000 100000 SH SOLE 100000 0 0 THREDUP INC CL A 88556E102 350 15000 SH SOLE 15000 0 0 THUNDER BRDG ACQUISTION II L *W EXP 11/30/202 G8857S108 47 21305 SH SOLE 21305 0 0 TISHMAN SPEYER INNOVATION CO UNIT 02/11/2026 88825H209 2000 200000 SH SOLE 200000 0 0 TORTOISE ACQUISITION CORP II *W EXP 06/14/202 G89554128 163 49999 SH SOLE 49999 0 0 TREBIA ACQUISITION CORP *W EXP 99/99/999 G9027T117 250 166665 SH SOLE 166665 0 0 TS INNOVATION ACQUISITN CORP *W EXP 99/99/999 87284T118 202 99999 SH SOLE 99999 0 0 TS INNOVATION ACQUISITN CORP COM CL A 87284T100 3155 290554 SH SOLE 290554 0 0 TWC TECH HLDGS II CORP *W EXP 09/15/202 90117G113 52 49999 SH SOLE 49999 0 0 TWC TECH HLDGS II CORP COM 90117G105 1476 149997 SH SOLE 149997 0 0 TZP STRATEGIES ACQUISTN CORP *W EXP 01/06/202 G91595119 20 33332 SH SOLE 33332 0 0 TZP STRATEGIES ACQUISTN CORP CL A SHS G91595101 971 99996 SH SOLE 99996 0 0 USA TECHNOLOGIES INC COM 90328S500 3047 260000 SH SOLE 260000 0 0 UWM HOLDINGS CORPORATION *W EXP 01/21/202 91823B117 44 24999 SH SOLE 24999 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 95946 464200 SH SOLE 464200 0 0 VECTOIQ ACQUISITION CORP II *W EXP 01/07/202 92244F117 29 19997 SH SOLE 19997 0 0 VECTOIQ ACQUISITION CORP II COM CL A 92244F109 992 99985 SH SOLE 99985 0 0 VECTOR ACQUISITION CORP II CL A SHS G9460A104 1980 200000 SH SOLE 200000 0 0 VERRICA PHARMACEUTICALS INC COM 92511W108 3030 200000 SH SOLE 200000 0 0 VESPER HEALTHCARE ACQSTN COR *W EXP 09/30/202 92538T112 69 33331 SH SOLE 33331 0 0 VG ACQUISITION CORP *W EXP 09/29/202 G9446E113 112 66666 SH SOLE 66666 0 0 VG ACQUISITION CORP SHS CL A G9446E105 1526 150000 SH SOLE 150000 0 0 VIACOMCBS INC CL B 92556H206 5863 130000 SH SOLE 130000 0 0 VIEW INC *W EXP 03/08/202 92671V114 203 116665 SH SOLE 116665 0 0 VIEW INC COM CL A 92671V106 11100 1500000 SH SOLE 1500000 0 0 VINCERX PHARMA INC COM NEW 92731L106 1930 99999 SH SOLE 99999 0 0 VINCI PARTNERS INVTS LTD COM CL A G9451V109 1578 120000 SH SOLE 120000 0 0 VINE ENERGY INC CL A 92735P103 1649 120000 SH SOLE 120000 0 0 VIPSHOP HOLDINGS LIMITED SPONSORED ADS A 92763W103 299 10000 SH SOLE 10000 0 0 VIRACTA THERAPEUTICS INC COM 92765F108 784 84802 SH SOLE 84802 0 0 VIRTUOSO ACQUISITION CORP UNIT 01/14/2025 92837J203 986 100000 SH SOLE 100000 0 0 VSE CORP COM 918284100 3358 85000 SH SOLE 85000 0 0 VY GLOBAL GROWTH *W EXP 01/30/203 G9444H118 122 59998 SH SOLE 59998 0 0 VY GLOBAL GROWTH COM CL A G9444H100 1518 150000 SH SOLE 150000 0 0 WARBURG PINCUS CAPTAL CORP I UNIT 99/99/9999 G9461D123 504 50000 SH SOLE 50000 0 0 WHOLE EARTH BRANDS INC *W EXP 06/25/202 96684W126 1223 582406 SH SOLE 582406 0 0 X4 PHARMACEUTICALS INC COM 98420X103 4948 574712 SH SOLE 574712 0 0 XENON PHARMACEUTICALS INC COM 98420N105 186 10365 SH SOLE 10365 0 0 XL FLEET CORP COM CL A 9837FR100 2694 300000 SH SOLE 300000 0 0 YELLOWSTONE ACQUISITION CO *W EXP 10/21/202 98566K113 69 74999 SH SOLE 74999 0 0 YUCAIPA ACQUISITION CORP *W EXP 99/99/999 G9879L113 93 66665 SH SOLE 66665 0 0 ZHIHU INC ADS 98955N108 243 30000 SH SOLE 30000 0 0