Chief Compliance Officer

0001085146-21-000603.txt : 20210211 0001085146-21-000603.hdr.sgml : 20210211 20210210210010 ACCESSION NUMBER: 0001085146-21-000603 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210211 DATE AS OF CHANGE: 20210210 EFFECTIVENESS DATE: 20210211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Monashee Investment Management LLC CENTRAL INDEX KEY: 0001627608 IRS NUMBER: 453324374 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16854 FILM NUMBER: 21616238 BUSINESS ADDRESS: STREET 1: 75 PARK PLAZA STREET 2: 2ND FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 6176710048 MAIL ADDRESS: STREET 1: 75 PARK PLAZA STREET 2: 2ND FLOOR CITY: BOSTON STATE: MA ZIP: 02116 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001627608 XXXXXXXX 12-31-2020 12-31-2020 false Monashee Investment Management LLC

75 PARK PLAZA 2ND FLOOR BOSTON MA 02116

13F HOLDINGS REPORT 028-16854 N Jeffry T. Muller Chief Compliance Officer 617-854-9197 /s/ Jeffry T. 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107 49998 SH SOLE 49998 0 0 FALCON CAPITAL ACQUISITN COR COM CL A 30606L108 1581 149994 SH SOLE 149994 0 0 FAR PEAK ACQUISITION CORP UNIT 99/99/9999 G3312L129 2588 250000 SH SOLE 250000 0 0 FINSERV ACQUISITION CORP *W EXP 12/31/202 318085115 237 67969 SH SOLE 67969 0 0 FINSERV ACQUISITION CORP CL A 318085107 1250 100000 SH SOLE 100000 0 0 FIRSTMARK HORIZON ACQUISITIO *W EXP 09/26/202 33765Y119 83 33333 SH SOLE 33333 0 0 FIRSTMARK HORIZON ACQUISITIO CL A COM 33765Y101 1060 99999 SH SOLE 99999 0 0 FISERV INC COM 337738108 3530 31000 SH SOLE 31000 0 0 FISKER INC CL A COM STK 33813J106 5860 400000 SH SOLE 400000 0 0 FOGHORN THERAPEUTICS INC COM 344174107 11359 560360 SH SOLE 560360 0 0 FOLEY TRASIMENE ACQUISITION *W EXP 08/11/202 344328117 97 21171 SH SOLE 21171 0 0 FOLEY TRASIMENE ACQUISTN COR *W EXP 05/26/202 34431F112 422 166665 SH SOLE 166665 0 0 FOLEY TRASIMENE ACQUISTN COR COM CL A 34431F104 2236 200000 SH SOLE 200000 0 0 FOREST ROAD ACQUISITION CORP UNIT 99/99/9999 34619R201 3150 300000 SH SOLE 300000 0 0 FORMA THERAPEUTICS HLDGS INC SHS 34633R104 1745 50000 SH SOLE 50000 0 0 FORTRESS VALUE ACQUISITION I *W EXP 08/10/202 349642116 123 49999 SH SOLE 49999 0 0 FRAZIER LIFESCIENCES ACQU CO UNIT 12/09/2025 G3710A121 1557 150000 SH SOLE 150000 0 0 FS DEV CORP COM CL A 303020101 4400 400000 SH SOLE 400000 0 0 FUSION ACQUISITION CORP *W EXP 06/01/202 36118H113 576 224999 SH SOLE 224999 0 0 FUSION ACQUISITION CORP CL A 36118H105 2260 200000 SH SOLE 200000 0 0 GALECTO INC COM 36322Q107 1053 84163 SH SOLE 84163 0 0 GAN LTD ORD SHS G3728V109 1014 50000 SH SOLE 50000 0 0 GCM GROSVENOR INC COM CL A 36831E108 6937 520800 SH SOLE 520800 0 0 GO ACQUISITION CORP *W EXP 08/31/202 362019119 200 133332 SH SOLE 133332 0 0 GO ACQUISITION CORP COM 362019101 2038 200000 SH SOLE 200000 0 0 GOLDEN FALCON ACQUISITION CO UNIT 99/99/9999 38102H208 780 75000 SH SOLE 75000 0 0 GORES HLDGS IV INC *W EXP 01/22/202 382865111 104 24999 SH SOLE 24999 0 0 GORES HLDGS V INC *W EXP 08/05/202 382864114 121 59998 SH SOLE 59998 0 0 GORES HLDGS V INC COM CL A 382864106 2080 200000 SH SOLE 200000 0 0 GORES HOLDINGS VI INC UNIT 08/24/2027 38286R204 1590 150000 SH SOLE 150000 0 0 GRID DYNAMICS HLDGS INC *W EXP 03/05/202 39813G117 193 53524 SH SOLE 53524 0 0 GS ACQUISITION HLDGS CORP II *W EXP 06/30/202 36258Q113 256 99998 SH SOLE 99998 0 0 GS ACQUISITION HLDGS CORP II COM CL A 36258Q105 2180 200000 SH SOLE 200000 0 0 GUARDANT HEALTH INC COM 40131M109 4511 35000 SH SOLE 35000 0 0 HEALTH SCIENCES ACQ CORP 2 ORD SHS G4411D109 1281 100000 SH SOLE 100000 0 0 HOOKIPA PHARMA INC COM 43906K100 998 90000 SH SOLE 90000 0 0 HPX CORP *W EXP 07/14/202 G32219126 107 99999 SH SOLE 99999 0 0 HPX CORP SHS CL A G32219100 2004 199998 SH SOLE 199998 0 0 HUDSON EXECUTIVE INVT CORP *W EXP 06/21/202 443761119 108 62499 SH SOLE 62499 0 0 HUMANCO ACQUISITION CORP UNIT 12/08/2023 44487N208 1102 100000 SH SOLE 100000 0 0 HYDROFARM HLDGS GROUP INC COM 44888K209 932 17717 SH SOLE 17717 0 0 HYLIION HOLDINGS CORP COMMON STOCK 449109107 4944 300000 SH SOLE 300000 0 0 ICHOR HOLDINGS SHS G4740B105 1206 40000 SH SOLE 40000 0 0 IMMATICS N.V *W EXP 07/01/202 N44445117 308 107048 SH SOLE 107048 0 0 INSEEGO CORP NOTE 3.250% 5/0 45782BAD6 1336 1000000 SH SOLE 1000000 0 0 INTELLIA THERAPEUTICS INC COM 45826J105 1360 25000 SH SOLE 25000 0 0 INVESTINDUSTRIAL ACQUISITION UNIT 99/99/9999 G4771L121 2056 200000 SH SOLE 200000 0 0 ION ACQUISITION CORP 1 LTD *W EXP 10/05/202 G49392114 90 24998 SH SOLE 24998 0 0 ION ACQUISITION CORP 1 LTD SHS CL A G49392106 1471 124990 SH SOLE 124990 0 0 IQIYI INC NOTE 4.000%12/1 46267XAE8 4950 5000000 SH SOLE 5000000 0 0 IQIYI INC SPONSORED ADS 46267X108 350 20000 SH SOLE 20000 0 0 JAWS ACQUISITION CORP *W EXP 99/99/999 G50744112 270 99999 SH SOLE 99999 0 0 JAWS ACQUISITION CORP SHS G50744104 11672 870400 SH SOLE 870400 0 0 JAWS SPITFIRE ACQUISITION CO UNIT 99/99/9999 G50740128 829 75000 SH SOLE 75000 0 0 JIYA ACQUISITION CORP COM CL A 47760M102 2060 200000 SH SOLE 200000 0 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100000 0 0 MARQUEE RAINE ACQUISITION CO UNIT 12/01/2025 G58442115 650 60000 SH SOLE 60000 0 0 MEDAVAIL HOLDINGS INC COM 58406B103 3470 230568 SH SOLE 230568 0 0 MEREO BIOPHARMA GROUP PLC ADS 589492107 1653 461639 SH SOLE 461639 0 0 MIRUM PHARMACEUTICALS INC COM 604749101 2183 125000 SH SOLE 125000 0 0 MISSION PRODUCE INC COM 60510V108 602 40000 SH SOLE 40000 0 0 MONTES ARCHIMEDES ACQUISITIO *W EXP 99/99/999 612657114 238 149999 SH SOLE 149999 0 0 MONTES ARCHIMEDES ACQUISITIO COM CL A 612657106 3051 299998 SH SOLE 299998 0 0 MOTIVE CAPITAL CORP UNIT 99/99/9999 G6293A129 2108 200000 SH SOLE 200000 0 0 MP MATERIALS CORP *W EXP 05/04/202 553368119 1025 66666 SH SOLE 66666 0 0 NANOBIOTIX SA SPONSORED ADS 63009J107 248 15000 SH SOLE 15000 0 0 NEW FORTRESS ENERGY INC COM CL A 644393100 2680 50000 SH SOLE 50000 0 0 NEWHOLD INVESTMENT CORP *W EXP 03/10/202 651448110 204 137499 SH SOLE 137499 0 0 NEWHOLD INVESTMENT CORP COM CL A 651448102 2002 200000 SH SOLE 200000 0 0 NEXTGEN ACQUISITION CORP *W EXP 10/06/202 G65305123 99 66665 SH SOLE 66665 0 0 NIO INC SPON ADS 62914V106 6093 125000 SH SOLE 125000 0 0 NORTHERN STAR ACQUISITION CO UNIT 08/29/2025 665742201 3140 200000 SH SOLE 200000 0 0 OAK STR HEALTH INC COM 67181A107 4893 80000 SH SOLE 80000 0 0 OCULAR THERAPEUTIX INC COM 67576A100 1242 60000 SH SOLE 60000 0 0 ONDAS HLDGS INC COM NEW 68236H204 280 30000 SH SOLE 30000 0 0 ONE *W EXP 08/17/202 G7000X121 52 24999 SH SOLE 24999 0 0 ONE COM CL A G7000X105 1077 99996 SH SOLE 99996 0 0 OPEN LENDING CORP COM CL A 68373J104 874 25000 SH SOLE 25000 0 0 OPTHEA LTD SPONSORED ADS 68386J208 932 83100 SH SOLE 83100 0 0 OPTION CARE HEALTH INC COM NEW 68404L201 3128 200000 SH SOLE 200000 0 0 OUTSET MED INC COM 690145107 3410 60000 SH SOLE 60000 0 0 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 1556 60000 SH SOLE 60000 0 0 PANACEA ACQUISITION CORP *W EXP 07/07/202 698102118 85 26666 SH SOLE 26666 0 0 PARATEK PHARMACEUTICALS INC NOTE 4.750% 5/0 699374AB0 1737 2000000 SH SOLE 2000000 0 0 PAYA HOLDINGS INC *W EXP 10/16/202 70434P111 429 119227 SH SOLE 119227 0 0 PAYA HOLDINGS INC COM CL A 70434P103 7469 550000 SH SOLE 550000 0 0 PEBBLEBROOK HOTEL TR NOTE 1.750%12/1 70509VAA8 2143 2000000 SH SOLE 2000000 0 0 PERIPHAS CAPITAL PARTNERING UNIT 99/99/9999 713895209 3917 150000 SH SOLE 150000 0 0 PINDUODUO INC NOTE 12/0 722304AC6 11247 9000000 SH SOLE 9000000 0 0 PINE IS ACQUISITION CORP UNIT 99/99/9999 722615200 2578 250000 SH SOLE 250000 0 0 POPULATION HEALTH INVS CO IN UNIT 99/99/9999 G71716123 1045 100000 SH SOLE 100000 0 0 PORCH GROUP INC COM 733245104 8562 600000 SH SOLE 600000 0 0 PRIME IMPACT ACQUISITION I *W EXP 10/01/203 G61074129 76 49999 SH SOLE 49999 0 0 PRIME IMPACT ACQUISITION I SHS CL A G61074103 1515 149997 SH SOLE 149997 0 0 PROTAGONIST THERAPEUTICS INC COM 74366E102 1411 70000 SH SOLE 70000 0 0 PTK ACQUISITION CORP *W EXP 12/12/202 69375F116 276 240000 SH SOLE 240000 0 0 PTK ACQUISITION CORP COM 69375F108 2028 200000 SH SOLE 200000 0 0 QUANTERIX CORP COM 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0 SHIFT TECHNOLOGIES INC CL A 82452T107 2895 350000 SH SOLE 350000 0 0 SHOPIFY INC NOTE 0.125%11/0 82509LAA5 2388 2000000 SH SOLE 2000000 0 0 SIGILON THERAPEUTICS INC COM 82657L107 26975 561628 SH SOLE 561628 0 0 SILVER SPIKE ACQUISITION COR *W EXP 08/02/202 G8136L114 105 31957 SH SOLE 31957 0 0 SILVER SPIKE ACQUISITION COR CL A SHS G8136L106 2554 200000 SH SOLE 200000 0 0 SILVERBACK THERAPEUTICS INC COM 82835W108 2780 60000 SH SOLE 60000 0 0 SOC TELEMED INC *W EXP 11/30/202 78472F119 183 150000 SH SOLE 150000 0 0 SOC TELEMED INC COM CL A 78472F101 2352 300000 SH SOLE 300000 0 0 SOCIAL CAP HEDSPIA HLDG CO I *W EXP 99/99/999 G8251K115 333 83332 SH SOLE 83332 0 0 SOTERA HEALTH CO COM 83601L102 10976 400000 SH SOLE 400000 0 0 SOUTH MTN MERGER CORP *W EXP 06/20/202 838884112 224 52468 SH SOLE 52468 0 0 SPARTAN ACQUISITION CORP II UNIT 99/99/9999 846775203 1620 150000 SH SOLE 150000 0 0 SPORTS ENTERTAINMENT ACQU CO *W EXP 10/30/202 84918M114 101 74999 SH SOLE 74999 0 0 SPORTS ENTERTAINMENT ACQU CO COM CL A 84918M106 1518 149998 SH SOLE 149998 0 0 STAR PEAK ENERGY TRANSITION *W EXP 08/11/202 855185112 355 60000 SH SOLE 60000 0 0 STAR PEAK ENERGY TRANSITION CL A 855185104 1408 68798 SH SOLE 68798 0 0 STARBOARD VALUE ACQUISITN CO *W EXP 09/10/202 85521J117 98 49998 SH SOLE 49998 0 0 STARBOARD VALUE ACQUISITN CO COM CL A 85521J109 2072 199990 SH SOLE 199990 0 0 STOKE THERAPEUTICS INC COM 86150R107 1239 20000 SH SOLE 20000 0 0 SUNESIS PHARMACEUTICALS INC COM NEW 867328874 693 348473 SH SOLE 348473 0 0 SUPERNOVA PARTNERS ACQUISITI *W EXP 10/16/202 86846V116 68 33332 SH SOLE 33332 0 0 SUPERNOVA PARTNERS ACQUISITI COM CL A 86846V108 1100 99996 SH SOLE 99996 0 0 SUSTAINABLE OPPORTNTS ACQ CO *W EXP 99/99/999 G8598Y117 394 174999 SH SOLE 174999 0 0 SUTRO BIOPHARMA INC COM 869367102 1628 75000 SH SOLE 75000 0 0 SWITCHBACK ENERGY ACQUISTN C *W EXP 07/25/202 87105M110 434 28159 SH SOLE 28159 0 0 SYNDAX PHARMACEUTICALS INC COM 87164F105 890 40000 SH SOLE 40000 0 0 SYNEOS HEALTH INC CL A 87166B102 6813 100000 SH SOLE 100000 0 0 TAILWIND ACQUISITION CORP *W EXP 09/07/202 87403Q110 70 50000 SH SOLE 50000 0 0 TAILWIND ACQUISITION CORP COM CL A 87403Q102 1039 100000 SH SOLE 100000 0 0 THERAPEUTICS ACQUISITION COR COM CL A 88339T103 658 47271 SH SOLE 47271 0 0 THUNDER BRDG ACQUISTION II L *W EXP 11/30/202 G8857S108 79 21305 SH SOLE 21305 0 0 TORTOISE ACQUISITION CORP II *W EXP 06/14/202 G89554128 142 49999 SH SOLE 49999 0 0 TORTOISE ACQUISITION CORP II COM CL A G89554102 1065 100000 SH SOLE 100000 0 0 TREBIA ACQUISITION CORP *W EXP 99/99/999 G9027T117 347 166665 SH SOLE 166665 0 0 TS INNOVATION ACQUISITN CORP UNIT 99/99/9999 87284T209 3162 300000 SH SOLE 300000 0 0 TWC TECH HLDGS II CORP *W EXP 09/15/202 90117G113 82 49999 SH SOLE 49999 0 0 TWC TECH HLDGS II CORP COM 90117G105 1579 149997 SH SOLE 149997 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 141406 726500 SH SOLE 726500 0 0 VECTOR ACQUISITION CORP COM CL A G9442R126 2286 199998 SH SOLE 199998 0 0 VESPER HEALTHCARE ACQSTN COR *W EXP 09/30/202 92538T112 88 33331 SH SOLE 33331 0 0 VESPER HEALTHCARE ACQSTN COR COM CL A 92538T104 1131 99993 SH SOLE 99993 0 0 VG ACQUISITION CORP *W EXP 09/29/202 G9446E113 177 66666 SH SOLE 66666 0 0 VINCERA PHARMA INC *W EXP 12/24/202 92731L114 660 200000 SH SOLE 200000 0 0 VINCERA PHARMA INC COM 92731L106 4182 200000 SH SOLE 200000 0 0 VISTAGEN THERAPEUTICS INC COM NEW 92840H202 566 291667 SH SOLE 291667 0 0 VY GLOBAL GROWTH *W EXP 01/30/203 G9444H118 124 59998 SH SOLE 59998 0 0 VY GLOBAL GROWTH COM CL A G9444H100 3126 299990 SH SOLE 299990 0 0 WHOLE EARTH BRANDS INC *W EXP 06/25/202 96684W126 804 582406 SH SOLE 582406 0 0 XL FLEET CORP COM CL A 9837FR100 28476 1200000 SH SOLE 1200000 0 0 YELLOWSTONE ACQUISITION CO *W EXP 10/21/202 98566K113 93 74999 SH SOLE 74999 0 0 YELLOWSTONE ACQUISITION CO COM CL A 98566K105 1518 149998 SH SOLE 149998 0 0 YUCAIPA ACQUISITION CORP *W EXP 99/99/999 G9879L113 95 66665 SH SOLE 66665 0 0 YUCAIPA ACQUISITION CORP COM G9879L105 2020 199995 SH SOLE 199995 0 0