Chief Compliance Officer

0001085146-20-002909.txt : 20201113 0001085146-20-002909.hdr.sgml : 20201113 20201112214609 ACCESSION NUMBER: 0001085146-20-002909 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201113 DATE AS OF CHANGE: 20201112 EFFECTIVENESS DATE: 20201113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Monashee Investment Management LLC CENTRAL INDEX KEY: 0001627608 IRS NUMBER: 453324374 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16854 FILM NUMBER: 201308956 BUSINESS ADDRESS: STREET 1: 75 PARK PLAZA STREET 2: 2ND FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 6176710048 MAIL ADDRESS: STREET 1: 75 PARK PLAZA STREET 2: 2ND FLOOR CITY: BOSTON STATE: MA ZIP: 02116 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001627608 XXXXXXXX 09-30-2020 09-30-2020 false Monashee Investment Management LLC

75 PARK PLAZA 2ND FLOOR BOSTON MA 02116

13F HOLDINGS REPORT 028-16854 N Jeffry T. Muller Chief Compliance Officer 617-854-9197 /s/ Jeffry T. Muller Boston MA 11-11-2020 0 173 464374 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 10X GENOMICS INC CL A COM 88025U109 1870 15000 SH SOLE 15000 0 0 89BIO INC COM 282559103 1026 40000 SH SOLE 40000 0 0 ACCEL ENTERTAINMENT INC COM CL A1 00436Q106 2249 210000 SH SOLE 210000 0 0 ACE CONVERGENCE ACQU CORP *W EXP 09/30/202 G0083D104 82 99999 SH SOLE 99999 0 0 ACE CONVERGENCE ACQU CORP CL A G0083D120 1950 199998 SH SOLE 199998 0 0 ADC THERAPEUTICS SA SHS H0036K147 3299 100000 SH SOLE 100000 0 0 ALPINE IMMUNE SCIENCES INC COM 02083G100 4 29652 SH SOLE 29652 0 0 ALUSSA ENERGY ACQUISITION CO *W EXP 10/31/202 G0232J119 49 75000 SH SOLE 75000 0 0 AMERICAN WELL CORP CL A 03044L105 5317 179400 SH SOLE 179400 0 0 AMPLITUDE HLTHCRE AQUSTIN CO *W EXP 12/01/202 03212A113 103 87500 SH SOLE 87500 0 0 AMYRIS INC COM NEW 03236M200 2486 851397 SH SOLE 851397 0 0 ARTIUS ACQUISITION INC COM CL A 04316G105 2485 249996 SH SOLE 249996 0 0 ARTIUS ACQUISITION INC *W EXP 07/13/202 04316G113 134 83332 SH SOLE 83332 0 0 ARYA SCIENCES ACQUISITION CO COM CL A G3166W106 4326 400000 SH SOLE 400000 0 0 ATHENEX INC COM 04685N103 1089 90000 SH SOLE 90000 0 0 ATHIRA PHARMA INC COM 04746L104 1846 100000 SH SOLE 100000 0 0 ATLAS TECHNICAL CONSULTANTS *W EXP 11/26/202 049430119 111 216776 SH SOLE 216776 0 0 AZEK CO INC CL A 05478C105 5222 150000 SH SOLE 150000 0 0 BENTLEY SYS INC COM CL B 08265T208 534 17000 SH SOLE 17000 0 0 BIOMX INC *W EXP 10/16/202 09090D111 62 87307 SH SOLE 87307 0 0 BIONANO GENOMICS INC *W EXP 08/21/202 09075F115 16 70621 SH SOLE 70621 0 0 BROADSTONE ACQUISITION CORP UNIT 99/99/9999 G1739V118 1994 200000 SH SOLE 200000 0 0 BROADSTONE NET LEASE INC CL A COM 11135E104 5034 300000 SH SOLE 300000 0 0 CAESARS ENTERTAINMENT INC NE COM 12769G100 18780 335000 SH SOLE 335000 0 0 CAPSTAR SPL PURP ACQUISITION *W EXP 99/99/999 14070Y119 80 99999 SH SOLE 99999 0 0 CAPSTAR SPL PURP ACQUISITION COM CL A 14070Y101 1966 199998 SH SOLE 199998 0 0 CC NEUBERGER PRIN HLDGS II SHS CL A G3166T103 4522 449996 SH SOLE 449996 0 0 CC NEUBERGER PRIN HLDGS II *W EXP 07/29/202 G3166T111 184 112499 SH SOLE 112499 0 0 CC NEUBERGER PRINCIPAL HLDNG *W EXP 99/99/999 G1992Y122 135 74999 SH SOLE 74999 0 0 CC NEUBERGER PRINCIPAL HLDNG COM G1992Y114 1820 174997 SH SOLE 174997 0 0 CF FIN ACQUISITION CORP COM CL A 12528N107 520 50000 SH SOLE 50000 0 0 CF FINANCE ACQUISITION CORP UNIT 08/01/2027 15725Q203 3508 350000 SH SOLE 350000 0 0 CHARDAN HEALTHCR ACQSTN 2 CO *W EXP 03/05/202 15957T115 108 150000 SH SOLE 150000 0 0 CHINDATA GROUP HLDGS LTD ADS 16955F107 1298 80000 SH SOLE 80000 0 0 CHURCHILL CAP CORP II *W EXP 07/02/202 17143G114 177 81288 SH SOLE 81288 0 0 CHURCHILL CAPITAL CORP IV *W EXP 08/04/202 171439110 74 49998 SH SOLE 49998 0 0 CHURCHILL CAPITAL CORP IV CL A 171439102 2445 249990 SH SOLE 249990 0 0 CIDARA THERAPEUTICS INC COM 171757107 1052 369099 SH SOLE 369099 0 0 CLIMATE CHANGE CRISIS REAL I UNIT 99/99/9999 18716C209 1508 150000 SH SOLE 150000 0 0 CM LIFE SCIENCES INC UNIT 09/01/2025 18978W208 4188 400000 SH SOLE 400000 0 0 COHN ROBBINS HOLDINGS CORP UNIT 08/11/2025 G23726121 4036 400000 SH SOLE 400000 0 0 COMPASS PATHWAYS PLC SPONSORED ADS 20451W101 1222 35000 SH SOLE 35000 0 0 CONYERS PK II ACQUISITION CO *W EXP 07/18/202 212896112 27 15904 SH SOLE 15904 0 0 CORSAIR GAMING INC COM 22041X102 1005 50000 SH SOLE 50000 0 0 D8 HOLDINGS CORP *W EXP 08/05/202 G2614K128 90 124999 SH SOLE 124999 0 0 D8 HOLDINGS CORP SHS CL A G2614K110 1954 200000 SH SOLE 200000 0 0 DFP HEALTHCARE ACQUISITNS CO *W EXP 03/31/202 23343Q118 32 18749 SH SOLE 18749 0 0 DIGITAL MEDIA SOLUTIONS INC COM CL A 25401G106 3080 400000 SH SOLE 400000 0 0 DMY TECHNOLOGY GROUP INC *W EXP 02/21/202 233253111 75 25000 SH SOLE 25000 0 0 DMY TECHNOLOGY GROUP INC II UNIT 99/99/9999 233277201 1023 100000 SH SOLE 100000 0 0 DYNE THERAPEUTICS INC COM 26818M108 2175 107735 SH SOLE 107735 0 0 E MERGE TECHNOLOGY ACQUISITI *W EXP 07/30/202 26873Y112 157 166665 SH SOLE 166665 0 0 E MERGE TECHNOLOGY ACQUISITI COM CL A 26873Y104 4892 499995 SH SOLE 499995 0 0 EAST RES ACQUISITION CO COM CL A 274681105 4865 499998 SH SOLE 499998 0 0 EAST RES ACQUISITION CO *W EXP 07/01/202 274681113 160 249999 SH SOLE 249999 0 0 EQUITY DISTR ACQUISITION COR UNIT 99/99/9999 29465E205 1288 125000 SH SOLE 125000 0 0 ESSENTIAL PPTYS RLTY TR INC COM 29670E107 916 50000 SH SOLE 50000 0 0 EXECUTIVE NETWORK PARTNERING UNIT 99/99/9999 30158L209 3156 125000 SH SOLE 125000 0 0 FALCON CAPITAL ACQUISITN COR UNIT 08/20/2027 30606L207 2573 250000 SH SOLE 250000 0 0 FINSERV ACQUISITION CORP *W EXP 12/31/202 318085115 68 67969 SH SOLE 67969 0 0 FINTECH ACQUISITION CORP III *W EXP 12/01/202 31811A119 184 119227 SH SOLE 119227 0 0 FLYING EAGLE ACQUISITION COR *W EXP 02/26/202 34407Y111 489 149999 SH SOLE 149999 0 0 FLYING EAGLE ACQUISITION COR COM 34407Y103 3040 250000 SH SOLE 250000 0 0 FOLEY TRASIMENE ACQUISITION UNIT 99/99/9999 344328208 3060 300000 SH SOLE 300000 0 0 FOLEY TRASIMENE ACQUISTN COR *W EXP 05/26/202 34431F112 377 166665 SH SOLE 166665 0 0 FOLEY TRASIMENE ACQUISTN COR COM CL A 34431F104 2072 200000 SH SOLE 200000 0 0 FORTRESS VALUE ACQUISITION C *W EXP 05/04/202 34962V114 219 66666 SH SOLE 66666 0 0 FORTRESS VALUE ACQUISITION I UNIT 08/10/2027 349642207 2575 250000 SH SOLE 250000 0 0 FREELINE THERAPEUTICS HLDGS SPONSORED ADS 35655L107 1482 94911 SH SOLE 94911 0 0 FUELCELL ENERGY INC COM 35952H601 1070 500000 SH SOLE 500000 0 0 FUSION ACQUISITION CORP *W EXP 06/01/202 36118H113 245 224999 SH SOLE 224999 0 0 FUSION ACQUISITION CORP CL A 36118H105 2949 300000 SH SOLE 300000 0 0 GO ACQUISITION CORP COM 362019101 3936 399996 SH SOLE 399996 0 0 GO ACQUISITION CORP *W EXP 08/31/202 362019119 147 133332 SH SOLE 133332 0 0 GOODRX HLDGS INC COM CL A 38246G108 8896 160000 SH SOLE 160000 0 0 GORES HLDGS IV INC *W EXP 01/22/202 382865111 41 24999 SH SOLE 24999 0 0 GORES HLDGS V INC UNIT 99/99/9999 382864205 3105 300000 SH SOLE 300000 0 0 GORES METROPOULOS INC *W EXP 01/28/202 382872117 46 14738 SH SOLE 14738 0 0 GRAYBUG VISION INC COM SHS 38942Q103 890 70000 SH SOLE 70000 0 0 GRID DYNAMICS HLDGS INC *W EXP 03/05/202 39813G117 95 53524 SH SOLE 53524 0 0 GS ACQUISITION HLDGS CORP II *W EXP 06/30/202 36258Q113 215 99998 SH SOLE 99998 0 0 GS ACQUISITION HLDGS CORP II COM CL A 36258Q105 3766 349992 SH SOLE 349992 0 0 HAYMAKER ACQUISITION CORP II *W EXP 10/31/202 42087L119 62 62962 SH SOLE 62962 0 0 HEALTH SCIENCES ACQ CORP 2 ORD SHS G4411D109 1100 100000 SH SOLE 100000 0 0 HEALTHCARE MERGER CORP COM CL A 42227L102 1015 100000 SH SOLE 100000 0 0 HEALTHCARE MERGER CORP *W EXP 12/17/202 42227L110 269 150000 SH SOLE 150000 0 0 HPX CORP *W EXP 07/14/202 G32219126 90 99999 SH SOLE 99999 0 0 HPX CORP SHS CL A G32219100 1968 199998 SH SOLE 199998 0 0 HUDSON EXECUTIVE INVT CORP *W EXP 06/21/202 443761119 74 62499 SH SOLE 62499 0 0 HUMANIGEN INC COM NEW 444863203 2128 200000 SH SOLE 200000 0 0 I3 VERTICALS INC COM CL A 46571Y107 884 35000 SH SOLE 35000 0 0 IMMATICS N.V *W EXP 07/01/202 N44445117 375 107048 SH SOLE 107048 0 0 IMMUNOVANT INC COM 45258J102 1760 50000 SH SOLE 50000 0 0 INHIBRX INC COM 45720L107 479 26623 SH SOLE 26623 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 3502 35000 SH SOLE 35000 0 0 JAWS ACQUISITION CORP *W EXP 99/99/999 G50744112 212 99999 SH SOLE 99999 0 0 JAWS ACQUISITION CORP SHS G50744104 2082 200000 SH SOLE 200000 0 0 JFROG LTD ORD SHS M6191J100 4233 50000 SH SOLE 50000 0 0 JUNIPER INDL HLDGS INC *W EXP 11/13/202 48205G114 260 150000 SH SOLE 150000 0 0 JUNIPER INDL HLDGS INC COM CL A 48205G106 3138 300000 SH SOLE 300000 0 0 KADMON HLDGS INC COM 48283N106 588 150000 SH SOLE 150000 0 0 KINGSOFT CLOUD HLDGS LTD ADS 49639K101 1477 50000 SH SOLE 50000 0 0 KISMET ACQUISITION ONE CORP UNIT 08/06/2025 G52753129 3193 250000 SH SOLE 250000 0 0 KORNIT DIGITAL LTD SHS M6372Q113 3568 55000 SH SOLE 55000 0 0 LANDCADIA HLDGS II INC *W EXP 05/09/202 51476X113 184 41932 SH SOLE 41932 0 0 LIFESCI ACQUISITION CORP *W EXP 02/14/202 53228P117 307 200000 SH SOLE 200000 0 0 LIFESCI ACQUISITION CORP UNIT 03/31/2025 53228P208 2480 200000 SH SOLE 200000 0 0 LIGHTSPEED POS INC SUB VTG SHS 53227R106 5764 180000 SH SOLE 180000 0 0 LONGVIEW ACQUISITION CORP *W EXP 05/27/202 543195119 226 233332 SH SOLE 233332 0 0 LONGVIEW ACQUISITION CORP COM CL A 543195101 2946 299996 SH SOLE 299996 0 0 MOLECULAR TEMPLATES INC COM 608550109 5482 502000 SH SOLE 502000 0 0 NANO X IMAGING LTD ORD SHS M70700105 588 25000 SH SOLE 25000 0 0 NATERA INC COM 632307104 5418 75000 SH SOLE 75000 0 0 NATIONAL STORAGE AFFILIATES COM SHS BEN IN 637870106 1586 48500 SH SOLE 48500 0 0 NEWHOLD INVESTMENT CORP COM CL A 651448102 2681 274998 SH SOLE 274998 0 0 NEWHOLD INVESTMENT CORP *W EXP 03/10/202 651448110 91 137499 SH SOLE 137499 0 0 NOVUS CAP CORP COM 67012U108 294 25000 SH SOLE 25000 0 0 NUCANA PLC SPONSORED ADR 67022C106 2068 400000 SH SOLE 400000 0 0 OAKTREE ACQUISITION CORP *W EXP 99/99/999 G67145113 41 14137 SH SOLE 14137 0 0 ONE UNIT 99/99/9999 G7000X113 1090 100000 SH SOLE 100000 0 0 ONEWATER MARINE INC CL A COM 68280L101 1742 85000 SH SOLE 85000 0 0 ORPHAZYME A S ADS 687305102 1808 175000 SH SOLE 175000 0 0 OUTSET MED INC COM 690145107 1250 25000 SH SOLE 25000 0 0 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 395 40000 SH SOLE 40000 0 0 PACTIV EVERGREEN INC COM 69526K105 2540 200000 SH SOLE 200000 0 0 PANACEA ACQUISITION CORP *W EXP 07/07/202 698102118 63 26666 SH SOLE 26666 0 0 PANACEA ACQUISITION CORP CL A 698102100 896 79998 SH SOLE 79998 0 0 PENN NATL GAMING INC COM 707569109 4544 62500 SH SOLE 62500 0 0 PIVOTAL INVT CORP II *W EXP 06/01/202 72582K118 131 35343 SH SOLE 35343 0 0 PPD INC COM 69355F102 5549 150000 SH SOLE 150000 0 0 PRELUDE THERAPEUTICS INC COM 74065P101 1507 50000 SH SOLE 50000 0 0 PRIME IMPACT ACQUISITION I UNIT 10/01/2030 G61074111 1503 150000 SH SOLE 150000 0 0 PROPTECH ACQUISITION CORP COM CL A 74349F101 1014 91094 SH SOLE 91094 0 0 PTK ACQUISITION CORP *W EXP 12/12/202 69375F116 120 240000 SH SOLE 240000 0 0 PTK ACQUISITION CORP COM 69375F108 2342 240000 SH SOLE 240000 0 0 PURPLE INNOVATION INC COM 74640Y106 373 15000 SH SOLE 15000 0 0 QELL ACQUISITION CORP UNIT 10/01/2025 G7307X121 1016 100000 SH SOLE 100000 0 0 QUANTERIX CORP COM 74766Q101 6579 195000 SH SOLE 195000 0 0 QUOTIENT LTD SHS G73268107 1157 225000 SH SOLE 225000 0 0 REPLAY ACQUISITION CORP *W EXP 03/01/202 G75130115 20 21091 SH SOLE 21091 0 0 SCVX CORP COM G79448208 75 50000 SH SOLE 50000 0 0 SHIFT4 PMTS INC CL A 82452J109 3627 75000 SH SOLE 75000 0 0 SHOPIFY INC CL A 82509L107 2557 2500 SH SOLE 2500 0 0 SILVER SPIKE ACQUISITION COR *W EXP 08/02/202 G8136L114 19 31957 SH SOLE 31957 0 0 SNOWFLAKE INC CL A 833445109 6275 25000 SH SOLE 25000 0 0 SOCIAL CAP HEDSPIA HLDG CO I *W EXP 99/99/999 G8251K115 322 83332 SH SOLE 83332 0 0 SOUTH MTN MERGER CORP *W EXP 06/20/202 838884112 73 52468 SH SOLE 52468 0 0 STAR PEAK ENERGY TRANSITION UNIT 99/99/9999 855185203 3588 350000 SH SOLE 350000 0 0 STARBOARD VALUE ACQUISITN CO UNIT 09/10/2025 85521J208 3030 300000 SH SOLE 300000 0 0 STEPSTONE GROUP INC COM CL A 85914M107 5987 225000 SH SOLE 225000 0 0 STRONGBRIDGE BIOPHARMA PLC SHS USD G85347105 840 400000 SH SOLE 400000 0 0 SUMO LOGIC INC COM 86646P103 1635 75000 SH SOLE 75000 0 0 SUSTAINABLE OPPORTNTS ACQ CO *W EXP 99/99/999 G8598Y117 315 174999 SH SOLE 174999 0 0 SWITCHBACK ENERGY ACQUISTN C *W EXP 07/25/202 87105M110 132 28159 SH SOLE 28159 0 0 TAILWIND ACQUISITION CORP UNIT 09/07/2027 87403Q201 1005 100000 SH SOLE 100000 0 0 TAYSHA GENE THERAPIES INC COM SHS 877619106 1344 60000 SH SOLE 60000 0 0 THERAPEUTICS ACQUISITION COR COM CL A 88339T103 680 47271 SH SOLE 47271 0 0 THUNDER BRDG ACQUISTION II L *W EXP 11/30/202 G8857S108 29 21305 SH SOLE 21305 0 0 TORTOISE ACQUISITION CORP II UNIT 06/14/2027 G89554110 2176 200000 SH SOLE 200000 0 0 TREBIA ACQUISITION CORP *W EXP 99/99/999 G9027T117 250 166665 SH SOLE 166665 0 0 TRILLIUM THERAPEUTICS INC COM NEW 89620X506 2132 150000 SH SOLE 150000 0 0 TRINE ACQUISITION CORP *W EXP 03/31/202 89628U116 139 52817 SH SOLE 52817 0 0 TWC TECH HLDGS II CORP UNIT 09/10/2025 90117G204 1518 150000 SH SOLE 150000 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 159240 935000 SH SOLE 935000 0 0 VELODYNE LIDAR INC COM 92259F101 5607 300000 SH SOLE 300000 0 0 VESPER HEALTHCARE ACQSTN COR UNIT 99/99/9999 92538T203 1026 100000 SH SOLE 100000 0 0 VIRTUSA CORP COM 92827P102 325 25000 SH SOLE 25000 0 0 VYNE THERAPEUTICS INC COM NEW 92941V100 581 350000 SH SOLE 350000 0 0 WAVE LIFE SCIENCES LTD SHS Y95308105 849 100000 SH SOLE 100000 0 0 WHOLE EARTH BRANDS INC *W EXP 06/25/202 96684W126 565 582406 SH SOLE 582406 0 0 YALLA GROUP LTD ADS 98459U103 105 15000 SH SOLE 15000 0 0 YUCAIPA ACQUISITION CORP UNIT 99/99/9999 G9879L121 2040 200000 SH SOLE 200000 0 0 ZOGENIX INC COM NEW 98978L204 2690 150000 SH SOLE 150000 0 0