Chief Compliance Officer

0001085146-20-002126.txt : 20200811 0001085146-20-002126.hdr.sgml : 20200811 20200811163219 ACCESSION NUMBER: 0001085146-20-002126 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200811 DATE AS OF CHANGE: 20200811 EFFECTIVENESS DATE: 20200811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Monashee Investment Management LLC CENTRAL INDEX KEY: 0001627608 IRS NUMBER: 453324374 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16854 FILM NUMBER: 201092877 BUSINESS ADDRESS: STREET 1: 125 HIGH STREET STREET 2: HIGH STREET TOWER, 28TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6178549197 MAIL ADDRESS: STREET 1: 125 HIGH STREET STREET 2: HIGH STREET TOWER, 28TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001627608 XXXXXXXX 06-30-2020 06-30-2020 false Monashee Investment Management LLC

125 HIGH STREET HIGH STREET TOWER, 28TH FLOOR BOSTON MA 02110

13F HOLDINGS REPORT 028-16854 N Jeffry T. Muller Chief Compliance Officer 617-854-9197 /s/ Jeffry T. Muller Boston MA 08-10-2020 0 198 668875 INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ALUSSA ENERGY ACQUISITION CO *W EXP 10/31/202 G0232J119 41 75000 SH SOLE 75000 0 0 EXPERIENCE INVT CORP *W EXP 09/01/202 30217C117 32 35508 SH SOLE 35508 0 0 SPIRIT RLTY CAP INC NEW COM NEW 84860W300 3486 100000 SH SOLE 100000 0 0 INTELLIA THERAPEUTICS INC COM 45826J105 2312 110000 SH SOLE 110000 0 0 DMY TECHNOLOGY GROUP INC COM 233253103 502 50000 SH SOLE 50000 0 0 TENCENT MUSIC ENTMT GROUP SPON ADS 88034P109 3029 225000 SH SOLE 225000 0 0 LIFESCI ACQUISITION CORP COM 53228P109 1992 200000 SH SOLE 200000 0 0 ORTHOPEDIATRICS CORP COM 68752L100 1969 45000 SH SOLE 45000 0 0 TRANSMEDICS GROUP INC COM 89377M109 3136 175000 SH SOLE 175000 0 0 BIONANO GENOMICS INC *W EXP 08/21/202 09075F115 9 70621 SH SOLE 70621 0 0 JUNIPER INDL HLDGS INC COM CL A 48205G106 2991 300000 SH SOLE 300000 0 0 SHIFT4 PMTS INC CL A 82452J109 1420 40000 SH SOLE 40000 0 0 ZOOMINFO TECHNOLOGIES INC COM CL A 98980F104 829 16237 SH SOLE 16237 0 0 NEW PROVIDENCE ACQUISITION *W EXP 09/11/202 64822P114 21 21305 SH SOLE 21305 0 0 AVEO PHARMACEUTICALS INC COM NEW 053588307 1288 250000 SH SOLE 250000 0 0 RED ROBIN GOURMET BURGERS IN COM 75689M101 2091 205000 SH SOLE 205000 0 0 TREBIA ACQUISITION CORP UNIT 99/99/9999 G9027T125 5225 500000 SH SOLE 500000 0 0 KADMON HLDGS INC COM 48283N106 5120 1000000 SH SOLE 1000000 0 0 LGL SYS ACQUISITION CORP COM CL A 50201G106 674 67968 SH SOLE 67968 0 0 ICAD INC COM NEW 44934S206 2997 300000 SH SOLE 300000 0 0 BEYONDSPRING INC SHS G10830100 1508 100000 SH SOLE 100000 0 0 CC NEUBERGER PRINCIPAL HLDNG *W EXP 99/99/999 G1992Y122 109 74999 SH SOLE 74999 0 0 SOLITON INC COM 834251100 2334 300000 SH SOLE 300000 0 0 PALOMAR HLDGS INC COM 69753M105 1715 20000 SH SOLE 20000 0 0 NEW PROVIDENCE ACQUISITION COM CL A 64822P106 430 42610 SH SOLE 42610 0 0 EDITAS MEDICINE INC COM 28106W103 3106 105000 SH SOLE 105000 0 0 ARENA PHARMACEUTICALS INC COM NEW 040047607 6925 110000 SH SOLE 110000 0 0 T-MOBILE US INC COM 872590104 32287 310000 SH SOLE 310000 0 0 CONYERS PK II ACQUISITION CO *W EXP 07/18/202 212896112 35 15904 SH SOLE 15904 0 0 INVITATION HOMES INC COM 46187W107 6883 250000 SH SOLE 250000 0 0 FULCRUM THERAPEUTICS INC COM 359616109 5379 294118 SH SOLE 294118 0 0 SCVX CORP *W EXP 01/24/202 G79448117 52 50000 SH SOLE 50000 0 0 REINSURANCE GRP OF AMERICA I COM NEW 759351604 5099 65000 SH SOLE 65000 0 0 BIOMX INC *W EXP 10/16/202 09090D111 42 87307 SH SOLE 87307 0 0 COMMSCOPE HLDG CO INC COM 20337X109 1666 200000 SH SOLE 200000 0 0 AMPLITUDE HLTHCRE AQUSTIN CO COM CL A 03212A105 1794 175000 SH SOLE 175000 0 0 NMI HLDGS INC CL A 629209305 7075 440000 SH SOLE 440000 0 0 AMYRIS INC COM NEW 03236M200 2363 553383 SH SOLE 553383 0 0 DFP HEALTHCARE ACQUISITNS CO *W EXP 03/31/202 23343Q118 28 18749 SH SOLE 18749 0 0 KALEYRA INC COM 483379103 646 160000 SH SOLE 160000 0 0 APTIV PLC SHS G6095L109 13246 170000 SH SOLE 170000 0 0 REPLAY ACQUISITION CORP *W EXP 03/01/202 G75130115 19 21091 SH SOLE 21091 0 0 CHEMOCENTRYX INC COM 16383L106 5754 100000 SH SOLE 100000 0 0 FORTRESS VALUE ACQUISITION C UNIT 99/99/9999 34962V205 2060 200000 SH SOLE 200000 0 0 GIGCAPITAL3 INC UNIT 99/99/9999 37519D206 1004 100000 SH SOLE 100000 0 0 ARCTURUS THERAPEUTICS HLDG I COM 03969T109 3716 79497 SH SOLE 79497 0 0 GS ACQUISITION HLDGS CORP II UNIT 99/99/9999 36258Q204 5255 500000 SH SOLE 500000 0 0 HAYMAKER ACQUISITION CORP II *W EXP 10/31/202 42087L119 98 62962 SH SOLE 62962 0 0 RETROPHIN INC COM 761299106 2041 100000 SH SOLE 100000 0 0 CIDARA THERAPEUTICS INC COM 171757107 1362 369099 SH SOLE 369099 0 0 FINSERV ACQUISITION CORP *W EXP 12/31/202 318085115 71 67969 SH SOLE 67969 0 0 VIRGIN GALACTIC HOLDINGS INC COM 92766K106 4085 250000 SH SOLE 250000 0 0 CAREDX INC COM 14167L103 2480 70000 SH SOLE 70000 0 0 SWITCHBACK ENERGY ACQUISTN C *W EXP 07/25/202 87105M110 22 28159 SH SOLE 28159 0 0 LGL SYS ACQUISITION CORP *W EXP 11/12/202 50201G114 31 33984 SH SOLE 33984 0 0 KEZAR LIFE SCIENCES INC COM 49372L100 777 150000 SH SOLE 150000 0 0 NETEASE INC SPONSORED ADS 64110W102 4294 10000 SH SOLE 10000 0 0 WHOLE EARTH BRANDS INC COM CL A 96684W100 7586 940000 SH SOLE 940000 0 0 GLOBANT S A COM L44385109 4496 30000 SH SOLE 30000 0 0 SELECTQUOTE INC COM 816307300 2533 100000 SH SOLE 100000 0 0 REPAY HLDGS CORP COM CL A 76029L100 2956 120000 SH SOLE 120000 0 0 SOUTH MTN MERGER CORP *W EXP 06/20/202 838884112 59 52468 SH SOLE 52468 0 0 PIVOTAL INVT CORP II *W EXP 06/01/202 72582K118 28 35343 SH SOLE 35343 0 0 CROWDSTRIKE HLDGS INC CL A 22788C105 4543 45300 SH SOLE 45300 0 0 AMPLITUDE HLTHCRE AQUSTIN CO *W EXP 12/01/202 03212A113 88 87500 SH SOLE 87500 0 0 FOX FACTORY HLDG CORP COM 35138V102 2891 35000 SH SOLE 35000 0 0 XERIS PHARMACEUTICALS INC COM 98422L107 931 350000 SH SOLE 350000 0 0 VROOM INC COM 92918V109 3577 68603 SH SOLE 68603 0 0 SOCIAL CAP HEDSPIA HLDG CO I COM CL A G8251K107 2795 249996 SH SOLE 249996 0 0 FINTECH ACQUISITION CORP III *W EXP 12/01/202 31811A119 274 119227 SH SOLE 119227 0 0 TORTOISE ACQUISITION CORP *W EXP 03/04/202 89154L118 456 42253 SH SOLE 42253 0 0 AVIDITY BIOSCIENCES INC COM 05370A108 1130 40000 SH SOLE 40000 0 0 DFP HEALTHCARE ACQUISITNS CO COM CL A 23343Q100 754 74996 SH SOLE 74996 0 0 SITIME CORP COM 82982T106 3793 80000 SH SOLE 80000 0 0 TRANSLATE BIO INC COM 89374L104 4480 250000 SH SOLE 250000 0 0 CANNAE HLDGS INC COM 13765N107 6165 150000 SH SOLE 150000 0 0 ARGENX SE SPONSORED ADR 04016X101 3378 15000 SH SOLE 15000 0 0 CASTLE BIOSCIENCES INC COM 14843C105 3769 100000 SH SOLE 100000 0 0 CHURCHILL CAP CORP III *W EXP 03/01/202 17144C112 375 124999 SH SOLE 124999 0 0 REPARE THERAPEUTICS INC COM 760273102 1861 60000 SH SOLE 60000 0 0 BLUEBIRD BIO INC COM 09609G100 7935 130000 SH SOLE 130000 0 0 DMY TECHNOLOGY GROUP INC *W EXP 02/21/202 233253111 38 25000 SH SOLE 25000 0 0 CHARDAN HEALTHCR ACQSTN 2 CO *W EXP 03/05/202 15957T115 104 150000 SH SOLE 150000 0 0 FATE THERAPEUTICS INC COM 31189P102 3088 90000 SH SOLE 90000 0 0 AGORA INC ADS 00851L103 442 10000 SH SOLE 10000 0 0 CHURCHILL CAP CORP II *W EXP 07/02/202 17143G114 235 81288 SH SOLE 81288 0 0 BILL COM HLDGS INC COM 090043100 9537 105718 SH SOLE 105718 0 0 CARDIOVASCULAR SYS INC DEL COM 141619106 7888 250000 SH SOLE 250000 0 0 CRESCENT ACQUISITION CORP *W EXP 03/08/202 22564L113 111 73943 SH SOLE 73943 0 0 JD.COM INC SPON ADR CL A 47215P106 7523 125000 SH SOLE 125000 0 0 BOSTON SCIENTIFIC CORP COM 101137107 7373 210000 SH SOLE 210000 0 0 MOLECULAR TEMPLATES INC COM 608550109 1241 90000 SH SOLE 90000 0 0 ARYA SCIENCES ACQUISITION CO SHS CL A G3165V109 10774 684524 SH SOLE 684524 0 0 FINSERV ACQUISITION CORP CL A 318085107 1353 135938 SH SOLE 135938 0 0 GORES HLDGS IV INC COM CL A 382865103 1014 99996 SH SOLE 99996 0 0 LONGVIEW ACQUISITION CORP UNIT 99/99/9999 543195200 7070 700000 SH SOLE 700000 0 0 WP CAREY INC COM 92936U109 3383 50000 SH SOLE 50000 0 0 LANDCADIA HLDGS II INC *W EXP 05/09/202 51476X113 226 41932 SH SOLE 41932 0 0 HEALTHCARE MERGER CORP COM CL A 42227L102 3006 300000 SH SOLE 300000 0 0 VIRTU FINL INC CL A 928254101 1180 50000 SH SOLE 50000 0 0 AZEK CO INC CL A 05478C105 4460 140000 SH SOLE 140000 0 0 JAWS ACQUISITION CORP UNIT 99/99/9999 G50744120 3129 300000 SH SOLE 300000 0 0 INNOVATIVE INDL PPTYS INC COM 45781V101 3081 35000 SH SOLE 35000 0 0 GLU MOBILE INC COM 379890106 1391 150000 SH SOLE 150000 0 0 RENAISSANCERE HOLDINGS LTD COM G7496G103 11972 70000 SH SOLE 70000 0 0 HUDSON EXECUTIVE INVT CORP UNIT 06/21/2025 443761200 1281 125000 SH SOLE 125000 0 0 CHEFS WHSE INC COM 163086101 1765 130000 SH SOLE 130000 0 0 REALPAGE INC COM 75606N109 1950 30000 SH SOLE 30000 0 0 MESA LABS INC COM 59064R109 3794 17500 SH SOLE 17500 0 0 CC NEUBERGER PRINCIPAL HLDNG COM G1992Y114 2266 224997 SH SOLE 224997 0 0 SHOCKWAVE MED INC COM 82489T104 711 15000 SH SOLE 15000 0 0 ROYALTY PHARMA PLC SHS CL A G7709Q104 8739 180000 SH SOLE 180000 0 0 FOLEY TRASIMENE ACQUISTN COR UNIT 99/99/9999 34431F203 5335 500000 SH SOLE 500000 0 0 IDEAYA BIOSCIENCES INC COM 45166A102 1989 140000 SH SOLE 140000 0 0 SUSTAINABLE OPPORTNTS ACQ CO ORD SHS A G8598Y109 3535 350000 SH SOLE 350000 0 0 IVERIC BIO INC COM 46583P102 765 150000 SH SOLE 150000 0 0 ESSENT GROUP LTD COM G3198U102 9974 275000 SH SOLE 275000 0 0 YETI HLDGS INC COM 98585X104 3258 76238 SH SOLE 76238 0 0 FUSION ACQUISITION CORP UNIT 99/99/9999 36118H204 4572 450000 SH SOLE 450000 0 0 TURNING POINT THERAPEUTICS I COM 90041T108 3552 55000 SH SOLE 55000 0 0 SOCIAL CAP HDOSPHIA HLDG CO *W EXP 99/99/999 G8250T125 241 66666 SH SOLE 66666 0 0 BOSTON OMAHA CORP COM 101044105 640 40000 SH SOLE 40000 0 0 CHURCHILL CAP CORP III COM 17144C104 5395 499996 SH SOLE 499996 0 0 TRINE ACQUISITION CORP *W EXP 03/31/202 89628U116 82 52817 SH SOLE 52817 0 0 INSURANCE ACQUISITION CORP CL A 457867109 454 35000 SH SOLE 35000 0 0 AKOUOS INC COM 00973J101 788 35000 SH SOLE 35000 0 0 ATLAS TECHNICAL CONSULTANTS *W EXP 11/26/202 049430119 85 216776 SH SOLE 216776 0 0 KENSINGTON CAP ACQUISITION C UNIT 07/01/2027 490073202 2505 250000 SH SOLE 250000 0 0 NIKOLA CORP COM 654110105 67530 1000000 SH SOLE 1000000 0 0 GORES METROPOULOS INC *W EXP 01/28/202 382872117 45 24999 SH SOLE 24999 0 0 ACCEL ENTERTAINMENT INC COM CL A1 00436Q106 1038 107748 SH SOLE 107748 0 0 DIAMONDPEAK HLDGS COR *W EXP 02/22/202 25280H118 74 42253 SH SOLE 42253 0 0 VICI PPTYS INC COM 925652109 5968 295616 SH SOLE 295616 0 0 AXCELLA HEALTH INC COM 05454B105 1244 225000 SH SOLE 225000 0 0 LIFESCI ACQUISITION CORP *W EXP 02/14/202 53228P117 170 200000 SH SOLE 200000 0 0 AXON ENTERPRISE INC COM 05464C101 6378 65000 SH SOLE 65000 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 10456 800000 SH SOLE 800000 0 0 DYNATRACE INC COM 268150109 4872 120000 SH SOLE 120000 0 0 THUNDER BRDG ACQUISTION II L *W EXP 11/30/202 G8857S108 31 21305 SH SOLE 21305 0 0 FORUM MERGER II CORP *W EXP 09/30/202 34986F111 407 86613 SH SOLE 86613 0 0 CLARIVATE PLC ORD SHS G21810109 3908 175000 SH SOLE 175000 0 0 NIO INC SPON ADS 62914V106 772 100000 SH SOLE 100000 0 0 LIQUIDIA TECHNOLOGIES INC COM 53635D202 3789 450000 SH SOLE 450000 0 0 ALBERTSONS COS INC COMMON STOCK 013091103 6308 400000 SH SOLE 400000 0 0 QTS RLTY TR INC COM CL A 74736A103 3269 51000 SH SOLE 51000 0 0 VICOR CORP COM 925815102 1403 19500 SH SOLE 19500 0 0 FUSION PHARMACEUTICALS INC COM 36118A100 874 50000 SH SOLE 50000 0 0 JUNIPER INDL HLDGS INC *W EXP 11/13/202 48205G114 131 150000 SH SOLE 150000 0 0 MARINUS PHARMACEUTICALS INC COM 56854Q101 2038 802500 SH SOLE 802500 0 0 DRAFTKINGS INC COM CL A 26142R104 20788 625000 SH SOLE 625000 0 0 SILVER SPIKE ACQUISITION COR *W EXP 08/02/202 G8136L114 16 31957 SH SOLE 31957 0 0 TWIST BIOSCIENCE CORP COM 90184D100 1631 36000 SH SOLE 36000 0 0 OAKTREE ACQUISITION CORP *W EXP 99/99/999 G67145113 19 14137 SH SOLE 14137 0 0 COLLIER CREEK HOLDINGS *W EXP 99/99/999 G22707114 464 142731 SH SOLE 142731 0 0 REPLIMUNE GROUP INC COM 76029N106 1392 56000 SH SOLE 56000 0 0 YANDEX N V SHS CLASS A N97284108 3001 60000 SH SOLE 60000 0 0 FLYING EAGLE ACQUISITION COR *W EXP 02/26/202 34407Y111 450 149999 SH SOLE 149999 0 0 IMMUNOMEDICS INC COM 452907108 5670 160000 SH SOLE 160000 0 0 ALTICE USA INC CL A 02156K103 789 35000 SH SOLE 35000 0 0 PLURALSIGHT INC COM CL A 72941B106 2256 125000 SH SOLE 125000 0 0 ARYA SCIENCES ACQUISTION CO UNIT 06/09/2027 G31655114 3479 300000 SH SOLE 300000 0 0 GRID DYNAMICS HLDGS INC *W EXP 03/05/202 39813G117 86 53524 SH SOLE 53524 0 0 WARNER MUSIC GROUP CORP COM CL A 934550203 3540 120000 SH SOLE 120000 0 0 SOCIAL CAP HEDSPIA HLDG CO I *W EXP 99/99/999 G8251K115 250 83332 SH SOLE 83332 0 0 MAGENTA THERAPEUTICS INC COM 55910K108 751 100000 SH SOLE 100000 0 0 MERSANA THERAPEUTICS INC COM 59045L106 7020 300000 SH SOLE 300000 0 0 CATALENT INC COM 148806102 5498 75000 SH SOLE 75000 0 0 LEGEND BIOTECH CORP SPONSORED ADS 52490G102 2128 50000 SH SOLE 50000 0 0 ORASURE TECHNOLOGIES INC COM 68554V108 4943 425000 SH SOLE 425000 0 0 REGENERON PHARMACEUTICALS COM 75886F107 24946 40000 SH SOLE 40000 0 0 PG&E CORP COM 69331C108 9757 1100000 SH SOLE 1100000 0 0 BLACK KNIGHT INC COM 09215C105 2902 40000 SH SOLE 40000 0 0 DYNAVAX TECHNOLOGIES CORP COM NEW 268158201 5328 600633 SH SOLE 600633 0 0 SCVX CORP COM G79448208 996 100000 SH SOLE 100000 0 0 GAMIDA CELL LTD SHS M47364100 683 149459 SH SOLE 149459 0 0 KALEIDO BIOSCIENCES INC COM 483347100 1115 150000 SH SOLE 150000 0 0 KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B207 2360 151000 SH SOLE 151000 0 0 CHARDAN HEALTHCR ACQSTN 2 CO COM 15957T107 1489 150000 SH SOLE 150000 0 0 PLIANT THERAPEUTICS INC COM 729139105 1169 36000 SH SOLE 36000 0 0 CONSTRUCTION PARTNERS INC COM CL A 21044C107 888 50000 SH SOLE 50000 0 0 1LIFE HEALTHCARE INC COM 68269G107 3632 100000 SH SOLE 100000 0 0 MENLO THERAPEUTICS INC COM 586858102 1739 1005000 SH SOLE 1005000 0 0 ARYA SCIENCES ACQUISITION CO *W EXP 10/10/202 G3165V125 578 107048 SH SOLE 107048 0 0 ELDORADO RESORTS INC COM 28470R102 6009 150000 SH SOLE 150000 0 0 GUARDANT HEALTH INC COM 40131M109 8113 100000 SH SOLE 100000 0 0 SOCIAL CAP HDOSPHIA HLDG CO SHS CL A G8250T109 2350 199998 SH SOLE 199998 0 0 WHOLE EARTH BRANDS INC *W EXP 06/25/202 96684W126 664 582406 SH SOLE 582406 0 0 THUNDER BRDG ACQUISTION II L CL A SHS G8857S116 430 42610 SH SOLE 42610 0 0 FLYING EAGLE ACQUISITION COR COM 34407Y103 6588 599996 SH SOLE 599996 0 0 APPLIED MOLECULAR TRANS INC COM 03824M109 1760 70000 SH SOLE 70000 0 0 CELLDEX THERAPEUTICS INC NEW COM NEW 15117B202 3900 300000 SH SOLE 300000 0 0 PROVENTION BIO INC COM 74374N102 3528 250000 SH SOLE 250000 0 0 BRP GROUP INC COM CL A 05589G102 2045 118394 SH SOLE 118394 0 0 HEALTHCARE MERGER CORP *W EXP 12/17/202 42227L110 173 150000 SH SOLE 150000 0 0 BURNING ROCK BIOTECH LTD SPONSORED ADS 12233L107 810 30000 SH SOLE 30000 0 0 GENERATION BIO CO COM 37148K100 840 40000 SH SOLE 40000 0 0 VAXCYTE INC COM 92243G108 2529 80000 SH SOLE 80000 0 0 DERMTECH INC COM 24984K105 1575 119049 SH SOLE 119049 0 0