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The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ACELRX PHARMACEUTICALS INC COM 00444T100 393 102,190 PRN   SOLE   102,190 0 0
ACER THERAPEUTICS INC COM 00444P108 350 11,364 PRN   SOLE   11,364 0 0
AGREE REALTY CORP COM 008492100 4,781 90,000 PRN   SOLE   90,000 0 0
ALDEYRA THERAPEUTICS INC COM 01438T106 1,380 100,000 PRN   SOLE   100,000 0 0
ALLAKOS INC COM 01671P100 4,953 110,095 PRN   SOLE   110,095 0 0
ALTA MESA RES INC *W EXP 03/28/202 02133L117 33 66,296 PRN   SOLE   66,296 0 0
AMERICAN AXLE & MFG HLDGS IN COM 024061103 1,744 100,000 PRN   SOLE   100,000 0 0
AMERICOLD RLTY TR COM 03064D108 15,359 613,879 PRN   SOLE   613,879 0 0
ANAPTYSBIO INC COM 032724106 6,784 68,000 PRN   SOLE   68,000 0 0
ANNALY CAP MGMT INC COM 035710409 6,138 600,000 PRN   SOLE   600,000 0 0
ARCO PLATFORM LTD COM CL A G04553106 5,700 250,000 PRN   SOLE   250,000 0 0
ARLO TECHNOLOGIES INC COM 04206A101 204 14,056 PRN   SOLE   14,056 0 0
ARVINAS INC COM 04335A105 2,024 120,000 PRN   SOLE   120,000 0 0
ASHFORD INC COM 044104107 1,018 13,422 PRN   SOLE   13,422 0 0
ATENTO S A SHS L0427L105 2,418 322,400 PRN   SOLE   322,400 0 0
AVISTA HEALTHCARE PUB ACQ CO *W EXP 10/07/202 G0726L117 40 200,000 PRN   SOLE   200,000 0 0
AXOGEN INC COM 05463X106 730 19,813 PRN   SOLE   19,813 0 0
BANDWIDTH INC COM CL A 05988J103 5,603 104,600 PRN   SOLE   104,600 0 0
BANK7 CORP COM 06652N107 1,596 82,922 PRN   SOLE   82,922 0 0
BIOLIFE SOLUTIONS INC COM NEW 09062W204 337 19,263 PRN   SOLE   19,263 0 0
BIONANO GENOMICS INC *W EXP 08/21/202 09075F115 336 163,265 PRN   SOLE   163,265 0 0
BIONANO GENOMICS INC COM 09075F107 1,300 163,265 PRN   SOLE   163,265 0 0
BJS WHSL CLUB HLDGS INC COM 05550J101 14,729 550,000 PRN   SOLE   550,000 0 0
BOTTOMLINE TECH DEL INC COM 101388106 2,181 30,000 PRN   SOLE   30,000 0 0
BOX INC CL A 10316T104 1,973 82,500 PRN   SOLE   82,500 0 0
BRP INC COM SUN VTG 05577W200 8,907 190,000 PRN   SOLE   190,000 0 0
CAPITAL BANCORP INC MD COM 139737100 636 50,000 PRN   SOLE   50,000 0 0
CAPITOL INVT CORP IV *W EXP 01/01/202 G18920127 174 116,666 PRN   SOLE   116,666 0 0
CARDLYTICS INC COM 14161W105 1,540 61,508 PRN   SOLE   61,508 0 0
CASA SYS INC COM 14713L102 516 35,000 PRN   SOLE   35,000 0 0
CASTLIGHT HEALTH INC CL B 14862Q100 540 200,000 PRN   SOLE   200,000 0 0
CENTERPOINT ENERGY INC COM 15189T107 18,526 670,000 PRN   SOLE   670,000 0 0
CENTURYLINK INC COM 156700106 1,484 70,000 PRN   SOLE   70,000 0 0
CHURCHILL CAP CORP UNIT 99/99/9999 17142R202 8,104 800,000 PRN   SOLE   800,000 0 0
CIDARA THERAPEUTICS INC COM 171757107 2,116 480,851 PRN   SOLE   480,851 0 0
CISION LTD SHS G1992S109 9,977 593,888 PRN   SOLE   593,888 0 0
CLIPPER RLTY INC COM 18885T306 2,570 189,913 PRN   SOLE   189,913 0 0
COMMVAULT SYSTEMS INC COM 204166102 1,750 25,000 PRN   SOLE   25,000 0 0
CONNS INC COM 208242107 1,184 33,500 PRN   SOLE   33,500 0 0
CONVERGEONE HLDGS INC COM CL A 212481105 908 97,500 PRN   SOLE   97,500 0 0
CORNERSTONE ONDEMAND INC COM 21925Y103 1,703 30,000 PRN   SOLE   30,000 0 0
CRISPR THERAPEUTICS AG NAMEN AKT H17182108 4,879 110,000 PRN   SOLE   110,000 0 0
CUSHMAN WAKEFIELD PLC SHS G2717B108 986 58,023 PRN   SOLE   58,023 0 0
CYRUSONE INC COM 23283R100 11,095 175,000 PRN   SOLE   175,000 0 0
DATAWATCH CORP COM NEW 237917208 1,378 118,296 PRN   SOLE   118,296 0 0
DELEK US HLDGS INC NEW COM 24665A103 2,236 52,710 PRN   SOLE   52,710 0 0
DFB HEALTHCARE ACQUISTION CO *W EXP 04/11/202 23291E117 303 198,605 PRN   SOLE   198,605 0 0
DICERNA PHARMACEUTICALS INC COM 253031108 2,869 188,004 PRN   SOLE   188,004 0 0
DIGITAL RLTY TR INC COM 253868103 19,403 172,500 PRN   SOLE   172,500 0 0
DNB FINL CORP COM 233237106 947 25,655 PRN   SOLE   25,655 0 0
DOCUSIGN INC COM 256163106 8,937 170,000 PRN   SOLE   170,000 0 0
DOMO INC COM CL B 257554105 751 35,000 PRN   SOLE   35,000 0 0
DROPBOX INC CL A 26210C104 1,395 52,000 PRN   SOLE   52,000 0 0
ELANCO ANIMAL HEALTH INC COM 28414H103 21,108 605,000 PRN   SOLE   605,000 0 0
ENDOCYTE INC COM 29269A102 3,019 170,000 PRN   SOLE   170,000 0 0
EQUITY BANCSHARES INC COM CL A 29460X109 1,570 40,000 PRN   SOLE   40,000 0 0
ESSENTIAL PPTYS RLTY TR INC COM 29670E107 976 68,811 PRN   SOLE   68,811 0 0
EVENTBRITE INC COM CL A 29975E109 3,873 102,000 PRN   SOLE   102,000 0 0
EVERQUOTE INC COM CL A 30041R108 776 52,200 PRN   SOLE   52,200 0 0
EVO PMTS INC CL A COM 26927E104 3,585 150,000 PRN   SOLE   150,000 0 0
FALCON MINERALS CORP CL A COM 30607B109 1,760 160,000 PRN   SOLE   160,000 0 0
FAR PT ACQUISITION CORP *W EXP 06/01/202 30734W117 220 133,332 PRN   SOLE   133,332 0 0
FARFETCH LTD ORD SH CL A 30744W107 5,106 187,500 PRN   SOLE   187,500 0 0
FATE THERAPEUTICS INC COM 31189P102 2,622 160,986 PRN   SOLE   160,986 0 0
FEDERAL STR ACQUISITION CORP *W EXP 07/24/202 31421V115 362 249,999 PRN   SOLE   249,999 0 0
FIRST HAWAIIAN INC COM 32051X108 8,148 300,000 PRN   SOLE   300,000 0 0
FLOOR & DECOR HLDGS INC CL A 339750101 3,017 100,000 PRN   SOLE   100,000 0 0
FOAMIX PHARMACEUTICALS LTD SHS M46135105 1,719 300,000 PRN   SOLE   300,000 0 0
FORESCOUT TECHNOLOGIES INC COM 34553D101 2,562 67,844 PRN   SOLE   67,844 0 0
FORUM MERGER II CORP UNIT 09/30/2025 34986F202 2,026 200,000 PRN   SOLE   200,000 0 0
FVCBANKCORP INC COM 36120Q101 1,485 75,000 PRN   SOLE   75,000 0 0
G1 THERAPEUTICS INC COM 3621LQ109 8,105 155,000 PRN   SOLE   155,000 0 0
GALAPAGOS NV SPON ADR 36315X101 6,746 60,000 PRN   SOLE   60,000 0 0
GALECTIN THERAPEUTICS INC COM NEW 363225202 391 65,056 PRN   SOLE   65,056 0 0
GREEN PLAINS PARTNERS LP COM REP PTR IN 393221106 1,647 110,546 PRN   SOLE   110,546 0 0
GREENSKY INC CL A 39572G100 1,069 59,383 PRN   SOLE   59,383 0 0
GRITSTONE ONCOLOGY INC COM 39868T105 1,175 82,500 PRN   SOLE   82,500 0 0
HAMILTON LANE INC CL A 407497106 1,771 40,000 PRN   SOLE   40,000 0 0
HAYMAKER ACQUISITION CORP *W EXP 10/27/202 420870115 98 75,000 PRN   SOLE   75,000 0 0
HUAMI CORP SPONSORED ADS 44331K103 737 68,899 PRN   SOLE   68,899 0 0
IDT CORP CL B NEW 448947507 1,827 342,190 PRN   SOLE   342,190 0 0
INDUSTRIAL LOGISTICS PPTYS T COM SHS BEN INT 456237106 1,233 53,574 PRN   SOLE   53,574 0 0
INSTRUCTURE INC COM 45781U103 1,770 50,000 PRN   SOLE   50,000 0 0
INTERNATIONAL FLAVORS&FRAGRA COM 459506101 17,390 125,000 PRN   SOLE   125,000 0 0
INTERNATIONAL MNY EXPRESS IN *W EXP 01/19/202 46005L119 470 200,000 PRN   SOLE   200,000 0 0
INTERNATIONAL MNY EXPRESS IN COM 46005L101 2,039 169,646 PRN   SOLE   169,646 0 0
INTRICON CORP COM 46121H109 2,972 52,883 PRN   SOLE   52,883 0 0
KALVISTA PHARMACEUTICALS INC COM 483497103 1,769 80,000 PRN   SOLE   80,000 0 0
KIMBELL RTY PARTNERS LP UNIT 49435R102 1,827 93,142 PRN   SOLE   93,142 0 0
LAIX INC ADS 50736W105 1,255 100,000 PRN   SOLE   100,000 0 0
LANDCADIA HLDGS INC *W EXP 06/01/202 51476W115 1,703 1,431,300 PRN   SOLE   1,431,300 0 0
LEO HOLDINGS CORP COM CL A G5463L105 731 74,999 PRN   SOLE   74,999 0 0
MACKINAC FINL CORP COM 554571109 1,750 107,998 PRN   SOLE   107,998 0 0
MEI PHARMA INC COM NEW 55279B202 322 74,644 PRN   SOLE   74,644 0 0
MOLECULAR TEMPLATES INC COM 608550109 984 182,500 PRN   SOLE   182,500 0 0
MOSAIC ACQUISITION CORP *W EXP 10/23/202 G62848125 65 49,999 PRN   SOLE   49,999 0 0
MUDRICK CAP ACQUISITION CORP *W EXP 02/12/202 624745113 140 200,000 PRN   SOLE   200,000 0 0
NATIONAL ENERGY SERVICES REU *W EXP 05/05/202 G6375R115 5,143 2,295,802 PRN   SOLE   2,295,802 0 0
NATIONAL ENERGY SERVICES REU SHS G6375R107 34,630 2,980,167 PRN   SOLE   2,980,167 0 0
NEXEO SOLUTIONS INC *W EXP 06/09/202 65342H110 2,672 2,600,000 PRN   SOLE   2,600,000 0 0
NIGHTSTAR THERAPEUTICS PLC ADR 65413A101 1,430 70,000 PRN   SOLE   70,000 0 0
NLIGHT INC COM 65487K100 1,466 66,000 PRN   SOLE   66,000 0 0
NN INC COM 629337106 7,020 450,000 PRN   SOLE   450,000 0 0
NUVECTRA CORP COM 67075N108 2,418 110,000 PRN   SOLE   110,000 0 0
OLD POINT FINL CORP COM 680194107 1,980 66,219 PRN   SOLE   66,219 0 0
ONCOBIOLOGICS INC *W EXP 02/18/201 68235M113 0 25,000 PRN   SOLE   25,000 0 0
OSIRIS THERAPEUTICS INC NEW COM 68827R108 333 30,000 PRN   SOLE   30,000 0 0
PACIFIC BIOSCIENCES CALIF IN COM 69404D108 1,244 230,000 PRN   SOLE   230,000 0 0
PERMROCK ROYALTY TRUST TR UNIT 714254109 1,334 108,872 PRN   SOLE   108,872 0 0
PETIQ INC COM CL A 71639T106 4,363 111,000 PRN   SOLE   111,000 0 0
PGT INNOVATIONS INC COM 69336V101 2,700 125,000 PRN   SOLE   125,000 0 0
PRESIDIO INC COM 74102M103 358 23,469 PRN   SOLE   23,469 0 0
PRINCIPIA BIOPHARMA INC COM 74257L108 1,826 62,500 PRN   SOLE   62,500 0 0
PRIORITY TECHNOLOGY HLDGS IN COM 74275G107 2,476 255,000 PRN   SOLE   255,000 0 0
PROPETRO HLDG CORP COM 74347M108 1,154 70,000 PRN   SOLE   70,000 0 0
PROQR THRAPEUTICS N V SHS EURO N71542109 2,129 110,000 PRN   SOLE   110,000 0 0
PROS HOLDINGS INC COM 74346Y103 218 6,220 PRN   SOLE   6,220 0 0
PROTAGONIST THERAPEUTICS INC COM 74366E102 442 42,945 PRN   SOLE   42,945 0 0
PURE STORAGE INC CL A 74624M102 1,168 45,000 PRN   SOLE   45,000 0 0
RA MED SYS INC COM 74933X104 2,748 151,000 PRN   SOLE   151,000 0 0
REALPAGE INC COM 75606N109 2,546 38,629 PRN   SOLE   38,629 0 0
RENASANT CORP COM 75970E107 3,091 75,000 PRN   SOLE   75,000 0 0
ROSEHILL RES INC CL A 777385105 519 85,000 PRN   SOLE   85,000 0 0
SAGE THERAPEUTICS INC COM 78667J108 2,825 20,000 PRN   SOLE   20,000 0 0
SELECT BANCORP INC NEW COM 81617L108 1,715 138,334 PRN   SOLE   138,334 0 0
SENDGRID INC COM 816883102 1,737 47,207 PRN   SOLE   47,207 0 0
SENTINEL ENERGY SVCS INC *W EXP 11/02/202 G8062D110 107 83,333 PRN   SOLE   83,333 0 0
SKYLINE CHAMPION CORPORATION COM 830830105 4,286 150,000 PRN   SOLE   150,000 0 0
SOCIAL CAP HEDOSOPHIA HLDGS *W EXP 09/14/202 G8250R129 107 99,999 PRN   SOLE   99,999 0 0
SPARTAN ENERGY ACQUISITON CO UNIT 99/99/9999 846784114 3,553 350,000 PRN   SOLE   350,000 0 0
SUN CMNTYS INC COM 866674104 6,600 65,000 PRN   SOLE   65,000 0 0
SUTRO BIOPHARMA INC COM 869367102 1,575 105,000 PRN   SOLE   105,000 0 0
SVMK INC COM 78489X103 1,531 95,500 PRN   SOLE   95,500 0 0
TILLYS INC CL A 886885102 3,506 185,000 PRN   SOLE   185,000 0 0
TPG PACE HLDGS CORP *W EXP 06/27/202 G89827110 233 133,332 PRN   SOLE   133,332 0 0
TPG SPECIALTY LENDING INC COM 87265K102 2,855 140,000 PRN   SOLE   140,000 0 0
TREMONT MTG TR COM 894789106 585 49,800 PRN   SOLE   49,800 0 0
TWIN DISC INC COM 901476101 1,728 75,000 PRN   SOLE   75,000 0 0
ULTRALIFE CORP COM 903899102 2,038 250,000 PRN   SOLE   250,000 0 0
UR ENERGY INC COM 91688R108 800 1,000,000 PRN   SOLE   1,000,000 0 0
UROVANT SCIENCES LTD SHS G9381B108 630 52,500 PRN   SOLE   52,500 0 0
USA COMPRESSION PARTNERS LP COMUNIT LTDPAR 90290N109 2,548 154,359 PRN   SOLE   154,359 0 0
USA TECHNOLOGIES INC COM NO PAR 90328S500 432 60,000 PRN   SOLE   60,000 0 0
VIKING THERAPEUTICS INC COM 92686J106 3,136 180,000 PRN   SOLE   180,000 0 0
WEIGHT WATCHERS INTL INC NEW COM 948626106 720 10,000 PRN   SOLE   10,000 0 0
WELLCARE HEALTH PLANS INC COM 94946T106 14,422 45,000 PRN   SOLE   45,000 0 0
WESTERN ASSET MTG CAP CORP COM 95790D105 501 50,000 PRN   SOLE   50,000 0 0
XENON PHARMACEUTICALS INC COM 98420N105 1,056 80,000 PRN   SOLE   80,000 0 0
Y MABS THERAPEUTICS INC COM 984241109 1,801 67,800 PRN   SOLE   67,800 0 0
ZAI LAB LTD ADR 98887Q104 3,896 200,000 PRN   SOLE   200,000 0 0