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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ADVANCED DISP SVCS INC DEL COM 00790X101 9,117 367,903 PRN   SOLE   367,903 0 0
ADVANCED DRAIN SYS INC DEL COM 00790R104 3,152 110,409 PRN   SOLE   110,409 0 0
AIRCASTLE LTD COM G0129K104 539 26,306 PRN   SOLE   26,306 0 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 5,566 30,000 PRN   SOLE   30,000 0 0
ALTA MESA RES INC *W EXP 03/28/202 02133L117 93 66,296 PRN   SOLE   66,296 0 0
ALTAIR ENGR INC COM CL A 021369103 3,828 112,000 PRN   SOLE   112,000 0 0
AMERICAN AXLE & MFG HLDGS IN COM 024061103 1,556 100,000 PRN   SOLE   100,000 0 0
APTINYX INC COM 03836N103 3,867 160,000 PRN   SOLE   160,000 0 0
AQUAVENTURE HLDGS LTD SHS G0443N107 860 55,190 PRN   SOLE   55,190 0 0
ARDELYX INC COM 039697107 1,406 380,000 PRN   SOLE   380,000 0 0
ASURE SOFTWARE INC COM 04649U102 1,276 80,000 PRN   SOLE   80,000 0 0
AT HOME GROUP INC COM 04650Y100 6,851 175,000 PRN   SOLE   175,000 0 0
ATENTO S A SHS L0427L105 1,747 255,000 PRN   SOLE   255,000 0 0
AUTOLUS THERAPEUTICS PLC SPON ADS 05280R100 3,483 130,000 PRN   SOLE   130,000 0 0
AVALARA INC COM 05338G106 5,070 95,000 PRN   SOLE   95,000 0 0
AVROBIO INC COM 05455M100 2,999 105,000 PRN   SOLE   105,000 0 0
AXA EQUITABLE HLDGS INC COM 054561105 36,758 1,783,519 PRN   SOLE   1,783,519 0 0
AXOGEN INC COM 05463X106 996 19,813 PRN   SOLE   19,813 0 0
AZUL S A SPONSR ADR PFD 05501U106 4,090 250,000 PRN   SOLE   250,000 0 0
BANDWIDTH INC COM CL A 05988J103 2,849 75,000 PRN   SOLE   75,000 0 0
BANK OF NT BUTTERFIELD&SON L SHS NEW G0772R208 389 8,500 PRN   SOLE   8,500 0 0
BERRY GLOBAL GROUP INC COM 08579W103 1,838 40,000 PRN   SOLE   40,000 0 0
BJS WHSL CLUB HLDGS INC COM 05550J101 15,609 660,000 PRN   SOLE   660,000 0 0
BLACKLINE INC COM 09239B109 1,086 25,000 PRN   SOLE   25,000 0 0
BOTTOMLINE TECH DEL INC COM 101388106 2,242 45,000 PRN   SOLE   45,000 0 0
BOX INC CL A 10316T104 1,937 77,500 PRN   SOLE   77,500 0 0
BRIGHTHOUSE FINL INC COM 10922N103 7,012 175,000 PRN   SOLE   175,000 0 0
BRIGHTVIEW HLDGS INC COM 10948C107 6,805 310,000 PRN   SOLE   310,000 0 0
CALYXT INC COM 13173L107 1,839 98,500 PRN   SOLE   98,500 0 0
CANADA GOOSE HOLDINGS INC SHS SUB VTG 135086106 13,830 235,000 PRN   SOLE   235,000 0 0
CARRIZO OIL & GAS INC COM 144577103 3,465 124,400 PRN   SOLE   124,400 0 0
CASA SYS INC COM 14713L102 1,960 120,000 PRN   SOLE   120,000 0 0
CHARAH SOLUTIONS INC COM 15957P105 3,993 365,000 PRN   SOLE   365,000 0 0
CHERRY HILL MTG INVT CORP COM 164651101 893 50,000 PRN   SOLE   50,000 0 0
CIDARA THERAPEUTICS INC COM 171757107 2,500 480,851 PRN   SOLE   480,851 0 0
CISION LTD SHS G1992S109 8,146 544,900 PRN   SOLE   544,900 0 0
CLOVIS ONCOLOGY INC NOTE 1.250% 5/0 189464AC4 45,928 500,000 PRN   SOLE   500,000 0 0
COLONY CR REAL ESTATE INC COM CL A 19625T101 726 35,000 PRN   SOLE   35,000 0 0
COMMVAULT SYSTEMS INC COM 204166102 1,646 25,000 PRN   SOLE   25,000 0 0
CONNS INC COM 208242107 577 17,488 PRN   SOLE   17,488 0 0
CONVERGEONE HLDGS INC COM CL A 212481105 540 57,500 PRN   SOLE   57,500 0 0
CORNERSTONE ONDEMAND INC COM 21925Y103 949 20,000 PRN   SOLE   20,000 0 0
DECIPHERA PHARMACEUTICALS IN COM 24344T101 5,679 144,322 PRN   SOLE   144,322 0 0
DFB HEALTHCARE ACQUISTION CO *W EXP 04/11/202 23291E117 257 198,606 PRN   SOLE   198,606 0 0
DOMO INC COM CL B 257554105 3,413 125,000 PRN   SOLE   125,000 0 0
EASTERLY GOVT PPTYS INC COM 27616P103 4,940 250,000 PRN   SOLE   250,000 0 0
EIDOS THERAPEUTICS INC COM 28249H104 2,543 125,000 PRN   SOLE   125,000 0 0
ELECTROCORE INC COM 28531P103 413 25,000 PRN   SOLE   25,000 0 0
ENTERGY CORP NEW COM 29364G103 3,342 41,368 PRN   SOLE   41,368 0 0
EQUITY BANCSHARES INC COM CL A 29460X109 778 18,767 PRN   SOLE   18,767 0 0
ESQUIRE FINL HLDGS INC COM 29667J101 1,995 75,600 PRN   SOLE   75,600 0 0
ESSENTIAL PPTYS RLTY TR INC COM 29670E107 6,804 502,500 PRN   SOLE   502,500 0 0
EVERQUOTE INC COM CL A 30041R108 2,537 140,000 PRN   SOLE   140,000 0 0
FAR PT ACQUISITION CORP UNIT 06/01/2025 30734W208 4,076 400,000 PRN   SOLE   400,000 0 0
FB FINL CORP COM 30257X104 407 10,000 PRN   SOLE   10,000 0 0
FEDERAL STR ACQUISITION CORP *W EXP 07/24/202 31421V115 325 249,999 PRN   SOLE   249,999 0 0
FIRST DATA CORP NEW COM CL A 32008D106 837 40,000 PRN   SOLE   40,000 0 0
FIRST INTERNET BANCORP COM 320557101 2,728 80,000 PRN   SOLE   80,000 0 0
FLAGSTAR BANCORP INC COM PAR .001 337930705 17,130 500,000 PRN   SOLE   500,000 0 0
FORESCOUT TECHNOLOGIES INC COM 34553D101 2,912 85,000 PRN   SOLE   85,000 0 0
FORTY SEVEN INC COM 34983P104 848 53,000 PRN   SOLE   53,000 0 0
FOUNDATION BLDG MATLS INC COM 350392106 621 40,406 PRN   SOLE   40,406 0 0
GALMED PHARMACEUTICALS LTD SHS M47238106 379 31,865 PRN   SOLE   31,865 0 0
GLOBANT S A COM L44385109 6,531 115,000 PRN   SOLE   115,000 0 0
GODADDY INC CL A 380237107 11,086 157,032 PRN   SOLE   157,032 0 0
GREEN BRICK PARTNERS INC COM 392709101 4,655 475,000 PRN   SOLE   475,000 0 0
GREEN PLAINS PARTNERS LP COM REP PTR IN 393221106 1,896 110,546 PRN   SOLE   110,546 0 0
GREENSKY INC CL A 39572G100 6,178 292,110 PRN   SOLE   292,110 0 0
GRIFFON CORP COM 398433102 4,361 245,000 PRN   SOLE   245,000 0 0
GS ACQUISITION HLDGS CORP UNIT 06/12/2023 36255F201 5,100 500,000 PRN   SOLE   500,000 0 0
HENNESSY CAP ACQUSTON CORP I *W EXP 06/15/202 42588L113 324 224,999 PRN   SOLE   224,999 0 0
HERON THERAPEUTICS INC COM 427746102 12,208 314,235 PRN   SOLE   314,235 0 0
HOULIHAN LOKEY INC CL A 441593100 7,256 141,664 PRN   SOLE   141,664 0 0
HUAMI CORP SPONSORED ADS 44331K103 679 68,899 PRN   SOLE   68,899 0 0
I3 VERTICALS INC COM CL A 46571Y107 1,065 70,000 PRN   SOLE   70,000 0 0
IMMUNOGEN INC COM 45253H101 2,676 275,000 PRN   SOLE   275,000 0 0
IMMUNOMEDICS INC COM 452907108 5,918 250,000 PRN   SOLE   250,000 0 0
INTELSAT S A COM L5140P101 4,082 245,000 PRN   SOLE   245,000 0 0
IQVIA HLDGS INC COM 46266C105 16,398 164,276 PRN   SOLE   164,276 0 0
JERNIGAN CAP INC COM 476405105 953 50,000 PRN   SOLE   50,000 0 0
KADMON HLDGS INC COM 48283N106 2,394 600,000 PRN   SOLE   600,000 0 0
KAYNE ANDERSON ACQUISITION *W EXP 06/30/202 48661U110 80 66,666 PRN   SOLE   66,666 0 0
KEZAR LIFE SCIENCES INC COM 49372L100 1,730 100,000 PRN   SOLE   100,000 0 0
KINDRED BIOSCIENCES INC COM 494577109 1,065 100,000 PRN   SOLE   100,000 0 0
KURA ONCOLOGY INC COM 50127T109 3,185 175,000 PRN   SOLE   175,000 0 0
LEO HOLDINGS CORP COM CL A G5463L105 105 74,999 PRN   SOLE   74,999 0 0
LEVEL ONE BANCORP INC COM 52730D208 652 24,000 PRN   SOLE   24,000 0 0
LIMONEIRA CO COM 532746104 2,955 120,064 PRN   SOLE   120,064 0 0
LOGMEIN INC COM 54142L109 1,600 15,500 PRN   SOLE   15,500 0 0
M I ACQUISITIONS INC COM 55304A104 263 25,000 PRN   SOLE   25,000 0 0
MADRIGAL PHARMACEUTICALS INC COM 558868105 1,398 5,000 PRN   SOLE   5,000 0 0
MAGENTA THERAPEUTICS INC COM 55910K108 1,856 137,500 PRN   SOLE   137,500 0 0
MAMMOTH ENERGY SVCS INC COM 56155L108 13,584 400,000 PRN   SOLE   400,000 0 0
MELINTA THERAPEUTICS INC COM 58549G100 2,506 394,600 PRN   SOLE   394,600 0 0
MINDBODY INC COM CL A 60255W105 1,737 45,000 PRN   SOLE   45,000 0 0
MIRATI THERAPEUTICS INC COM 60468T105 3,451 70,000 PRN   SOLE   70,000 0 0
MUDRICK CAP ACQUISITION CORP *W EXP 02/12/202 624745113 128 200,000 PRN   SOLE   200,000 0 0
MYERS INDS INC COM 628464109 1,114 58,000 PRN   SOLE   58,000 0 0
MYOKARDIA INC COM 62857M105 596 12,000 PRN   SOLE   12,000 0 0
NATIONAL ENERGY SERVICES REU *W EXP 05/05/202 G6375R115 2,755 2,295,802 PRN   SOLE   2,295,802 0 0
NATIONAL ENERGY SERVICES REU SHS G6375R107 31,967 3,062,000 PRN   SOLE   3,062,000 0 0
NEBULA ACQUISITION CORP *W EXP 03/12/202 629076118 83 33,333 PRN   SOLE   33,333 0 0
NEON THERAPEUTICS INC COM 64050Y100 1,575 125,000 PRN   SOLE   125,000 0 0
NEURONETICS INC COM 64131A105 825 31,000 PRN   SOLE   31,000 0 0
NEW RESIDENTIAL INVT CORP COM NEW 64828T201 875 50,000 PRN   SOLE   50,000 0 0
OBSEVA SA COM H5861P103 1,514 100,000 PRN   SOLE   100,000 0 0
ONCOBIOLOGICS INC *W EXP 02/18/201 68235M113 3 25,000 PRN   SOLE   25,000 0 0
ONE MADISON CORP *W EXP 99/99/999 G6772P126 102 99,999 PRN   SOLE   99,999 0 0
OPTINOSE INC COM 68404V100 2,798 100,000 PRN   SOLE   100,000 0 0
OSPREY ENERGY ACQUISITION CO *W EXP 07/21/202 688397116 160 100,000 PRN   SOLE   100,000 0 0
PAGSEGURO DIGITAL LTD COM CL A G68707101 12,879 464,100 PRN   SOLE   464,100 0 0
PDL CMNTY BANCORP COM 69290X101 418 26,619 PRN   SOLE   26,619 0 0
PLATINUM EAGLE ACQUISITIN CO *W EXP 01/17/202 G7126L118 93 66,666 PRN   SOLE   66,666 0 0
PURE STORAGE INC CL A 74624M102 10,865 455,000 PRN   SOLE   455,000 0 0
REALPAGE INC COM 75606N109 751 13,629 PRN   SOLE   13,629 0 0
REDWOOD TR INC COM 758075402 824 50,000 PRN   SOLE   50,000 0 0
REGALWOOD GLOBAL ENERGY LTD *W EXP 12/05/202 G74760128 125 99,999 PRN   SOLE   99,999 0 0
REV GROUP INC COM 749527107 571 33,548 PRN   SOLE   33,548 0 0
RHYTHM PHARMACEUTICALS INC COM 76243J105 3,595 115,000 PRN   SOLE   115,000 0 0
RISE ED CAYMAN LTD SPONSORED ADR 76761L102 1,765 125,000 PRN   SOLE   125,000 0 0
SAGE THERAPEUTICS INC COM 78667J108 5,635 36,000 PRN   SOLE   36,000 0 0
SCHOLAR ROCK HLDG CORP COM 80706P103 1,058 67,800 PRN   SOLE   67,800 0 0
SENDGRID INC COM 816883102 1,856 70,000 PRN   SOLE   70,000 0 0
SENTINEL ENERGY SVCS INC *W EXP 11/02/202 G8062D110 87 83,333 PRN   SOLE   83,333 0 0
SOCIAL CAP HEDOSOPHIA HLDGS *W EXP 09/14/202 G8250R129 180 99,999 PRN   SOLE   99,999 0 0
STARS GROUP INC COM 85570W100 4,175 115,000 PRN   SOLE   115,000 0 0
STERLING BANCORP INC COM 85917W102 3,138 234,855 PRN   SOLE   234,855 0 0
T2 BIOSYSTEMS INC COM 89853L104 1,161 150,000 PRN   SOLE   150,000 0 0
TPG PACE ENERGY HLDGS CORP *W EXP 99/99/999 872656111 227 133,332 PRN   SOLE   133,332 0 0
TPG SPECIALTY LENDING INC COM 87265K102 2,512 140,000 PRN   SOLE   140,000 0 0
TRANSLATE BIO INC COM 89374L104 1,581 125,000 PRN   SOLE   125,000 0 0
TREMONT MTG TR COM 894789106 655 49,800 PRN   SOLE   49,800 0 0
TRICIDA INC COM 89610F101 1,794 60,000 PRN   SOLE   60,000 0 0
TRISTATE CAP HLDGS INC COM 89678F100 3,132 120,000 PRN   SOLE   120,000 0 0
TYME TECHNOLOGIES INC COM 90238J103 63 20,000 PRN   SOLE   20,000 0 0
UNITI GROUP INC COM 91325V108 1,002 50,000 PRN   SOLE   50,000 0 0
UNIVAR INC COM 91336L107 1,961 74,723 PRN   SOLE   74,723 0 0
UNIVERSAL STAINLESS & ALLOY COM 913837100 563 23,782 PRN   SOLE   23,782 0 0
US XPRESS ENTERPRISES INC COM CL A 90338N202 3,758 248,190 PRN   SOLE   248,190 0 0
USA COMPRESSION PARTNERS LP COMUNIT LTDPAR 90290N109 5,049 300,000 PRN   SOLE   300,000 0 0
UXIN LTD ADS 91818X108 1,776 196,500 PRN   SOLE   196,500 0 0
VECTOIQ ACQUISITION CORP UNIT 05/11/2023 92243N202 1,761 175,000 PRN   SOLE   175,000 0 0
VERITONE INC COM 92347M100 673 40,000 PRN   SOLE   40,000 0 0
VERRICA PHARMACEUTICALS INC COM 92511W108 1,973 100,000 PRN   SOLE   100,000 0 0
VIKING THERAPEUTICS INC COM 92686J106 1,424 150,000 PRN   SOLE   150,000 0 0
WARRIOR MET COAL INC COM 93627C101 8,271 300,000 PRN   SOLE   300,000 0 0
WMIH CORP COM 92936P100 3,618 2,700,000 PRN   SOLE   2,700,000 0 0
WORLDPAY INC CL A 981558109 8,178 100,000 PRN   SOLE   100,000 0 0
XERIS PHARMACEUTICALS INC COM 98422L107 2,941 154,949 PRN   SOLE   154,949 0 0
YATRA ONLINE INC ORD SHS G98338109 536 100,000 PRN   SOLE   100,000 0 0
ZAFGEN INC COM 98885E103 1,023 100,000 PRN   SOLE   100,000 0 0
ZILLOW GROUP INC CL C CAP STK 98954M200 6,792 115,000 PRN   SOLE   115,000 0 0
ZYMEWORKS INC COM 98985W102 2,956 200,000 PRN   SOLE   200,000 0 0