0001085146-18-001962.txt : 20180810
0001085146-18-001962.hdr.sgml : 20180810
20180810105259
ACCESSION NUMBER: 0001085146-18-001962
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180630
FILED AS OF DATE: 20180810
DATE AS OF CHANGE: 20180810
EFFECTIVENESS DATE: 20180810
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Monashee Investment Management LLC
CENTRAL INDEX KEY: 0001627608
IRS NUMBER: 453324374
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16854
FILM NUMBER: 181007532
BUSINESS ADDRESS:
STREET 1: 125 HIGH STREET
STREET 2: HIGH STREET TOWER, 28TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 6178549197
MAIL ADDRESS:
STREET 1: 125 HIGH STREET
STREET 2: HIGH STREET TOWER, 28TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02110
13F-HR
1
primary_doc.xml
13F-HR
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0001627608
XXXXXXXX
06-30-2018
06-30-2018
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Monashee Investment Management LLC
125 HIGH STREET
HIGH STREET TOWER, 28TH FLOOR
BOSTON
MA
02110
13F HOLDINGS REPORT
028-16854
N
Jeffry T. Muller
Chief Compliance Officer
617-854-9197
/s/ Jeffry T. Muller
Boston
MA
08-09-2018
0
153
570794
INFORMATION TABLE
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form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
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26306
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02133L117
93
66296
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0
ALTAIR ENGR INC
COM CL A
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112000
PRN
SOLE
112000
0
0
AMERICAN AXLE & MFG HLDGS IN
COM
024061103
1556
100000
PRN
SOLE
100000
0
0
APTINYX INC
COM
03836N103
3867
160000
PRN
SOLE
160000
0
0
AQUAVENTURE HLDGS LTD
SHS
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860
55190
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55190
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0
ARDELYX INC
COM
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1406
380000
PRN
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0
ASURE SOFTWARE INC
COM
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1276
80000
PRN
SOLE
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0
AT HOME GROUP INC
COM
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175000
PRN
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ATENTO S A
SHS
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255000
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AUTOLUS THERAPEUTICS PLC
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AVALARA INC
COM
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95000
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AVROBIO INC
COM
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105000
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AXA EQUITABLE HLDGS INC
COM
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AXOGEN INC
COM
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COM CL A
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BANK OF NT BUTTERFIELD&SON L
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8500
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BERRY GLOBAL GROUP INC
COM
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BJS WHSL CLUB HLDGS INC
COM
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15609
660000
PRN
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BLACKLINE INC
COM
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25000
PRN
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25000
0
0
BOTTOMLINE TECH DEL INC
COM
101388106
2242
45000
PRN
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45000
0
0
BOX INC
CL A
10316T104
1937
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0
BRIGHTHOUSE FINL INC
COM
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175000
PRN
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175000
0
0
BRIGHTVIEW HLDGS INC
COM
10948C107
6805
310000
PRN
SOLE
310000
0
0
CALYXT INC
COM
13173L107
1839
98500
PRN
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0
0
CANADA GOOSE HOLDINGS INC
SHS SUB VTG
135086106
13830
235000
PRN
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235000
0
0
CARRIZO OIL & GAS INC
COM
144577103
3465
124400
PRN
SOLE
124400
0
0
CASA SYS INC
COM
14713L102
1960
120000
PRN
SOLE
120000
0
0
CHARAH SOLUTIONS INC
COM
15957P105
3993
365000
PRN
SOLE
365000
0
0
CHERRY HILL MTG INVT CORP
COM
164651101
893
50000
PRN
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50000
0
0
CIDARA THERAPEUTICS INC
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171757107
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480851
PRN
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0
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CISION LTD
SHS
G1992S109
8146
544900
PRN
SOLE
544900
0
0
CLOVIS ONCOLOGY INC
NOTE 1.250% 5/0
189464AC4
45928
500000
PRN
SOLE
500000
0
0
COLONY CR REAL ESTATE INC
COM CL A
19625T101
726
35000
PRN
SOLE
35000
0
0
COMMVAULT SYSTEMS INC
COM
204166102
1646
25000
PRN
SOLE
25000
0
0
CONNS INC
COM
208242107
577
17488
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17488
0
0
CONVERGEONE HLDGS INC
COM CL A
212481105
540
57500
PRN
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57500
0
0
CORNERSTONE ONDEMAND INC
COM
21925Y103
949
20000
PRN
SOLE
20000
0
0
DECIPHERA PHARMACEUTICALS IN
COM
24344T101
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144322
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DFB HEALTHCARE ACQUISTION CO
*W EXP 04/11/202
23291E117
257
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PRN
SOLE
198606
0
0
DOMO INC
COM CL B
257554105
3413
125000
PRN
SOLE
125000
0
0
EASTERLY GOVT PPTYS INC
COM
27616P103
4940
250000
PRN
SOLE
250000
0
0
EIDOS THERAPEUTICS INC
COM
28249H104
2543
125000
PRN
SOLE
125000
0
0
ELECTROCORE INC
COM
28531P103
413
25000
PRN
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25000
0
0
ENTERGY CORP NEW
COM
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3342
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EQUITY BANCSHARES INC
COM CL A
29460X109
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18767
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ESQUIRE FINL HLDGS INC
COM
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ESSENTIAL PPTYS RLTY TR INC
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EVERQUOTE INC
COM CL A
30041R108
2537
140000
PRN
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FAR PT ACQUISITION CORP
UNIT 06/01/2025
30734W208
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FB FINL CORP
COM
30257X104
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0
0
FEDERAL STR ACQUISITION CORP
*W EXP 07/24/202
31421V115
325
249999
PRN
SOLE
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0
0
FIRST DATA CORP NEW
COM CL A
32008D106
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40000
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SOLE
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0
0
FIRST INTERNET BANCORP
COM
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0
0
FLAGSTAR BANCORP INC
COM PAR .001
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500000
PRN
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0
0
FORESCOUT TECHNOLOGIES INC
COM
34553D101
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0
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FORTY SEVEN INC
COM
34983P104
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53000
PRN
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0
0
FOUNDATION BLDG MATLS INC
COM
350392106
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GALMED PHARMACEUTICALS LTD
SHS
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GLOBANT S A
COM
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GODADDY INC
CL A
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GREEN BRICK PARTNERS INC
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COM REP PTR IN
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GREENSKY INC
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GRIFFON CORP
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245000
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GS ACQUISITION HLDGS CORP
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HERON THERAPEUTICS INC
COM
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HOULIHAN LOKEY INC
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HUAMI CORP
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COM
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COM
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COM
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COM
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JERNIGAN CAP INC
COM
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953
50000
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0
0
KADMON HLDGS INC
COM
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0
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COM
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100000
PRN
SOLE
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100000
PRN
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0
0
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COM
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175000
0
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LEO HOLDINGS CORP
COM CL A
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LOGMEIN INC
COM
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0
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COM
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263
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COM
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0
0
MAGENTA THERAPEUTICS INC
COM
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1856
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0
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COM
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PRN
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0
MELINTA THERAPEUTICS INC
COM
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MINDBODY INC
COM CL A
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MIRATI THERAPEUTICS INC
COM
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MUDRICK CAP ACQUISITION CORP
*W EXP 02/12/202
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128
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PRN
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200000
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COM
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COM
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SHS
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*W EXP 03/12/202
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83
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0
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NEON THERAPEUTICS INC
COM
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NEURONETICS INC
COM
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31000
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NEW RESIDENTIAL INVT CORP
COM NEW
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COM
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ONCOBIOLOGICS INC
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ONE MADISON CORP
*W EXP 99/99/999
G6772P126
102
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0
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OPTINOSE INC
COM
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OSPREY ENERGY ACQUISITION CO
*W EXP 07/21/202
688397116
160
100000
PRN
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*W EXP 01/17/202
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93
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PRN
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PURE STORAGE INC
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13629
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13629
0
0
REDWOOD TR INC
COM
758075402
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0
0
REGALWOOD GLOBAL ENERGY LTD
*W EXP 12/05/202
G74760128
125
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PRN
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99999
0
0
REV GROUP INC
COM
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571
33548
PRN
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0
0
RHYTHM PHARMACEUTICALS INC
COM
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115000
PRN
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115000
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RISE ED CAYMAN LTD
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125000
PRN
SOLE
125000
0
0
SAGE THERAPEUTICS INC
COM
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5635
36000
PRN
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36000
0
0
SCHOLAR ROCK HLDG CORP
COM
80706P103
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67800
0
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SENDGRID INC
COM
816883102
1856
70000
PRN
SOLE
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0
0
SENTINEL ENERGY SVCS INC
*W EXP 11/02/202
G8062D110
87
83333
PRN
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0
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SOCIAL CAP HEDOSOPHIA HLDGS
*W EXP 09/14/202
G8250R129
180
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0
0
STARS GROUP INC
COM
85570W100
4175
115000
PRN
SOLE
115000
0
0
STERLING BANCORP INC
COM
85917W102
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234855
PRN
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0
0
T2 BIOSYSTEMS INC
COM
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150000
PRN
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0
0
TPG PACE ENERGY HLDGS CORP
*W EXP 99/99/999
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227
133332
PRN
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133332
0
0
TPG SPECIALTY LENDING INC
COM
87265K102
2512
140000
PRN
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140000
0
0
TRANSLATE BIO INC
COM
89374L104
1581
125000
PRN
SOLE
125000
0
0
TREMONT MTG TR
COM
894789106
655
49800
PRN
SOLE
49800
0
0
TRICIDA INC
COM
89610F101
1794
60000
PRN
SOLE
60000
0
0
TRISTATE CAP HLDGS INC
COM
89678F100
3132
120000
PRN
SOLE
120000
0
0
TYME TECHNOLOGIES INC
COM
90238J103
63
20000
PRN
SOLE
20000
0
0
UNITI GROUP INC
COM
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PRN
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0
0
UNIVAR INC
COM
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PRN
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UNIVERSAL STAINLESS & ALLOY
COM
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COM CL A
90338N202
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PRN
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248190
0
0
USA COMPRESSION PARTNERS LP
COMUNIT LTDPAR
90290N109
5049
300000
PRN
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300000
0
0
UXIN LTD
ADS
91818X108
1776
196500
PRN
SOLE
196500
0
0
VECTOIQ ACQUISITION CORP
UNIT 05/11/2023
92243N202
1761
175000
PRN
SOLE
175000
0
0
VERITONE INC
COM
92347M100
673
40000
PRN
SOLE
40000
0
0
VERRICA PHARMACEUTICALS INC
COM
92511W108
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100000
PRN
SOLE
100000
0
0
VIKING THERAPEUTICS INC
COM
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1424
150000
PRN
SOLE
150000
0
0
WARRIOR MET COAL INC
COM
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8271
300000
PRN
SOLE
300000
0
0
WMIH CORP
COM
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3618
2700000
PRN
SOLE
2700000
0
0
WORLDPAY INC
CL A
981558109
8178
100000
PRN
SOLE
100000
0
0
XERIS PHARMACEUTICALS INC
COM
98422L107
2941
154949
PRN
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154949
0
0
YATRA ONLINE INC
ORD SHS
G98338109
536
100000
PRN
SOLE
100000
0
0
ZAFGEN INC
COM
98885E103
1023
100000
PRN
SOLE
100000
0
0
ZILLOW GROUP INC
CL C CAP STK
98954M200
6792
115000
PRN
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115000
0
0
ZYMEWORKS INC
COM
98985W102
2956
200000
PRN
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