The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
2U INC | COM | 90214J101 | 3,755 | 67,000 | PRN | SOLE | 1 | 67,000 | 0 | 0 | |
ACCELERON PHARMA INC | COM | 00434H108 | 4,665 | 125,000 | PRN | SOLE | 1 | 125,000 | 0 | 0 | |
ACLARIS THERAPEUTICS INC | COM | 00461U105 | 2,104 | 81,500 | PRN | SOLE | 1 | 81,500 | 0 | 0 | |
AGNC INVT CORP | COM | 00123Q104 | 481 | 22,198 | PRN | SOLE | 1 | 22,198 | 0 | 0 | |
ALDEYRA THERAPEUTICS INC | COM | 01438T106 | 504 | 70,000 | PRN | SOLE | 1 | 70,000 | 0 | 0 | |
ARRAY BIOPHARMA INC | COM | 04269X105 | 5,141 | 418,000 | PRN | SOLE | 1 | 418,000 | 0 | 0 | |
ASCENDIS PHARMA A S | SPONSORED ADR | 04351P101 | 2,755 | 76,000 | PRN | SOLE | 1 | 76,000 | 0 | 0 | |
AVISTA HEALTHCARE PUB ACQ CO | *W EXP 99/99/999 | G0726L117 | 80 | 200,000 | PRN | SOLE | 1 | 200,000 | 0 | 0 | |
AZUL S A | SPONSR ADR PFD | 05501U106 | 4,804 | 175,000 | PRN | SOLE | 1 | 175,000 | 0 | 0 | |
BANK OF NT BUTTERFIELD&SON L | SHS NEW | G0772R208 | 1,777 | 48,500 | PRN | SOLE | 48,500 | 0 | 0 | ||
BEACON ROOFING SUPPLY INC | COM | 073685109 | 4,100 | 80,000 | PRN | SOLE | 1 | 80,000 | 0 | 0 | |
BEST INC | SPONSORED ADS | 08653C106 | 4,190 | 350,000 | PRN | SOLE | 1 | 350,000 | 0 | 0 | |
BIOCRYST PHARMACEUTICALS | COM | 09058V103 | 1,624 | 310,000 | PRN | SOLE | 1 | 310,000 | 0 | 0 | |
BIOHAVEN PHARMACTL HLDG CO L | COM | G11196105 | 748 | 20,000 | PRN | SOLE | 20,000 | 0 | 0 | ||
CAPITOL INVT CORP IV | UNIT 99/99/9999 | G18920119 | 3,542 | 350,000 | PRN | SOLE | 1 | 350,000 | 0 | 0 | |
CATALENT INC | COM | 148806102 | 5,110 | 128,000 | PRN | SOLE | 1 | 128,000 | 0 | 0 | |
CLOUDERA INC | COM | 18914U100 | 1,994 | 120,000 | PRN | SOLE | 1 | 120,000 | 0 | 0 | |
COSTAR GROUP INC | COM | 22160N109 | 12,340 | 46,000 | PRN | SOLE | 1 | 46,000 | 0 | 0 | |
DASEKE INC | COM | 23753F107 | 666 | 51,000 | PRN | SOLE | 1 | 51,000 | 0 | 0 | |
DECIPHERA PHARMACEUTICALS IN | COM | 24344T101 | 2,849 | 150,000 | PRN | SOLE | 1 | 150,000 | 0 | 0 | |
DERMIRA INC | COM | 24983L104 | 675 | 25,000 | PRN | SOLE | 25,000 | 0 | 0 | ||
DESPEGAR COM CORP | ORD SHS | G27358103 | 6,400 | 200,000 | PRN | SOLE | 1 | 200,000 | 0 | 0 | |
DYNAVAX TECHNOLOGIES CORP | COM NEW | 268158201 | 1,871 | 87,000 | PRN | SOLE | 1 | 87,000 | 0 | 0 | |
EPIZYME INC | COM | 29428V104 | 2,572 | 135,000 | PRN | SOLE | 1 | 135,000 | 0 | 0 | |
ESQUIRE FINL HLDGS INC | COM | 29667J101 | 805 | 50,000 | PRN | SOLE | 50,000 | 0 | 0 | ||
FEDERAL STR ACQUISITION CORP | UNIT 99/99/9999 | 31421V206 | 5,150 | 500,000 | PRN | SOLE | 1 | 500,000 | 0 | 0 | |
FIBROGEN INC | COM | 31572Q808 | 6,580 | 122,300 | PRN | SOLE | 1 | 122,300 | 0 | 0 | |
FIRST DATA CORP NEW | COM CL A | 32008D106 | 18,040 | 1,000,000 | PRN | SOLE | 1 | 1,000,000 | 0 | 0 | |
FIRST INTERNET BANCORP | COM | 320557101 | 1,066 | 33,000 | PRN | SOLE | 1 | 33,000 | 0 | 0 | |
GODADDY INC | CL A | 380237107 | 12,883 | 296,100 | PRN | SOLE | 1 | 296,100 | 0 | 0 | |
HENNESSY CAP ACQUSTON CORP I | *W EXP 06/15/202 | 42588L113 | 164 | 224,999 | PRN | SOLE | 1 | 224,999 | 0 | 0 | |
HOME BANCSHARES INC | COM | 436893200 | 7,566 | 300,000 | PRN | SOLE | 1 | 300,000 | 0 | 0 | |
INCYTE CORP | COM | 45337C102 | 6,421 | 55,000 | PRN | SOLE | 1 | 55,000 | 0 | 0 | |
INDEPENDENCE RLTY TR INC | COM | 45378A106 | 1,526 | 150,000 | PRN | SOLE | 1 | 150,000 | 0 | 0 | |
INSMED INC | COM PAR $.01 | 457669307 | 7,615 | 244,000 | PRN | SOLE | 1 | 244,000 | 0 | 0 | |
INTRA CELLULAR THERAPIES INC | COM | 46116X101 | 3,061 | 194,000 | PRN | SOLE | 1 | 194,000 | 0 | 0 | |
INVITAE CORP | COM | 46185L103 | 990 | 105,675 | PRN | SOLE | 105,675 | 0 | 0 | ||
IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 | 1,194 | 154,000 | PRN | SOLE | 1 | 154,000 | 0 | 0 | |
JUNO THERAPEUTICS INC | COM | 48205A109 | 5,473 | 122,000 | PRN | SOLE | 1 | 122,000 | 0 | 0 | |
KADMON HLDGS INC | COM | 48283N106 | 586 | 175,000 | PRN | SOLE | 1 | 175,000 | 0 | 0 | |
KAYNE ANDERSON ACQUISITION | *W EXP 06/30/202 | 48661U110 | 59 | 66,666 | PRN | SOLE | 1 | 66,666 | 0 | 0 | |
KRATOS DEFENSE & SEC SOLUTIO | COM NEW | 50077B207 | 3,662 | 280,000 | PRN | SOLE | 1 | 280,000 | 0 | 0 | |
LANDCADIA HLDGS INC | *W EXP 06/01/202 | 51476W115 | 148 | 200,000 | PRN | SOLE | 200,000 | 0 | 0 | ||
MGM GROWTH PPTYS LLC | CL A COM | 55303A105 | 3,776 | 125,000 | PRN | SOLE | 1 | 125,000 | 0 | 0 | |
NABRIVA THERAPEUTICS PLC | SHS | G63637105 | 1,540 | 188,000 | PRN | SOLE | 1 | 188,000 | 0 | 0 | |
NIGHTSTAR THERAPEUTICS PLC | ADR | 65413A101 | 2,880 | 150,000 | PRN | SOLE | 1 | 150,000 | 0 | 0 | |
NOMAD FOODS LTD | USD ORD SHS | G6564A105 | 6,557 | 450,000 | PRN | SOLE | 1 | 450,000 | 0 | 0 | |
NORWEGIAN CRUISE LINE HLDGS | SHS | G66721104 | 2,162 | 40,000 | PRN | SOLE | 1 | 40,000 | 0 | 0 | |
NUCANA PLC | SPONSORED ADR | 67022C106 | 3,858 | 210,000 | PRN | SOLE | 1 | 210,000 | 0 | 0 | |
OASIS MIDSTREAM PARTNERS LP | COM UNITS REPS | 67420T206 | 1,696 | 100,000 | PRN | SOLE | 100,000 | 0 | 0 | ||
ONCOBIOLOGICS INC | *W EXP 02/18/201 | 68235M113 | 3 | 25,000 | PRN | SOLE | 25,000 | 0 | 0 | ||
ONCOBIOLOGICS INC | *W EXP 05/18/201 | 68235M121 | 1 | 25,000 | PRN | SOLE | 25,000 | 0 | 0 | ||
OSPREY ENERGY ACQUISITION CO | UNIT 07/21/2022 | 688397207 | 1,988 | 200,000 | PRN | SOLE | 1 | 200,000 | 0 | 0 | |
PERFORMANCE FOOD GROUP CO | COM | 71377A103 | 1,413 | 50,000 | PRN | SOLE | 1 | 50,000 | 0 | 0 | |
PETIQ INC | COM CL A | 71639T106 | 2,708 | 100,000 | PRN | SOLE | 1 | 100,000 | 0 | 0 | |
PORTOLA PHARMACEUTICALS INC | COM | 737010108 | 5,835 | 108,000 | PRN | SOLE | 1 | 108,000 | 0 | 0 | |
PQ GROUP HLDGS INC | COM | 73943T103 | 5,175 | 300,000 | PRN | SOLE | 1 | 300,000 | 0 | 0 | |
REGENCY CTRS CORP | COM | 758849103 | 931 | 15,000 | PRN | SOLE | 1 | 15,000 | 0 | 0 | |
ROKU INC | COM CL A | 77543R102 | 2,256 | 85,000 | PRN | SOLE | 1 | 85,000 | 0 | 0 | |
RYB ED INC | ADR | 74979W101 | 4,988 | 175,000 | PRN | SOLE | 1 | 175,000 | 0 | 0 | |
SABRA HEALTH CARE REIT INC | COM | 78573L106 | 6,582 | 300,000 | PRN | SOLE | 1 | 300,000 | 0 | 0 | |
SILVER RUN ACQUISITION | *W EXP 03/28/202 | 82812A111 | 220 | 132,592 | PRN | SOLE | 1 | 132,592 | 0 | 0 | |
SOCIAL CAP HEDOSOPHIA HLDGS | UNIT 99/99/9999 | G8250R111 | 3,165 | 300,000 | PRN | SOLE | 1 | 300,000 | 0 | 0 | |
SOLARIS OILFIELD INFRSTR INC | COM CL A | 83418M103 | 620 | 35,584 | PRN | SOLE | 35,584 | 0 | 0 | ||
SUCAMPO PHARMACEUTICALS INC | CL A | 864909106 | 368 | 35,000 | PRN | SOLE | 35,000 | 0 | 0 | ||
TACTILE SYS TECHNOLOGY INC | COM | 87357P100 | 1,161 | 37,500 | PRN | SOLE | 1 | 37,500 | 0 | 0 | |
TAYLOR MORRISON HOME CORP | CL A | 87724P106 | 2,401 | 100,000 | PRN | SOLE | 1 | 100,000 | 0 | 0 | |
TCG BDC INC | COM | 872280102 | 4,503 | 250,000 | PRN | SOLE | 1 | 250,000 | 0 | 0 | |
TESARO INC | COM | 881569107 | 1,399 | 10,000 | PRN | SOLE | 10,000 | 0 | 0 | ||
TIFFANY & CO NEW | COM | 886547108 | 967 | 10,538 | PRN | SOLE | 1 | 10,538 | 0 | 0 | |
TINTRI INC | COM | 88770Q105 | 1,454 | 200,000 | PRN | SOLE | 1 | 200,000 | 0 | 0 | |
TOCAGEN INC | COM | 888846102 | 950 | 78,943 | PRN | SOLE | 1 | 78,943 | 0 | 0 | |
TPG PACE ENERGY HLDGS CORP | UNIT 99/99/9999 | 872656202 | 4,104 | 400,000 | PRN | SOLE | 1 | 400,000 | 0 | 0 | |
TPG PACE HLDGS CORP | *W EXP 99/99/999 | G89827110 | 193 | 133,332 | PRN | SOLE | 1 | 133,332 | 0 | 0 | |
TRITON INTL LTD | CL A | G9078F107 | 2,662 | 80,000 | PRN | SOLE | 1 | 80,000 | 0 | 0 | |
UROGEN PHARMA LTD | COM | M96088105 | 594 | 32,908 | PRN | SOLE | 32,908 | 0 | 0 | ||
US FOODS HLDG CORP | COM | 912008109 | 13,350 | 500,000 | PRN | SOLE | 1 | 500,000 | 0 | 0 | |
WAGEWORKS INC | COM | 930427109 | 7,392 | 110,000 | PRN | SOLE | 1 | 110,000 | 0 | 0 | |
ZAI LAB LTD | ADR | 98887Q104 | 4,320 | 160,000 | PRN | SOLE | 1 | 160,000 | 0 | 0 | |
ZAYO GROUP HLDGS INC | COM | 98919V105 | 1,721 | 50,000 | PRN | SOLE | 1 | 50,000 | 0 | 0 | |
ZTO EXPRESS CAYMAN INC | SPONSORED ADR | 98980A105 | 702 | 50,000 | PRN | SOLE | 1 | 50,000 | 0 | 0 |