0001085146-17-002316.txt : 20171113
0001085146-17-002316.hdr.sgml : 20171110
20171113121138
ACCESSION NUMBER: 0001085146-17-002316
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171113
DATE AS OF CHANGE: 20171113
EFFECTIVENESS DATE: 20171113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Monashee Investment Management LLC
CENTRAL INDEX KEY: 0001627608
IRS NUMBER: 453324374
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16854
FILM NUMBER: 171194570
BUSINESS ADDRESS:
STREET 1: 125 HIGH STREET
STREET 2: HIGH STREET TOWER, 28TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 6178549197
MAIL ADDRESS:
STREET 1: 125 HIGH STREET
STREET 2: HIGH STREET TOWER, 28TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02110
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001627608
XXXXXXXX
09-30-2017
09-30-2017
false
Monashee Investment Management LLC
125 HIGH STREET
HIGH STREET TOWER, 28TH FLOOR
BOSTON
MA
02110
13F HOLDINGS REPORT
028-16854
N
Jeffry T. Muller
Chief Compliance Officer
617-854-9197
/s/ Jeffry T. Muller
Boston
MA
11-13-2017
1
81
264331
1
0001667434
028-17388
Kiski Partners, LLC
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
2U INC
COM
90214J101
3755
67000
PRN
SOLE
1
67000
0
0
ACCELERON PHARMA INC
COM
00434H108
4665
125000
PRN
SOLE
1
125000
0
0
ACLARIS THERAPEUTICS INC
COM
00461U105
2104
81500
PRN
SOLE
1
81500
0
0
AGNC INVT CORP
COM
00123Q104
481
22198
PRN
SOLE
1
22198
0
0
ALDEYRA THERAPEUTICS INC
COM
01438T106
504
70000
PRN
SOLE
1
70000
0
0
ARRAY BIOPHARMA INC
COM
04269X105
5141
418000
PRN
SOLE
1
418000
0
0
ASCENDIS PHARMA A S
SPONSORED ADR
04351P101
2755
76000
PRN
SOLE
1
76000
0
0
AVISTA HEALTHCARE PUB ACQ CO
*W EXP 99/99/999
G0726L117
80
200000
PRN
SOLE
1
200000
0
0
AZUL S A
SPONSR ADR PFD
05501U106
4804
175000
PRN
SOLE
1
175000
0
0
BANK OF NT BUTTERFIELD&SON L
SHS NEW
G0772R208
1777
48500
PRN
SOLE
48500
0
0
BEACON ROOFING SUPPLY INC
COM
073685109
4100
80000
PRN
SOLE
1
80000
0
0
BEST INC
SPONSORED ADS
08653C106
4190
350000
PRN
SOLE
1
350000
0
0
BIOCRYST PHARMACEUTICALS
COM
09058V103
1624
310000
PRN
SOLE
1
310000
0
0
BIOHAVEN PHARMACTL HLDG CO L
COM
G11196105
748
20000
PRN
SOLE
20000
0
0
CAPITOL INVT CORP IV
UNIT 99/99/9999
G18920119
3542
350000
PRN
SOLE
1
350000
0
0
CATALENT INC
COM
148806102
5110
128000
PRN
SOLE
1
128000
0
0
CLOUDERA INC
COM
18914U100
1994
120000
PRN
SOLE
1
120000
0
0
COSTAR GROUP INC
COM
22160N109
12340
46000
PRN
SOLE
1
46000
0
0
DASEKE INC
COM
23753F107
666
51000
PRN
SOLE
1
51000
0
0
DECIPHERA PHARMACEUTICALS IN
COM
24344T101
2849
150000
PRN
SOLE
1
150000
0
0
DERMIRA INC
COM
24983L104
675
25000
PRN
SOLE
25000
0
0
DESPEGAR COM CORP
ORD SHS
G27358103
6400
200000
PRN
SOLE
1
200000
0
0
DYNAVAX TECHNOLOGIES CORP
COM NEW
268158201
1871
87000
PRN
SOLE
1
87000
0
0
EPIZYME INC
COM
29428V104
2572
135000
PRN
SOLE
1
135000
0
0
ESQUIRE FINL HLDGS INC
COM
29667J101
805
50000
PRN
SOLE
50000
0
0
FEDERAL STR ACQUISITION CORP
UNIT 99/99/9999
31421V206
5150
500000
PRN
SOLE
1
500000
0
0
FIBROGEN INC
COM
31572Q808
6580
122300
PRN
SOLE
1
122300
0
0
FIRST DATA CORP NEW
COM CL A
32008D106
18040
1000000
PRN
SOLE
1
1000000
0
0
FIRST INTERNET BANCORP
COM
320557101
1066
33000
PRN
SOLE
1
33000
0
0
GODADDY INC
CL A
380237107
12883
296100
PRN
SOLE
1
296100
0
0
HENNESSY CAP ACQUSTON CORP I
*W EXP 06/15/202
42588L113
164
224999
PRN
SOLE
1
224999
0
0
HOME BANCSHARES INC
COM
436893200
7566
300000
PRN
SOLE
1
300000
0
0
INCYTE CORP
COM
45337C102
6421
55000
PRN
SOLE
1
55000
0
0
INDEPENDENCE RLTY TR INC
COM
45378A106
1526
150000
PRN
SOLE
1
150000
0
0
INSMED INC
COM PAR $.01
457669307
7615
244000
PRN
SOLE
1
244000
0
0
INTRA CELLULAR THERAPIES INC
COM
46116X101
3061
194000
PRN
SOLE
1
194000
0
0
INVITAE CORP
COM
46185L103
990
105675
PRN
SOLE
105675
0
0
IOVANCE BIOTHERAPEUTICS INC
COM
462260100
1194
154000
PRN
SOLE
1
154000
0
0
JUNO THERAPEUTICS INC
COM
48205A109
5473
122000
PRN
SOLE
1
122000
0
0
KADMON HLDGS INC
COM
48283N106
586
175000
PRN
SOLE
1
175000
0
0
KAYNE ANDERSON ACQUISITION
*W EXP 06/30/202
48661U110
59
66666
PRN
SOLE
1
66666
0
0
KRATOS DEFENSE & SEC SOLUTIO
COM NEW
50077B207
3662
280000
PRN
SOLE
1
280000
0
0
LANDCADIA HLDGS INC
*W EXP 06/01/202
51476W115
148
200000
PRN
SOLE
200000
0
0
MGM GROWTH PPTYS LLC
CL A COM
55303A105
3776
125000
PRN
SOLE
1
125000
0
0
NABRIVA THERAPEUTICS PLC
SHS
G63637105
1540
188000
PRN
SOLE
1
188000
0
0
NIGHTSTAR THERAPEUTICS PLC
ADR
65413A101
2880
150000
PRN
SOLE
1
150000
0
0
NOMAD FOODS LTD
USD ORD SHS
G6564A105
6557
450000
PRN
SOLE
1
450000
0
0
NORWEGIAN CRUISE LINE HLDGS
SHS
G66721104
2162
40000
PRN
SOLE
1
40000
0
0
NUCANA PLC
SPONSORED ADR
67022C106
3858
210000
PRN
SOLE
1
210000
0
0
OASIS MIDSTREAM PARTNERS LP
COM UNITS REPS
67420T206
1696
100000
PRN
SOLE
100000
0
0
ONCOBIOLOGICS INC
*W EXP 02/18/201
68235M113
3
25000
PRN
SOLE
25000
0
0
ONCOBIOLOGICS INC
*W EXP 05/18/201
68235M121
1
25000
PRN
SOLE
25000
0
0
OSPREY ENERGY ACQUISITION CO
UNIT 07/21/2022
688397207
1988
200000
PRN
SOLE
1
200000
0
0
PERFORMANCE FOOD GROUP CO
COM
71377A103
1413
50000
PRN
SOLE
1
50000
0
0
PETIQ INC
COM CL A
71639T106
2708
100000
PRN
SOLE
1
100000
0
0
PORTOLA PHARMACEUTICALS INC
COM
737010108
5835
108000
PRN
SOLE
1
108000
0
0
PQ GROUP HLDGS INC
COM
73943T103
5175
300000
PRN
SOLE
1
300000
0
0
REGENCY CTRS CORP
COM
758849103
931
15000
PRN
SOLE
1
15000
0
0
ROKU INC
COM CL A
77543R102
2256
85000
PRN
SOLE
1
85000
0
0
RYB ED INC
ADR
74979W101
4988
175000
PRN
SOLE
1
175000
0
0
SABRA HEALTH CARE REIT INC
COM
78573L106
6582
300000
PRN
SOLE
1
300000
0
0
SILVER RUN ACQUISITION
*W EXP 03/28/202
82812A111
220
132592
PRN
SOLE
1
132592
0
0
SOCIAL CAP HEDOSOPHIA HLDGS
UNIT 99/99/9999
G8250R111
3165
300000
PRN
SOLE
1
300000
0
0
SOLARIS OILFIELD INFRSTR INC
COM CL A
83418M103
620
35584
PRN
SOLE
35584
0
0
SUCAMPO PHARMACEUTICALS INC
CL A
864909106
368
35000
PRN
SOLE
35000
0
0
TACTILE SYS TECHNOLOGY INC
COM
87357P100
1161
37500
PRN
SOLE
1
37500
0
0
TAYLOR MORRISON HOME CORP
CL A
87724P106
2401
100000
PRN
SOLE
1
100000
0
0
TCG BDC INC
COM
872280102
4503
250000
PRN
SOLE
1
250000
0
0
TESARO INC
COM
881569107
1399
10000
PRN
SOLE
10000
0
0
TIFFANY & CO NEW
COM
886547108
967
10538
PRN
SOLE
1
10538
0
0
TINTRI INC
COM
88770Q105
1454
200000
PRN
SOLE
1
200000
0
0
TOCAGEN INC
COM
888846102
950
78943
PRN
SOLE
1
78943
0
0
TPG PACE ENERGY HLDGS CORP
UNIT 99/99/9999
872656202
4104
400000
PRN
SOLE
1
400000
0
0
TPG PACE HLDGS CORP
*W EXP 99/99/999
G89827110
193
133332
PRN
SOLE
1
133332
0
0
TRITON INTL LTD
CL A
G9078F107
2662
80000
PRN
SOLE
1
80000
0
0
UROGEN PHARMA LTD
COM
M96088105
594
32908
PRN
SOLE
32908
0
0
US FOODS HLDG CORP
COM
912008109
13350
500000
PRN
SOLE
1
500000
0
0
WAGEWORKS INC
COM
930427109
7392
110000
PRN
SOLE
1
110000
0
0
ZAI LAB LTD
ADR
98887Q104
4320
160000
PRN
SOLE
1
160000
0
0
ZAYO GROUP HLDGS INC
COM
98919V105
1721
50000
PRN
SOLE
1
50000
0
0
ZTO EXPRESS CAYMAN INC
SPONSORED ADR
98980A105
702
50000
PRN
SOLE
1
50000
0
0