0001437749-21-016796.txt : 20210712 0001437749-21-016796.hdr.sgml : 20210712 20210712181750 ACCESSION NUMBER: 0001437749-21-016796 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210711 FILED AS OF DATE: 20210712 DATE AS OF CHANGE: 20210712 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wolfson Neil E CENTRAL INDEX KEY: 0001627467 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56283 FILM NUMBER: 211086324 MAIL ADDRESS: STREET 1: C/O ON DECK CAPITAL INC. STREET 2: 1400 BROADWAY 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Salt Blockchain Inc. CENTRAL INDEX KEY: 0001686400 STANDARD INDUSTRIAL CLASSIFICATION: SHORT-TERM BUSINESS CREDIT INSTITUTIONS [6153] IRS NUMBER: 814029835 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 8350 CITY: DENVER STATE: CO ZIP: 80201 BUSINESS PHONE: 303-243-5018 MAIL ADDRESS: STREET 1: PO BOX 8350 CITY: DENVER STATE: CO ZIP: 80201 FORMER COMPANY: FORMER CONFORMED NAME: Salt Lending Holdings, Inc. DATE OF NAME CHANGE: 20161004 3 1 rdgdoc.xml FORM 3 X0206 3 2021-07-11 0 0001686400 Salt Blockchain Inc. SALT 0001627467 Wolfson Neil E PO BOX 8350 DENVER CO 80201 1 Common Stock 101666 D Stock Option (right to buy) 0.0100 2030-09-09 Common Stock 7500 D The option vests according to the following schedule: 25% on August 19, 2021, and 1/36th of the remaining non-vested shares vest each month thereafter, with 100% of the shares vesting on August 19, 2024, subject to the reporting person's continuous service. /s/ Dustin Hull, Attorney-in-Fact for Neil Wolfson 2021-07-12 EX-24 2 wolfsonpoa.htm ex_262544.htm

Exhibit 24

 

POWER OF ATTORNEY

 

Know all by these presents, that the undersigned hereby constitutes and appoints each of Justin English, Dustin Hull, Mark Torossian, and Alexander Fader, signing singly, the undersigned’s true and lawful attorney-in-fact to:

 

(1)    prepare, execute in the undersigned’s name and on the undersigned’s behalf, and submit to the U.S. Securities and Exchange Commission (the “SEC”) a Form ID, including amendments thereto, and any other documents necessary or appropriate to obtain codes and passwords enabling the undersigned to make electronic filings with the SEC of reports required by the Securities Exchange Act of 1934 (including, but not limited to, Section 16(a) and the rules thereunder), the Securities Act of 1933 (including, but not limited to, Rule 144 thereunder) or any rule or regulation of the SEC;

 

(2)    execute for and on behalf of the undersigned, in the undersigned’s capacity as an officer and/or director of Salt Blockchain Inc., a Delaware corporation (the “Company”), Forms 3, 4, and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder, Form 144 in accordance with Rule 144 of the Securities Act of 1933 and any other forms or reports (including amendments thereto) the undersigned may be required to file in connection with the undersigned’s ownership, acquisition, or disposition of securities of the Company;

 

(3)    do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4, or 5, Form 144 or other form or report (including amendments thereto), and timely file such form, schedule or report with the SEC and any stock exchange or similar authority; and

 

(4)    take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact’s discretion.

 

The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact’s substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned’s responsibilities to comply with Section 16 of the Securities Exchange Act of 1934 and rules thereunder, Rule 144 of the Securities Act of 1933.

 

This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5, and Form 144 (including amendments thereto) with respect to the undersigned’s holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.

 

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this day of June 22, 2021.

 

 

 

 

 

 

By:

/s/ Neil Wolfson

 

 

 

Neil Wolfson