0001209191-20-037165.txt : 20200616 0001209191-20-037165.hdr.sgml : 20200616 20200616214558 ACCESSION NUMBER: 0001209191-20-037165 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200612 FILED AS OF DATE: 20200616 DATE AS OF CHANGE: 20200616 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Garrett W.H. Baird CENTRAL INDEX KEY: 0001627358 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38675 FILM NUMBER: 20967973 MAIL ADDRESS: STREET 1: C/O ELASTIC N.V. STREET 2: 800 WEST EL CAMINO REAL SUITE 350 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Elastic N.V. CENTRAL INDEX KEY: 0001707753 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: P7 FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: KEIZERSGRACHT 281 CITY: AMSTERDAM STATE: P7 ZIP: 1016 ED BUSINESS PHONE: (650) 458-2620 MAIL ADDRESS: STREET 1: 800 WEST EL CAMINO REAL SUITE 350 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94040 FORMER COMPANY: FORMER CONFORMED NAME: Elastic B.V. DATE OF NAME CHANGE: 20180612 FORMER COMPANY: FORMER CONFORMED NAME: Elasticsearch Global BV DATE OF NAME CHANGE: 20170605 FORMER COMPANY: FORMER CONFORMED NAME: ELasticsearch Global BV DATE OF NAME CHANGE: 20170526 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-06-12 0 0001707753 Elastic N.V. ESTC 0001627358 Garrett W.H. Baird C/O ELASTIC N.V. 800 WEST EL CAMINO REAL, SUITE 350 MOUNTAIN VIEW CA 94040 0 1 0 0 SVP and General Counsel Ordinary Shares 2020-06-12 4 M 0 1680 4.48 A 62000 D Ordinary Shares 2020-06-12 4 M 0 18320 5.46 A 80320 D Ordinary Shares 2020-06-12 4 S 0 10000 80.8118 D 70320 D Ordinary Shares 2020-06-12 4 S 0 10000 83.0422 D 60320 D Ordinary Shares 2020-06-15 4 M 0 10180 5.46 A 70500 D Ordinary Shares 2020-06-15 4 M 0 9820 9.30 A 80320 D Ordinary Shares 2020-06-15 4 S 0 20000 86.0954 D 60320 D Employee Stock Option (right to buy) 4.48 2020-06-12 4 M 0 1680 0.00 D 2025-08-01 Ordinary Shares 1680 0 D Employee Stock Option (right to buy) 5.46 2020-06-12 4 M 0 18320 0.00 D 2026-05-15 Ordinary Shares 18320 22680 D Employee Stock Option (right to buy) 5.46 2020-06-15 4 M 0 10180 0.00 D 2026-05-15 Ordinary Shares 10180 12500 D Employee Stock Option (right to buy) 9.30 2020-06-15 4 M 0 9820 0.00 D 2027-04-24 Ordinary Shares 9820 240180 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.52 to $81.03, inclusive. The reporting person undertakes to provide to the the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (3) to this Form 4. The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $82.79 to $83.32, inclusive. The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $86.00 to $86.39, inclusive. The ordinary shares subject to the option are fully vested and immediately exercisable. The ordinary shares subject to the option vest in 48 equal monthly installments beginning on July 1, 2017. The ordinary shares subject to the option vest as follows: (i) 100,000 ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2017; (ii) 75,000 ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2018; and (iii) 75,000 ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2019. /s/ W.H. Baird Garrett 2020-06-16