0001209191-23-050819.txt : 20230928 0001209191-23-050819.hdr.sgml : 20230928 20230928195231 ACCESSION NUMBER: 0001209191-23-050819 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230925 FILED AS OF DATE: 20230928 DATE AS OF CHANGE: 20230928 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHRADER JENNIFER CENTRAL INDEX KEY: 0001953124 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41703 FILM NUMBER: 231291418 MAIL ADDRESS: STREET 1: 8901 E MOUNTAIN ROAD STREET 2: SUITE 150 CITY: SCOTTSDALE STATE: AZ ZIP: 85258 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CaliberCos Inc. CENTRAL INDEX KEY: 0001627282 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8901 E. MOUNTAIN VIEW RD. STREET 2: SUITE 150 CITY: SCOTTSDALE STATE: AZ ZIP: 85258 BUSINESS PHONE: 480-295-7600 MAIL ADDRESS: STREET 1: 8901 E. MOUNTAIN VIEW RD. STREET 2: SUITE 150 CITY: SCOTTSDALE STATE: AZ ZIP: 85258 FORMER COMPANY: FORMER CONFORMED NAME: CaliberCo Inc. DATE OF NAME CHANGE: 20141205 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-09-25 0 0001627282 CaliberCos Inc. CWD 0001953124 SCHRADER JENNIFER 8901 E. MOUNTAIN VIEW ROAD SUITE 150 SCOTTSDALE AZ 85258 1 1 1 0 Pres., COO 0 Common Stock 2023-09-25 4 A 0 301131 0.00 A 301131 D Common Stock 3709963 D Common Stock 3390736 I By Donnie Schrader. Restricted stock units ("RSUs") granted pursuant to Issuer's Amended and Restated 2017 Stock Incentive Plan, as amended. The RSUs are common stock equivalents and represent a contingent right to receive Class A common stock of Issuer upon vesting. RSUs will vest 25% on January 1, 2024, and 1/36th each month thereafter for the following 36 months. Class B common stock held by Reporting Person. Shares of Class A common stock held by Donnie R. Schrader who is Reporting Person's spouse. Reporting Person disclaims all shares held by Mr. Schrader, except to the extent of her pecuniary interest, if any, therein. /s/ Jennifer Schrader 2023-09-28