0001209191-23-050815.txt : 20230928
0001209191-23-050815.hdr.sgml : 20230928
20230928194332
ACCESSION NUMBER: 0001209191-23-050815
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230515
FILED AS OF DATE: 20230928
DATE AS OF CHANGE: 20230928
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BADE ROY JOHN
CENTRAL INDEX KEY: 0001952783
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41703
FILM NUMBER: 231291410
MAIL ADDRESS:
STREET 1: 8901 E MOUNTAIN ROAD
STREET 2: SUITE 150
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85258
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CaliberCos Inc.
CENTRAL INDEX KEY: 0001627282
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8901 E. MOUNTAIN VIEW RD.
STREET 2: SUITE 150
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85258
BUSINESS PHONE: 480-295-7600
MAIL ADDRESS:
STREET 1: 8901 E. MOUNTAIN VIEW RD.
STREET 2: SUITE 150
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85258
FORMER COMPANY:
FORMER CONFORMED NAME: CaliberCo Inc.
DATE OF NAME CHANGE: 20141205
3/A
1
doc3a.xml
FORM 3/A SUBMISSION
X0206
3/A
2023-05-15
2023-05-15
0
0001627282
CaliberCos Inc.
CWD
0001952783
BADE ROY JOHN
8901 E. MOUNTAIN VIEW ROAD
SUITE 150
SCOTTSDALE
AZ
85258
0
1
0
0
Ch. Development Officer
Class A Common Stock
70662
I
See footnote 1.
Class A Common Stock
24422
D
Employee Stock Options (right to buy)
3.35
2018-12-01
2027-12-01
Class A Common Stock
445888
D
Class A common stock owned by Wave Investments LLC, an Arizona limited liability company, of which the Reporting Person is the sole manager.
Restricted stock units ("RSUs") granted December 31, 2021 and April 1, 2022, pursuant to Issuer's Amended and Restated 2017 Stock Incentive Plan (the "Plan"). The RSUs are common stock equivalents and represent a contingent right to receive Class A common stock of Issuer upon vesting.
Employee stock options (right to buy)("Options") granted December 1, 2017, pursuant to Issuer's Plan. Such Options are fully vested.
/s/ Roy J. Bade
2023-09-28