MA/A 0001627236 XXXXXXXX CARMEN MCCORKLE 704-988-6960 CARMEN.MCCORKLE@tiaa.org TIAA-CREF Tuition Financing, Inc. 000108580 13-4026557 867-01373 801-56817 000108580 730 THIRD AVENUE NEW YORK NY 10017-3206 212-916-4724 212-916-4888 Y 8500 Andrew Carnegie Blvd. SSC/C2/08 Charlotte NC 28262 John Mark Obeck

8500 Andrew Carnegie Blvd. SSC/C2/08 Charlotte NC 28262

704-988-7950 John.Obeck@tiaa.org CARMEN Isabel MCCORKLEPRIEST

8500 Andrew Carnegie Blvd. SSC/C2/08 Charlotte NC 28262

704-988-6960 704-595-5540 CARMEN.MCCORKLE@tiaa.org Add Southern Service Center 8500 Andrew Carnegie Blvd. Charlotte NC 28262 704-988-1000 704-988-1470 Correspondence or other documents related to the operation of qualified tuition programs. Add State Street Bank and Trust Company 1776 Heritage Drive N. Quincy MA 02171 617-985-8928 617-985-8928 Cash trial balances, documenting purchases and sales, recording of income, making cash disbursements and reporting of cash transactions for the various investment options for each qualified tuition program. Teachers Insurance and Annuity Association of America Y New York Department of Financial Services NAIC# 69345 NY TIAA-CREF Asset Management LLC N December DE 09-25-1998 N 60 4 3 4 0 10 Municipal Entities 0 0 0 Not Applicable Other For all services applicant provides to each qualified tuition program, applicant receives an annualized asset-based fee from program assets calculated and accrued daily and payable monthly in arrears. Not Applicable Other Service provider to state 529 plans Y Y TIAA-CREF Tuition Financing. Inc. provides or subcontracts to others to provide services to qualified tuition programs on behalf of state sponsors: recordkeeping and processing of account owner transaction requests, unit value calculations, federal tax reporting, and certain administrative services. Broker-dealer municipal securities dealer or government securities broker or dealer Investment Company Investment Adviser Commodity pool operator Commodity trading advisor Banking/Thrift institution Trust Company Insurance company or agency Real estate broker or dealer Sponsor or syndicator of limited partnerships 47 Add Investment Adviser TIAA-CREF Investment Management LLC TIAA-CREF Investment Management LLC N Y N Add Investment Adviser Teachers Advisors, LLC Teachers Advisors, LLC N Y N Add Broker-dealer municipal securities dealer or government securities broker or dealer Investment Adviser TIAA-CREF Individual & Institutional Services, LLC Advice and Planning Services N Y N Add Investment Adviser Kaspick & Company, LLC Kaspick & Company, LLC N Y N Add Investment Adviser Commodity pool operator Covariance Capital Management, Inc. Covariance Capital Management, Inc. N Y N Add Broker-dealer municipal securities dealer or government securities broker or dealer Teachers Personal Investors Services, Inc. Teachers Personal Investors Services, Inc N Y Y Ontario Securities Commission Z4 Add Investment Adviser Greenwood Resources Capital Management LLC Greenwood Resources Capital Management LLC N Y N Add Investment Adviser Nuveen Alternatives Advisors, LLC Nuveen Alternatives Advisors, LLC N Y N Add Investment Adviser TCAM Global UK LIMITED TCAM Global UK LIMITED N Y Y Financial Conduct Authority X0 Add Insurance company or agency Teachers Insurance and Annuity Association of America Teachers Insurance and Annuity Association of America Y Y N Add Insurance company or agency TIAA-CREF Insurance Agency, LLC TIAA-CREF Insurance Agency, LLC N Y N Add Banking/Thrift institution TIAA, FSB TIAA, FSB N Y N Add Insurance company or agency TIAA-CREF Life Insurance Company TIAA-CREF Life Insurance Company N Y N Add Sponsor or syndicator of limited partnerships T-C SMA III, LLC T-C SMA III, LLC N Y N Add Sponsor or syndicator of limited partnerships T-C 685 Third Avenue Member LLC T-C 685 Third Avenue Member LLC N Y N Add Investment Adviser Commodity trading advisor CCAP GP, LLC CCAP GP, LLC N Y N Add Sponsor or syndicator of limited partnerships TIAA-CREF Asset Management LLC TIAA-CREF Asset Management LLC N Y N Add Sponsor or syndicator of limited partnerships T-C SMA I, LLC T-C SMA I, LLC N Y N Add Investment Adviser TIAA-CREF Asset Management UK Limited TIAA-CREF Asset Management UK Limited N Y Y UNITED KINGDOM - FINANCIAL CONDUCT AUTHORITY X0 Add Commodity trading advisor Sponsor or syndicator of limited partnerships CASA Partners VI, GP LLC CASA Partners VI, GP LLC N Y N Add Commodity trading advisor Sponsor or syndicator of limited partnerships Global Investors GP IV, L.L.C. Global Investors GP IV, L.L.C. N Y N Add Investment Adviser Nuveen Management AIMF Limited Nuveen Management AIMF Limited N Y Y UNITED KINGDOM - FINANCIAL CONDUCT AUTHORITY X0 Add Commodity trading advisor Sponsor or syndicator of limited partnerships CASA Student Housing Fund GP, LLC CASA Student Housing Fund GP, LLC N Y N Add Commodity trading advisor Sponsor or syndicator of limited partnerships Global Investors GP II, L.L.C. Global Investors GP II, L.L.C. N Y N Add Commodity trading advisor Sponsor or syndicator of limited partnerships Global Investors GP, L.L.C. Global Investors GP, L.L.C. N Y N Add Investment Adviser Nuveen Real Estate Management Limited Nuveen Real Estate Management Limited N Y Y UNITED KINGDOM - FINANCIAL CONDUCT AUTHORITY X0 Add Investment Adviser Churchill Asset Management LLC Churchill Asset Management LLC N Y N Delete Sponsor or syndicator of limited partnerships TIAA-CREF Asset Management Core Property Fund LP TIAA-CREF Asset Management Core Property Fund LP N Y N Add Sponsor or syndicator of limited partnerships TCAM DOF GP, LLC TCAM DOF GP, LLC N Y N Add Sponsor or syndicator of limited partnerships GTFF GP LLC GTFF GP LLC N Y N Add Sponsor or syndicator of limited partnerships TCGA Investor Fund GP LLC TCGA Investor Fund GP LLC N Y N Add Sponsor or syndicator of limited partnerships TCGA II Investor Fund GP LLC TCGA II Investor Fund GP LLC N Y N Add Investment Adviser Commodity pool operator Commodity trading advisor Gresham Investment Management LLC Gresham Investment Management LLC N Y N Add Investment Adviser Commodity pool operator Commodity trading advisor Pension consultant Nuveen Asset Management, LLC Nuveen Asset Management, LLC N Y N Add Investment Adviser Commodity pool operator Nuveen Fund Advisors, LLC Nuveen Fund Advisors, LLC N Y N Add Investment Adviser Nuveen Investments Advisers, LLC Nuveen Investments Advisers, LLC N Y N Add Broker-dealer municipal securities dealer or government securities broker or dealer Nuveen Securities, LLC Nuveen Securities, LLC N Y N Add Broker-dealer municipal securities dealer or government securities broker or dealer NWQ Investment Management Company, LLC NWQ Investment Management Company, LLC N Y N Add Investment Adviser Santa Barbara Asset Management, LLC Santa Barbara Asset Management, LLC N Y N Add Investment Adviser Commodity pool operator Symphony Asset Management LLC Symphony Asset Management LLC N Y N Add Investment Adviser Commodity pool operator Winslow Capital Management, LLC Winslow Capital Management, LLC N Y N Add Investment Adviser Nuveen UK Limited Nuveen UK Limited N Y Y United Kingdom - Financial Conduct Authority X0 Add Sponsor or syndicator of limited partnerships TCAM Churchill Fund GP LLC TCAM Churchill Fund GP LLC N Y N Add Sponsor or syndicator of limited partnerships TGAM Agribusiness Fund GP LLC TGAM Agribusiness Fund GP LLC N Y N Add Sponsor or syndicator of limited partnerships TIAA-CREF Real Property Fund GP LLC TIAA-CREF Real Property Fund GP LLC N Y N Add Sponsor or syndicator of limited partnerships U.S. Cities Fund GP LLC U.S. Cities Fund GP LLC N Y N Add Sponsor or syndicator of limited partnerships U.S. Cities Fund Operating GP LLC U.S. Cities Fund Operating GP LLC N Y N Add Real estate broker or dealer Westchester Group Investment Management, Inc. Westchester Group Investment Management, Inc. N Y N N N N Y Y N N N N N N N N 4.A.: Technically, all personnel performing services for applicant are employees of Teachers Insurance and Annuity Association of America ("TIAA"), but for purposes of this Form MA, we assumed that the employees were employees of applicant. 4.I.(5).: For the services applicant provides to each qualified tuition program (services include investment advisory services), applicant receives an annualized asset-based fee from program assets calculated and accrued daily and payable monthly in arrears. 8.A. (1) (a), Schedule B-1: There are no individuals who own at least a 25% interest in the TIAA Board of Overseers. N N N N Y Y N Y Y N Y N Y N N N N N N N N N N N N Y Teachers Insurance and Annuity Association of America N 13-1624203 Shareholder 03-01-2015 E Y Timothy Edward Lane Director 06-01-2006 NA Y 001701373 Keith Henry Rauschenbach Director 02-01-2008 NA Y 001719526 Christopher Shields Lynch President and Director 10-06-2016 NA Y 001985050 Michael Joseph Noone Director 08-01-2012 NA Y 001821940 John Mark Obeck Chief Compliance Officer 12-13-2017 NA Y 003222777 Teachers Insurance and Annuity Association of America TIAA Board of Overseers N 13-6110585 Shareholder 09-01-1998 E Y Amend Teachers Insurance and Annuity Association of America N 13-1624203 Shareholder 03-01-2015 E Y Add Timothy Edward Lane Director 06-01-2006 NA Y 001701373 Add Keith Henry Rauschenbach Director 02-01-2008 NA Y 001719526 Amend Christopher Shields Lynch President and Director 10-06-2016 NA Y 001985050 Add Michael Joseph Noone Director 08-01-2012 NA Y 001821940 Add John Mark Obeck Chief Compliance Officer 12-13-2017 NA Y 003222777 Amend Teachers Insurance and Annuity Association of America TIAA Board of Overseers N 13-6110585 Shareholder 09-01-1998 E Y 1 9-D2 9-D4 Teachers Insurance and Annuity Association of America N TIAA-CREF Individual & Institutional Services, LLC 000020472 1405333 1 9-D2 9-D4 Teachers Insurance and Annuity Association of America (TIAA) N TIAA-CREF Tuition Financing, Inc. 000108580 132458 John O'Beck John O'Beck Chief Compliance Officer 04-12-2019 000108580 N N N N N N N N Y N Y N Y N N N N N Y N Y