0001225208-18-002279.txt : 20180208
0001225208-18-002279.hdr.sgml : 20180208
20180208134632
ACCESSION NUMBER: 0001225208-18-002279
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180207
FILED AS OF DATE: 20180208
DATE AS OF CHANGE: 20180208
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kallsen Terri R
CENTRAL INDEX KEY: 0001627137
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 18584834
MAIL ADDRESS:
STREET 1: C/O THE CHARLES SCHWAB CORPORATION
STREET 2: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
X0306
4
2018-02-07
0000316709
SCHWAB CHARLES CORP
SCHW
0001627137
Kallsen Terri R
211 MAIN STREET
SAN FRANCISCO
CA
94105
1
EVP - Investor Services
Common Stock
2018-02-07
4
M
0
2026.0000
28.4400
A
2026.0000
I
by Trust
Common Stock
2018-02-07
4
S
0
2026.0000
51.9425
D
0.0000
I
by Trust
Common Stock
1706.0000
D
Common Stock
155.0000
I
by ESPP
Nonqualified Stock Option (right to buy)
28.4400
2018-02-07
4
M
0
2026.0000
0.0000
D
2015-11-03
2024-11-03
Common Stock
2026.0000
4053.0000
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2017.
This transaction was executed in multiple trades at prices ranging from $51.74 to $52.13. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Jamal Modir, Attorney-in-fact
2018-02-08