0000899243-19-029252.txt : 20191216 0000899243-19-029252.hdr.sgml : 20191216 20191216162229 ACCESSION NUMBER: 0000899243-19-029252 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191209 FILED AS OF DATE: 20191216 DATE AS OF CHANGE: 20191216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Volpi Michelangelo CENTRAL INDEX KEY: 0001626464 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38675 FILM NUMBER: 191287383 MAIL ADDRESS: STREET 1: C/O HORTONWORKS, INC. STREET 2: 3640 W. BAYSHORE RD. CITY: PALO ALTO STATE: CA ZIP: 94303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Elastic N.V. CENTRAL INDEX KEY: 0001707753 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: P7 FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: KEIZERSGRACHT 281 CITY: AMSTERDAM STATE: P7 ZIP: 1016 ED BUSINESS PHONE: (650) 458-2620 MAIL ADDRESS: STREET 1: 800 WEST EL CAMINO REAL SUITE 350 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94040 FORMER COMPANY: FORMER CONFORMED NAME: Elastic B.V. DATE OF NAME CHANGE: 20180612 FORMER COMPANY: FORMER CONFORMED NAME: Elasticsearch Global BV DATE OF NAME CHANGE: 20170605 FORMER COMPANY: FORMER CONFORMED NAME: ELasticsearch Global BV DATE OF NAME CHANGE: 20170526 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2019-12-09 2019-12-11 0 0001707753 Elastic N.V. ESTC 0001626464 Volpi Michelangelo C/O ELASTIC N.V. 800 WEST EL CAMINO REAL, SUITE 350 MOUNTAIN VIEW CA 94040 1 0 0 0 Ordinary Shares 2019-12-09 4 S 0 302467 62.6517 D 71587 I See footnotes Ordinary Shares 2019-12-09 4 S 0 64206 63.2943 D 7381 I See footnotes Ordinary Shares 26810 D Ordinary Shares 8867 I See footnote Represents 135,302 shares sold by Index Venture Associates IV Limited ("Index Venture IV GP"), 51,372 shares sold by Index Ventures IV Parallel Entrepreneur Fund (Jersey) LP ("Index Ventures IV Parallel" ), 72,260 shares sold by Index Ventures VI (Jersey) LP ("Index Ventures VI"), 23,634 shares sold by Index Ventures VI Parallel Entrepreneur Fund (Jersey) LP ("Index Ventures VI Parallel") and 19,899 shares sold by Yucca (Jersey) SLP ("Yucca"). Index Venture IV GP is the general partner of Index Ventures IV Parallel and Index Ventures IV (Jersey) LP ("Index Ventures IV"). On December 9, 2019, each of Index Ventures IV and Index Ventures VI distributed to their respective partners for no consideration 656,093 shares (of which 171,404 shares were received by Index Venture IV GP) and 1,358,637 shares (of which 294,067 shares were received by Index Venture Associates VI Limited ("Index Venture VI GP"), the general partner of Index Ventures VI), respectively, (Continued from Footnote 1) representing each such partner's pro rata interest in the shares held by Index Ventures IV and Index Ventures VI, respectively. The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. Following these distributions, Index Ventures IV held no shares and Index Ventures VI held 87,599 shares. These shares were sold in multiple transactions at prices ranging from $62.04 - $63.0275, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Represents 10,905, 15,339, 5,017, 36,102 and 4,224 shares held directly by Index Ventures IV Parallel (and, together with Index Ventures IV, Index Ventures VI and Index Ventures VI Parallel, the "Index Funds"), Index Ventures VI, Index Ventures VI Parallel, Index Venture IV GP, Index Venture VI GP and Yucca (Jersey) SLP ("Yucca"). Yucca is an Index co-investment vehicle that is contractually required to mirror the Index Funds' investment in the shares. Represents 28,721 shares sold by Index Venture IV GP, 10,905 shares sold by Index Ventures IV Parallel, 15,339 shares sold by Index Ventures VI, 5,017 shares sold by Index Ventures VI Parallel and 4,224 shares sold by Yucca. Following these sales, none of the Index Funds held any shares and Index Venture IV GP held 7,381 shares. These shares were sold in multiple transactions at prices ranging from $63.03 - $63.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Mr. Volpi is co-president of Index Ventures (US) Inc. which provides certain consultancy services to the Index Funds' affiliates. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Represents shares received in the distribution described in footnote (1) above. These shares are held by The Volpi-Cupal Family Trust. The Reporting Person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any. This amendment to the Form 4 filed December 11, 2019 with the SEC is intended to amend the number of shares which were received by Index Ventures IV GP as a result of the distribution-in-kind and held thereafter as described in Table I and footnotes (1), (2) and (4) above. /s/ Michael Volpi 2019-12-16