0000899243-19-023702.txt : 20190916 0000899243-19-023702.hdr.sgml : 20190916 20190916211425 ACCESSION NUMBER: 0000899243-19-023702 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190912 FILED AS OF DATE: 20190916 DATE AS OF CHANGE: 20190916 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Volpi Michelangelo CENTRAL INDEX KEY: 0001626464 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38675 FILM NUMBER: 191095886 MAIL ADDRESS: STREET 1: C/O HORTONWORKS, INC. STREET 2: 3640 W. BAYSHORE RD. CITY: PALO ALTO STATE: CA ZIP: 94303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Elastic N.V. CENTRAL INDEX KEY: 0001707753 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: P7 FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: KEIZERSGRACHT 281 CITY: AMSTERDAM STATE: P7 ZIP: 1016 ED BUSINESS PHONE: (650) 458-2620 MAIL ADDRESS: STREET 1: 800 WEST EL CAMINO REAL SUITE 350 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94040 FORMER COMPANY: FORMER CONFORMED NAME: Elastic B.V. DATE OF NAME CHANGE: 20180612 FORMER COMPANY: FORMER CONFORMED NAME: Elasticsearch Global BV DATE OF NAME CHANGE: 20170605 FORMER COMPANY: FORMER CONFORMED NAME: ELasticsearch Global BV DATE OF NAME CHANGE: 20170526 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-09-12 0 0001707753 Elastic N.V. ESTC 0001626464 Volpi Michelangelo C/O ELASTIC N.V. 800 WEST EL CAMINO REAL, SUITE 350 MOUNTAIN VIEW CA 94040 1 0 0 0 Ordinary Shares 2019-09-12 4 S 0 39831 95.2644 D 2306424 I See footnotes Ordinary Shares 2019-09-12 4 S 0 1994 95.7598 D 2304430 I See footnotes Ordinary Shares 2019-09-13 4 S 0 67255 94.9313 D 2237175 I See footnotes Ordinary Shares 2019-09-13 4 S 0 19795 95.5864 D 2217380 I See footnotes Ordinary Shares 14989 D Ordinary Shares 4956 I See footnote Represents 23,834 shares sold by Index Venture Associates IV Limited ("Index Venture IV GP"), 8,659 shares sold by Index Ventures IV Parallel Entrepreneur Fund (Jersey) LP ("Index Ventures IV Parallel" ), 3,984 shares sold by Index Ventures VI Parallel Entrepreneur Fund (Jersey) LP ("Index Ventures VI Parallel") and 3,354 shares sold by Yucca (Jersey) SLP ("Yucca"). Index Venture IV GP is the Index Ventures IV Parallel and Index Ventures IV (Jersey) LP ("Index Ventures IV"). On September 12, 2019, each of Index Ventures IV and Index Ventures VI (Jersey) LP ("Index Ventures VI") distributed to their respective partners (and in the case of Index Ventures IV, to its general partner), (Continued from footnote 1) for no consideration 295,177 shares (of which 77,115 shares were received by Index Venture IV GP) and 611,793 shares representing each such partner's pro rata interest in the shares held by Index Ventures IV and Index Ventures VI, respectively. The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. These shares were sold in multiple transactions at prices ranging from $94.47 - $95.43, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Represents 656,093, 81,636, 1,446,236, 37,557, 53,281 and 31,621 shares held directly by Index Ventures IV, Index Ventures IV Parallel and, together with Index Ventures IV, Index Ventures VI and Index Ventures VI Parallel, the "Index Funds"), Index Ventures VI, Index Ventures VI Parallel, Index Venture IV GP and Yucca (Jersey) SLP ("Yucca"). Yucca is an Index co-investment vehicle that is contractually required to mirror the Index Funds' investment in the shares. Represents 1,193 shares sold by Index Venture IV GP, 434 shares sold by Index Ventures IV Parallel, 199 shares sold by Index Ventures VI Parallel and 168 shares sold by Yucca. These shares were sold in multiple transactions at prices ranging from $95.62 - $96.13, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Represents 656,093, 81,202, 1,446,236, 37,358, 52,088 and 31,453 shares held directly by Index Ventures IV, Index Ventures IV Parallel, Index Ventures VI, Index Ventures VI Parallel, Index Venture IV GP and Yucca. Mr. Volpi is co-president of Index Ventures (US) Inc. which provides certain consultancy services to the Index Funds' affiliates. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Represents 40,243 shares sold by Index Venture IV GP, 14,621 shares sold by Index Ventures IV Parallel, 6,727 shares sold by Index Ventures VI Parallel and 5,663 shares sold by Yucca. These shares were sold in multiple transactions at prices ranging from $94.40 - $95.39, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Represents 656,093, 66,581, 1,446,236, 30,631, 11,845 and 25,790 shares held directly by Index Ventures IV, Index Ventures IV Parallel, Index Ventures VI, Index Ventures VI Parallel, Index Venture IV GP and Yucca. Represents 11,845 shares sold by Index Venture IV GP, 4,304 shares sold by Index Ventures IV Parallel, 1,980 shares sold by Index Ventures VI Parallel and 1,667 shares sold by Yucca. These shares were sold in multiple transactions at prices ranging from $95.40 - $96.01, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Represents 656,093, 62,277, 1,446,236, 28,651 and 24,123 shares held directly by Index Ventures IV, Index Ventures IV Parallel, Index Ventures VI, Index Ventures VI Parallel and Yucca. Represents shares received in the distribution described in footnotes (1) and (2) above. These shares are held by the Volpi-Cupzl Family Trust. The Reporting Person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any. /s/ Michael Volpi 2019-09-16