0001085146-16-004004.txt : 20160719 0001085146-16-004004.hdr.sgml : 20160719 20160719170206 ACCESSION NUMBER: 0001085146-16-004004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160719 DATE AS OF CHANGE: 20160719 EFFECTIVENESS DATE: 20160719 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Evanson Asset Management, LLC CENTRAL INDEX KEY: 0001626379 IRS NUMBER: 201947121 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16439 FILM NUMBER: 161773949 BUSINESS ADDRESS: STREET 1: 3483 GREENFIELD PLACE CITY: CARMEL STATE: CA ZIP: 93923 BUSINESS PHONE: 831-333-2060 MAIL ADDRESS: STREET 1: 3483 GREENFIELD PLACE CITY: CARMEL STATE: CA ZIP: 93923 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001626379 XXXXXXXX 06-30-2016 06-30-2016 false Evanson Asset Management, LLC

3483 GREENFIELD PLACE CARMEL CA 93923

13F HOLDINGS REPORT 028-16439 N Kim Adams 831-333-2060 /s/ Kim Adams Monterey CA 07-19-2016 0 201 330681 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 437 2496 SH SOLE 0 0 2496 ABBOTT LABS COM 002824100 400 10169 SH SOLE 0 0 10169 ABBVIE INC COM 00287Y109 600 9692 SH SOLE 0 0 9692 ABERDEEN ASIA PACIFIC INCOM COM 003009107 5999 1197317 SH SOLE 10388 0 1186929 ADAMS DIVERSIFIED EQUITY FD COM 006212104 209 16476 SH SOLE 0 0 16476 AETNA INC NEW COM 00817Y108 238 1951 SH SOLE 0 0 1951 ALARM COM HLDGS INC COM 011642105 7474 291600 SH SOLE 0 0 291600 ALLSTATE CORP COM 020002101 361 5165 SH SOLE 0 0 5165 ALPHABET INC CAP STK CL C 02079K107 4885 7058 SH SOLE 0 0 7058 ALPHABET INC CAP STK CL A 02079K305 4621 6569 SH SOLE 0 0 6569 ALPS ETF TR ALERIAN MLP 00162Q866 627 49326 SH SOLE 0 0 49326 ALTRIA GROUP INC COM 02209S103 2067 29979 SH SOLE 0 0 29979 AMAZON COM INC COM 023135106 744 1040 SH SOLE 0 0 1040 AMERICAN AIRLS GROUP INC COM 02376R102 712 25148 SH SOLE 0 0 25148 AMERICAN EXPRESS CO COM 025816109 327 5383 SH SOLE 0 0 5383 AMGEN INC COM 031162100 211 1388 SH SOLE 100 0 1288 APPLE INC COM 037833100 12525 131015 SH SOLE 0 0 131015 AT&T INC COM 00206R102 761 17604 SH SOLE 0 0 17604 BANK AMER CORP 7.25%CNV PFD L 060505682 293 245 SH SOLE 0 0 245 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3834 26479 SH SOLE 0 0 26479 BOEING CO COM 097023105 223 1719 SH SOLE 0 0 1719 CALPINE CORP COM NEW 131347304 162 11008 SH SOLE 0 0 11008 CAMBRIA ETF TR SHSHLD YIELD ETF 132061201 463 16393 SH SOLE 0 0 16393 CAMECO CORP COM 13321L108 132 12000 SH SOLE 0 0 12000 CENTRAL FD CDA LTD CL A 153501101 9572 688649 SH SOLE 6700 0 681949 CHEVRON CORP NEW COM 166764100 1082 10322 SH SOLE 0 0 10322 CISCO SYS INC COM 17275R102 3225 112412 SH SOLE 448 0 111964 COCA COLA CO COM 191216100 445 9814 SH SOLE 0 0 9814 COLGATE PALMOLIVE CO COM 194162103 869 11866 SH SOLE 0 0 11866 COMMERCE BANCSHARES INC COM 200525103 226 4711 SH SOLE 0 0 4711 COPART INC COM 217204106 493 10064 SH SOLE 0 0 10064 CORBUS PHARMACEUTICALS HLDGS COM 21833P103 60 20000 SH SOLE 0 0 20000 CORCEPT THERAPEUTICS INC COM 218352102 124 22800 SH SOLE 0 0 22800 COVISINT CORP COM 22357R103 116 53000 SH SOLE 0 0 53000 CURRENCYSHARES AUSTRALIAN DL AUSTRALIAN DOL 23129U101 2407 32254 SH SOLE 0 0 32254 CURRENCYSHARES CDN DLR TR CDN DOLLAR SHS 23129X105 1267 16527 SH SOLE 0 0 16527 CURRENCYSHARES SWISS FRANC T SWISS FRANC SH 23129V109 1107 11263 SH SOLE 0 0 11263 DBX ETF TR XTRAK MSCI EAFE 233051200 257 10270 SH SOLE 0 0 10270 DISNEY WALT CO COM DISNEY 254687106 231 2363 SH SOLE 0 0 2363 DOMINION DIAMOND CORP COM 257287102 113 12750 SH SOLE 0 0 12750 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 785 54606 SH SOLE 0 0 54606 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 332 8711 SH SOLE 0 0 8711 ENTERPRISE PRODS PARTNERS L COM 293792107 3171 108366 SH SOLE 0 0 108366 ETFS PLATINUM TR SH BEN INT 26922V101 244 2468 SH SOLE 0 0 2468 EVOLENT HEALTH INC CL A 30050B101 192 10000 SH SOLE 0 0 10000 EXXON MOBIL CORP COM 30231G102 3392 36183 SH SOLE 0 0 36183 FACEBOOK INC CL A 30303M102 39240 343369 SH SOLE 0 0 343369 FIRST INDUSTRIAL REALTY TRUS COM 32054K103 380 13650 SH SOLE 0 0 13650 GENERAL ELECTRIC CO COM 369604103 1182 37551 SH SOLE 0 0 37551 HALLIBURTON CO COM 406216101 445 9815 SH SOLE 0 0 9815 ILLINOIS TOOL WKS INC COM 452308109 262 2515 SH SOLE 0 0 2515 INTEL CORP COM 458140100 562 17139 SH SOLE 400 0 16739 INTERNATIONAL BUSINESS MACHS COM 459200101 618 4075 SH SOLE 0 0 4075 ISHARES GOLD TRUST ISHARES 464285105 3117 244244 SH SOLE 0 0 244244 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 1015 65385 SH SOLE 0 0 65385 ISHARES SILVER TRUST ISHARES 46428Q109 566 31691 SH SOLE 0 0 31691 ISHARES TR CORE S&P TTL STK 464287150 411 4320 SH SOLE 0 0 4320 ISHARES TR SELECT DIVID ETF 464287168 2621 30734 SH SOLE 0 0 30734 ISHARES TR TIPS BD ETF 464287176 1419 12165 SH SOLE 0 0 12165 ISHARES TR CORE S&P500 ETF 464287200 1872 8892 SH SOLE 0 0 8892 ISHARES TR CORE US AGGBD ET 464287226 359 3188 SH SOLE 0 0 3188 ISHARES TR MSCI EMG MKT ETF 464287234 820 23852 SH SOLE 0 0 23852 ISHARES TR IBOXX INV CP ETF 464287242 299 2437 SH SOLE 0 0 2437 ISHARES TR GLOBAL ENERG ETF 464287341 243 7512 SH SOLE 0 0 7512 ISHARES TR 1-3 YR TR BD ETF 464287457 417 4882 SH SOLE 0 0 4882 ISHARES TR MSCI EAFE ETF 464287465 1805 32335 SH SOLE 0 0 32335 ISHARES TR CORE S&P MCP ETF 464287507 536 3588 SH SOLE 0 0 3588 ISHARES TR NASDQ BIOTEC ETF 464287556 388 1509 SH SOLE 0 0 1509 ISHARES TR COHEN&STEER REIT 464287564 977 9028 SH SOLE 0 0 9028 ISHARES TR RUS 1000 VAL ETF 464287598 1912 18526 SH SOLE 0 0 18526 ISHARES TR S&P MC 400GR ETF 464287606 442 2613 SH SOLE 0 0 2613 ISHARES TR RUS 1000 GRW ETF 464287614 1633 16272 SH SOLE 0 0 16272 ISHARES TR RUS 1000 ETF 464287622 1070 9150 SH SOLE 0 0 9150 ISHARES TR RUS 2000 VAL ETF 464287630 1057 10861 SH SOLE 0 0 10861 ISHARES TR RUS 2000 GRW ETF 464287648 309 2250 SH SOLE 0 0 2250 ISHARES TR RUSSELL 2000 ETF 464287655 1664 14475 SH SOLE 0 0 14475 ISHARES TR RUSSELL 3000 ETF 464287689 534 4303 SH SOLE 0 0 4303 ISHARES TR U.S. UTILITS ETF 464287697 1935 14744 SH SOLE 0 0 14744 ISHARES TR S&P MC 400VL ETF 464287705 366 2861 SH SOLE 0 0 2861 ISHARES TR DOW JONES US ETF 464287846 1042 9958 SH SOLE 0 0 9958 ISHARES TR SP SMCP600VL ETF 464287879 4315 36931 SH SOLE 0 0 36931 ISHARES TR 3YRTB ETF 464288125 933 11381 SH SOLE 0 0 11381 ISHARES TR EAFE SML CP ETF 464288273 1021 21166 SH SOLE 0 0 21166 ISHARES TR NATIONAL MUN ETF 464288414 641 5629 SH SOLE 0 0 5629 ISHARES TR INTL SEL DIV ETF 464288448 418 14587 SH SOLE 0 0 14587 ISHARES TR INTERM CR BD ETF 464288638 468 4204 SH SOLE 0 0 4204 ISHARES TR 1-3 YR CR BD ETF 464288646 586 5524 SH SOLE 0 0 5524 ISHARES TR U.S. PFD STK ETF 464288687 240 6021 SH SOLE 0 0 6021 ISHARES TR GLOB UTILITS ETF 464288711 384 7791 SH SOLE 0 0 7791 ISHARES TR MICRO-CAP ETF 464288869 967 13670 SH SOLE 0 0 13670 ISHARES TR EAFE VALUE ETF 464288877 860 20025 SH SOLE 0 0 20025 ISHARES TR EAFE GRWTH ETF 464288885 476 7275 SH SOLE 0 0 7275 ISHARES TR MIN VOL EAFE ETF 46429B689 413 6221 SH SOLE 0 0 6221 JACOBS ENGR GROUP INC DEL COM 469814107 299 6000 SH SOLE 0 0 6000 JAMES HARDIE INDS PLC SPONSORED ADR 47030M106 767 50000 SH SOLE 0 0 50000 JOHNSON & JOHNSON COM 478160104 4125 34003 SH SOLE 0 0 34003 JPMORGAN CHASE & CO COM 46625H100 309 4969 SH SOLE 0 0 4969 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 394 12385 SH SOLE 0 0 12385 KEMPHARM INC COM 488445107 68 17094 SH SOLE 0 0 17094 KINDER MORGAN INC DEL COM 49456B101 1826 97568 SH SOLE 0 0 97568 KINDRED BIOSCIENCES INC COM 494577109 59 16545 SH SOLE 0 0 16545 KRAFT HEINZ CO COM 500754106 266 3011 SH SOLE 0 0 3011 LAZARD LTD SHS A G54050102 663 22261 SH SOLE 0 0 22261 LILLY ELI & CO COM 532457108 390 4954 SH SOLE 0 0 4954 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 668 8790 SH SOLE 0 0 8790 MARRONE BIO INNOVATIONS INC COM 57165B106 21 26000 SH SOLE 0 0 26000 MCDONALDS CORP COM 580135101 502 4174 SH SOLE 0 0 4174 MCKESSON CORP COM 58155Q103 798 4273 SH SOLE 0 0 4273 MEDICINOVA INC COM NEW 58468P206 113 15000 SH SOLE 0 0 15000 MERCK & CO INC COM 58933Y105 305 5289 SH SOLE 0 0 5289 MICROSOFT CORP COM 594918104 1284 25092 SH SOLE 0 0 25092 MONDELEZ INTL INC CL A 609207105 348 7651 SH SOLE 0 0 7651 NUVEEN CALIF MUNICPAL VALU F COM 6706EB106 326 18300 SH SOLE 0 0 18300 NUVEEN INVT QUALITY MUN FD I COM 67062E103 167 10000 SH SOLE 0 0 10000 OLD NATL BANCORP IND COM 680033107 205 16371 SH SOLE 0 0 16371 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 2843 70963 SH SOLE 0 0 70963 ORACLE CORP COM 68389X105 295 7209 SH SOLE 0 0 7209 PFIZER INC COM 717081103 469 13320 SH SOLE 0 0 13320 PHILIP MORRIS INTL INC COM 718172109 1453 14283 SH SOLE 0 0 14283 PIMCO ETF TR 1-5 US TIP IDX 72201R205 295 5581 SH SOLE 0 0 5581 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 326 21257 SH SOLE 0 0 21257 POWERSHARES DB G10 CURCY HAR COM UT BEN INT 73935Y102 263 10875 SH SOLE 0 0 10875 POWERSHARES ETF TR II PFD PORTFOLIO 73936T565 254 16639 SH SOLE 0 0 16639 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 225 11750 SH SOLE 0 0 11750 POWERSHARES ETF TRUST S&P 500 QLTY PRT 73935X682 453 18255 SH SOLE 0 0 18255 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 405 3769 SH SOLE 0 0 3769 POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD 73936B408 343 15553 SH SOLE 0 0 15553 POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 262 28562 SH SOLE 0 0 28562 PROCTER & GAMBLE CO COM 742718109 536 6328 SH SOLE 0 0 6328 PUTNAM MANAGED MUN INCOM TR COM 746823103 142 17682 SH SOLE 0 0 17682 RYDEX ETF TRUST GUG S&P500 PU VA 78355W304 365 7149 SH SOLE 0 0 7149 SCHLUMBERGER LTD COM 806857108 913 11544 SH SOLE 0 0 11544 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 200 3980 SH SOLE 0 0 3980 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 483 9707 SH SOLE 0 0 9707 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 255 4720 SH SOLE 0 0 4720 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 243 11419 SH SOLE 0 0 11419 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 404 9752 SH SOLE 0 0 9752 SCHWAB STRATEGIC TR US REIT ETF 808524847 539 12397 SH SOLE 0 0 12397 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 513 7524 SH SOLE 0 0 7524 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 630 12006 SH SOLE 0 0 12006 SIRIUS XM HLDGS INC COM 82968B103 100 25401 SH SOLE 0 0 25401 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 705 22622 SH SOLE 0 0 22622 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 277 5495 SH SOLE 0 0 5495 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 351 9969 SH SOLE 0 0 9969 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 384 12618 SH SOLE 0 0 12618 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 331 11375 SH SOLE 0 0 11375 SPDR S&P 500 ETF TR TR UNIT 78462F103 4716 24511 SH SOLE 0 0 24511 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 413 1519 SH SOLE 0 0 1519 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 32356 2946784 SH SOLE 26928 0 2919856 SPX CORP COM 784635104 322 21712 SH SOLE 0 0 21712 SPX FLOW INC COM 78469X107 566 21712 SH SOLE 0 0 21712 STARBUCKS CORP COM 855244109 280 4904 SH SOLE 0 0 4904 STATE STR CORP COM 857477103 431 8000 SH SOLE 0 0 8000 TEMPLETON GLOBAL INCOME FD COM 880198106 7149 1124055 SH SOLE 9784 0 1114271 TESLA MTRS INC COM 88160R101 269 1267 SH SOLE 0 0 1267 TREMOR VIDEO INC COM 89484Q100 104 56482 SH SOLE 0 0 56482 TWITTER INC COM 90184L102 214 12644 SH SOLE 0 0 12644 UNION PAC CORP COM 907818108 408 4677 SH SOLE 0 0 4677 UNITEDHEALTH GROUP INC COM 91324P102 201 1421 SH SOLE 0 0 1421 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 320 3638 SH SOLE 0 0 3638 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 2564 31630 SH SOLE 0 0 31630 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1339 15884 SH SOLE 0 0 15884 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 414 2156 SH SOLE 0 0 2156 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 261 2925 SH SOLE 0 0 2925 VANGUARD INDEX FDS REIT ETF 922908553 6065 68395 SH SOLE 0 0 68395 VANGUARD INDEX FDS SML CP GRW ETF 922908595 264 2134 SH SOLE 0 0 2134 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1310 12436 SH SOLE 0 0 12436 VANGUARD INDEX FDS LARGE CAP ETF 922908637 1095 11428 SH SOLE 0 0 11428 VANGUARD INDEX FDS GROWTH ETF 922908736 2064 19249 SH SOLE 0 0 19249 VANGUARD INDEX FDS VALUE ETF 922908744 1892 22263 SH SOLE 0 0 22263 VANGUARD INDEX FDS SMALL CP ETF 922908751 1986 17165 SH SOLE 0 0 17165 VANGUARD INDEX FDS TOTAL STK MKT 922908769 17001 158649 SH SOLE 0 0 158649 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 426 7875 SH SOLE 0 0 7875 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 531 5709 SH SOLE 0 0 5709 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 343 5908 SH SOLE 0 0 5908 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 674 15719 SH SOLE 0 0 15719 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2750 78063 SH SOLE 0 0 78063 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 1420 25473 SH SOLE 0 0 25473 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 1261 27031 SH SOLE 0 0 27031 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 544 11000 SH SOLE 0 0 11000 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1701 21045 SH SOLE 0 0 21045 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 209 2339 SH SOLE 0 0 2339 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 331 3975 SH SOLE 0 0 3975 VANGUARD STAR FD VG TL INTL STK F 921909768 690 15502 SH SOLE 0 0 15502 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 793 22440 SH SOLE 0 0 22440 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 1346 18836 SH SOLE 0 0 18836 VERIZON COMMUNICATIONS INC COM 92343V104 426 7624 SH SOLE 0 0 7624 WELLS FARGO & CO NEW COM 949746101 669 14131 SH SOLE 0 0 14131 WELLS FARGO & CO NEW PERP PFD CNV A 949746804 260 200 SH SOLE 0 0 200 WEYERHAEUSER CO COM 962166104 1128 37881 SH SOLE 0 0 37881 WILLIS TOWERS WATSON PUB LTD SHS G96629103 1495 12027 SH SOLE 0 0 12027 WISDOMTREE TR HIGH DIV FD 97717W208 12031 180326 SH SOLE 2038 0 178288 WISDOMTREE TR EMG MKTS SMCAP 97717W281 1616 41710 SH SOLE 0 0 41710 WISDOMTREE TR EMER MKT HIGH FD 97717W315 2942 83045 SH SOLE 361 0 82684 WISDOMTREE TR DIV EX-FINL FD 97717W406 440 5710 SH SOLE 0 0 5710 WISDOMTREE TR SMALLCAP DIVID 97717W604 5185 72360 SH SOLE 0 0 72360 WISDOMTREE TR INTL SMCAP DIV 97717W760 5000 89102 SH SOLE 0 0 89102 WISDOMTREE TR INTL LRGCAP DV 97717W794 1662 40164 SH SOLE 2155 0 38009 WISDOMTREE TR ITL HIGH DIV FD 97717W802 9390 257749 SH SOLE 0 0 257749 WISDOMTREE TR GLB HIGH DIV FD 97717W877 276 6634 SH SOLE 0 0 6634 WMIH CORP COM 92936P100 723 325453 SH SOLE 0 0 325453