0001899884-22-000002.txt : 20220106 0001899884-22-000002.hdr.sgml : 20220106 20220106180720 ACCESSION NUMBER: 0001899884-22-000002 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211223 FILED AS OF DATE: 20220106 DATE AS OF CHANGE: 20220106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Caine John CENTRAL INDEX KEY: 0001899884 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40994 FILM NUMBER: 22515959 MAIL ADDRESS: STREET 1: 55 HAWTHORNE STREET 2: 11TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NERDWALLET, INC. CENTRAL INDEX KEY: 0001625278 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 454180440 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 55 HAWTHORNE STREET STREET 2: 11TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-549-8913 MAIL ADDRESS: STREET 1: 55 HAWTHORNE STREET STREET 2: 11TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: NerdWallet, Inc. DATE OF NAME CHANGE: 20141114 3 1 wf-form3_164151042660583.xml FORM 3 X0206 3 2021-12-23 0 0001625278 NERDWALLET, INC. NRDS 0001899884 Caine John 55 HAWTHORNE STREET 11TH FLOOR SAN FRANCISCO CA 94105 0 1 0 0 Chief Product Officer Class A Common Stock 165962 D Employee Stock Options (right to buy) 15.01 2022-12-23 2031-12-22 Class A Common Stock 274014.0 D Represents Restricted Stock Units payable solely in Class A Common Stock of the Issuer. 25% of the shares subject to the option vest on the first anniversary measured from 12/23/21 Vesting Commencement Date("VCD") and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the Option will be fully vested on the fourth anniversary of the VCD. EXHIBIT LIST: EX-24 POA /s/ Kathy Lee, Attorney-In-Fact for John Caine 2022-01-06 EX-24 2 powerofattorneyformcaine.htm POWER OF ATTORNEY FOR JOHN CAINE

POWER OF ATTORNEY
Know all by these presents, that the undersigned hereby constitutes and appoints each of the following employees of NerdWallet, Inc. (the "Company"): E. M. Lysonge General Counsel, Aby Castro Sr. Corporate Counsel, Kathy Lee Sr. Paralegal, Bridgett Gatewood Sr. Manager of Legal Operations, and Steve Hwang Sr. Director of Financial Reporting, signing individually, the undersigned's true and lawful attorneys-in fact and agents to:
(1)
execute for and on behalf of the undersigned, in the undersigned's capacity as an officer, director and/or greater than 10% stockholder of the Company. Forms 3, 4 and 5 (including any amendments thereto) in accordance with Section 16(a) of the Securities Exchange Act of 1934, as amended and the rules thereunder;

(2)
do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Forms 3, 4 or 5 (including any amendments thereto) and timely file such forms with the U.S. Securities and Exchange Commission and any stock exchange or similar authority; and

(3)
take any other action of any nature whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in.fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion.


The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934, as amended.
This Power of Attorney shall remain in full force and effect until the earliest to occur of (a) the undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, (b) revocation by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact or ( c) as to any attorney-in-fact individually, until such attorney.in-fact is no longer employed by the Company or employed by or a partner at Cooley LLP, as applicable.
The undersigned has caused this Power of Attorney to be executed as of November 23, 2021.