0001437749-24-022341.txt : 20240708 0001437749-24-022341.hdr.sgml : 20240708 20240708215644 ACCESSION NUMBER: 0001437749-24-022341 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240703 FILED AS OF DATE: 20240708 DATE AS OF CHANGE: 20240708 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Levinson Mitchell E. CENTRAL INDEX KEY: 0001674465 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37744 FILM NUMBER: 241106226 MAIL ADDRESS: STREET 1: 3957 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PULSE BIOSCIENCES, INC. CENTRAL INDEX KEY: 0001625101 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 465696597 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3957 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 BUSINESS PHONE: 510-906-4600 MAIL ADDRESS: STREET 1: 3957 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 FORMER COMPANY: FORMER CONFORMED NAME: Pulse Biosciences, Inc. DATE OF NAME CHANGE: 20151210 FORMER COMPANY: FORMER CONFORMED NAME: Electroblate, Inc. DATE OF NAME CHANGE: 20141113 4 1 rdgdoc.xml FORM 4 X0508 4 2024-07-03 0001625101 PULSE BIOSCIENCES, INC. PLSE 0001674465 Levinson Mitchell E. 3957 POINT EDEN WAY HAYWARD CA 94545 1 Chief Strategy Officer 0 Common Stock 2024-07-03 4 X 0 3000 A 90880 D Common Stock 2024-07-03 4 X 0 1241 A 20000 I Spouse Common Stock 2024-07-03 4 X 0 322 A 7999 I Immediate Family Member 1 Common Stock 2024-07-03 4 X 0 322 A 8099 I Immediate Family Member 2 Common Stock 2024-07-03 4 X 0 322 A 8199 I Immediate Family Member 3 Warrant (right to buy) 11 2024-07-03 4 P 0 1500 A 2024-07-03 2029-07-03 Common Stock 1500 1500 D Warrant (right to buy) 11 2024-07-03 4 P 0 1500 A 2024-07-03 2029-07-03 Common Stock 1500 1500 D Warrant (right to buy) 11 2024-07-03 4 P 0 621 A 2024-07-03 2029-07-03 Common Stock 621 621 I Spouse Warrant (right to buy) 11 2024-07-03 4 P 0 621 A 2024-07-03 2029-07-03 Common Stock 621 621 I Spouse Warrant (right to buy) 11 2024-07-03 4 P 0 161 A 2024-07-03 2029-07-03 Common Stock 161 161 I Immediate Family Member 1 Warrant (right to buy) 11 2024-07-03 4 P 0 161 A 2024-07-03 2029-07-03 Common Stock 161 161 I Immediate Family Member 1 Warrant (right to buy) 11 2024-07-03 4 P 0 161 A 2024-07-03 2029-07-03 Common Stock 161 161 I Immediate Family Member 2 Warrant (right to buy) 11 2024-07-03 4 P 0 161 A 2024-07-03 2029-07-03 Common Stock 161 161 I Immediate Family Member 2 Warrant (right to buy) 11 2024-07-03 4 P 0 161 A 2024-07-03 2029-07-03 Common Stock 161 161 I Immediate Family Member 3 Warrant (right to buy) 11 2024-07-03 4 P 0 161 A 2024-07-03 2029-07-03 Common Stock 161 161 I Immediate Family Member 3 The Reporting Person acquired the shares of common stock and the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC. Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions. /s/ Kenneth B. Stratton, as Attorney-in-Fact 2024-07-08