0001624824-19-000004.txt : 20191031 0001624824-19-000004.hdr.sgml : 20191031 20191031085638 ACCESSION NUMBER: 0001624824-19-000004 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 TRACEY,SHERRY,LYNN, FILED AS OF DATE: 20191030 DATE AS OF CHANGE: 20191031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Phoenix Advisors, LLC CENTRAL INDEX KEY: 0001624824 IRS NUMBER: 201382044 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04439 FILM NUMBER: 191182247 BUSINESS ADDRESS: STREET 1: 625 FARNSWORTH AVENUE CITY: BORDENTOWN STATE: NJ ZIP: 08505 BUSINESS PHONE: 6309 291 0130 MAIL ADDRESS: STREET 1: 625 FARNSWORTH AVENUE CITY: BORDENTOWN STATE: NJ ZIP: 08505 MA-I/A 1 primary_doc.xml MA-I/A 0001624824 XXXXXXXX David B. Thompson 6092910130 dthompson@muniadvisors.com msquillante@muniadvisors.com N N Sherry Lynn Tracey N 1 0001624824 Phoenix Advisors, LLC 07-16-2004 N 12-12-2014 0001624824 LOCATED SUPERVISED 07-16-2004 4 WEST PARK STREET BORDENTOWN NJ 08505 Sherry Lynn Kling 07-2004 PHOENIX ADVISORS, LLC BORDENTOWN NJ 08505 Y N SENIOR MANAGING DIRECTOR N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 10-30-2019 David B Thompson CEO