0001624741-16-000006.txt : 20160512 0001624741-16-000006.hdr.sgml : 20160512 20160512145338 ACCESSION NUMBER: 0001624741-16-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160512 DATE AS OF CHANGE: 20160512 EFFECTIVENESS DATE: 20160512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PVG Asset Management CENTRAL INDEX KEY: 0001624741 IRS NUMBER: 841060461 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16561 FILM NUMBER: 161643251 BUSINESS ADDRESS: STREET 1: 24918 GENESEE TRAIL RD CITY: GOLDEN STATE: CO ZIP: 80401 BUSINESS PHONE: 3038747472 MAIL ADDRESS: STREET 1: 24918 GENESEE TRAIL RD CITY: GOLDEN STATE: CO ZIP: 80401 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001624741 XXXXXXXX 03-31-2016 03-31-2016 PVG Asset Management

24918 GENESEE TRAIL RD GOLDEN CO 80401

13F HOLDINGS REPORT 028-16561 N Patrick Adams 303-874-7474 Patrick Adams Golden CO 05-12-2016 0 66 255873167 false INFORMATION TABLE 2 PositionReport033116.xml ProShares UltraShort S&P 500 (sds) ETF 74347B300 44391436 2342556 SH SOLE 2342556 0 0 MEDLEY CAPITAL CORP (mcc) COM 58503F106 12270254 1859129 SH SOLE 1859129 0 0 PowerShares CEF Income ETF (pcef) COM 73936Q843 11348369 525630 SH SOLE 525630 0 0 SPDR S&P 500 TRUST ETF (spy) ETF 78462F103 9311700 45308 SH SOLE 45308 0 0 S&P 500 INDX (ivv) ETF 464287200 9284784 44930 SH SOLE 44930 0 0 Vanguard Index S&P 500 (voo) ETF 922908363 9234160 48972 SH SOLE 48972 0 0 Sr. Housing Properties Trust (snh) COM 81721M109 7551218 422091 SH SOLE 422091 0 0 Solar Capital Ltd. (slrc) COM 83413U100 7105544 411200 SH SOLE 411200 0 0 Communications Sales & Leasing Inc. (csal) COM 20341J104 7039499 316382 SH SOLE 316382 0 0 Whitestone REIT (wsr) COM 966084204 6166037 490536 SH SOLE 490536 0 0 LEXINGTON REALTY TRUST REIT (lxp) COM 529043101 5934103 690012 SH SOLE 690012 0 0 SELECT INCOME REIT (sir) ETF 81618T100 5896627 255819 SH SOLE 255819 0 0 Independence Realty Trust, Inc. (irt) COM 45378A106 5109112 717572 SH SOLE 717572 0 0 Royal Caribbean Cruises Ltd. (rcl) COM V7780T103 4893675 59570 SH SOLE 59570 0 0 Merck & Company Inc. (mrk) COM 58933Y105 4677256 88400 SH SOLE 88400 0 0 QUALCOMM INC (qcom) COM 747525103 4652717 90980 SH SOLE 90980 0 0 HATTERAS FINANCIAL CORP (hts) COM 41902R103 4615039 322730 SH SOLE 322730 0 0 TWO HARBORS INVT CORP (two) ADR 90187B101 4548852 572903 SH SOLE 572903 0 0 ASTRAZENECA PLC SPON ADR (azn) COM 046353108 4392875 155997 SH SOLE 155997 0 0 CYS INVESTMENTS INC (cys) COM 23281A307 4233207 520050 SH SOLE 520050 0 0 Invesco Mortgage Capital (ivr) COM 46131B100 3765337 309141 SH SOLE 309141 0 0 Cypress Semiconductor (cy) COM 232806109 3648988 421361 SH SOLE 421361 0 0 ERICSSON (LM) TEL-SP ADR NEW (eric) COM 294821608 3601682 359091 SH SOLE 359091 0 0 BANK OF AMERICA CORP (bac) COM 060505104 3577026 264573 SH SOLE 264573 0 0 Amgen (amgn) COM 031162100 3570433 23814 SH SOLE 23814 0 0 FIFTH THIRD BANCORP (fitb) COM 316773100 3471603 208005 SH SOLE 208005 0 0 CITIGROUP INC COM (c) COM 172967424 3416663 81836 SH SOLE 81836 0 0 WELLS FARGO COMPANY (wfc) COM 949746101 3294911 68133 SH SOLE 68133 0 0 Pfizer Inc. (pfe) COM 717081103 3280140 110666 SH SOLE 110666 0 0 BlackRock Kelso Capital Corp. (bkcc) COM 092533108 3101122 329556 SH SOLE 329556 0 0 Gap Inc. (gps) COM 364760108 2945880 100200 SH SOLE 100200 0 0 MACY'S INC (m) COM 55616P104 2828770 64159 SH SOLE 64159 0 0 Prospect Capital Corp. (psec) COM 74348T102 2572601 353865 SH SOLE 353865 0 0 General Electric Company (ge) COM 369604103 2565297 80695 SH SOLE 80695 0 0 Olin Corp. (oln) COM 680665205 2558045 147268 SH SOLE 147268 0 0 New Senior Investment Group Inc. (snr) COM 648691103 2458404 238680 SH SOLE 238680 0 0 CVS Health Corp (cvs) COM 126650100 2408921 23223 SH SOLE 23223 0 0 FIFTH STREET FINANCE CORP (fsc) COM 31678A103 2405418 479167 SH SOLE 479167 0 0 ISHARES S&P 500 ETF GROWTH (ivw) ETF 464287309 2360911 20372 SH SOLE 20372 0 0 KOHLS CORP (kss) COM 500255104 2331758 50027 SH SOLE 50027 0 0 JP Morgan Chase & Co Alerian MLP (amj) COM 46625H365 2322019 85715 SH SOLE 85715 0 0 GLAXOSMITHKLINE PLC-ADR (gsk) COM 37733W105 2265528 55870 SH SOLE 55870 0 0 WindStream Corp (win) COM 97382A101 2234718 290979 SH SOLE 290979 0 0 Caterpillar Inc. (cat) COM 149123101 2210092 28875 SH SOLE 28875 0 0 Telefonica, S.A. (tef) COM 879382208 1546068 138910 SH SOLE 138910 0 0 AT&T, Inc.(t) COM 00206R102 1453158 37098 SH SOLE 37098 0 0 Fibria Celulose S.A.(fbr) COM 31573A109 1425912 168150 SH SOLE 168150 0 0 Verizon Communications (vz) COM 92343v104 1415353 26171 SH SOLE 26171 0 0 SECTOR SPDR ETF TECHNOLOGY (xlk) ETF 81369Y803 1200647 27066 SH SOLE 27066 0 0 SPDR Semiconductor ETF (xsd) ETF 78464A862 1160489 26055 SH SOLE 26055 0 0 TPG Specialty Lending Inc. (tslx) COM 87265K102 1140713 70720 SH SOLE 70720 0 0 ISHARES ETF NORTH AMERICAN TECH-SO (igv) ETF 464287515 1052504 10455 SH SOLE 10455 0 0 Horizon Technology Finance Corp (hrzn) COM 44045A102 703740 60615 SH SOLE 60615 0 0 ISHARES NASDAQ BIOTECH (ibb) ETF 464287556 661153 2535 SH SOLE 2535 0 0 Short S&P500 ProShares (sh) ETF 74347R503 416506 20407 SH SOLE 20407 0 0 Ishares US Medical Devices (ihi) ETF 464288810 360091 2940 SH SOLE 2940 0 0 Credit Suisse High Yield Bond Fund (dhy) BOND 22544F103 297180 132080 SH SOLE 132080 0 0 ISHARES ETF 1-3 YR TREASURY BOND (shy) ETF 464287457 264273 3108 SH SOLE 3108 0 0 CEF Managed High Yield Fd (hyf) BOND 561911108 224226 125970 SH SOLE 125970 0 0 Pacholder High Yield Fd (phf) BOND 693742108 177641 27975 SH SOLE 27975 0 0 First Tr Strategic High Income Fd (fhy) BOND 337353304 166559 14649 SH SOLE 14649 0 0 Pimco High Income Fund (phk) BOND 723456109 160959 18065 SH SOLE 18065 0 0 Wells Fargo Adv (ead) COM 94987b105 96366 12730 SH SOLE 12730 0 0 TICC Capital Corp (ticc) COM 87244T109 64286 13393 SH SOLE 13393 0 0 Bebe Stores, Inc. (bebe) COM 75571109 24603 44750 SH SOLE 44750 0 0 UQM Technologies Inc. (uqm) COM 903213106 8009 14000 SH SOLE 14000 0 0