The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ProShares UltraShort S&P 500 | ETF | 74347b300 | 57,152,922 | 2,713,814 | SH | SOLE | 0 | 2,713,814 | 0 | ||
| MEDLEY CAPITAL CORP | COM | 58503F106 | 17,512,970 | 1,965,541 | SH | SOLE | 0 | 1,965,541 | 0 | ||
| PowerShares CEF Income ETF | ETF | 73936q843 | 15,471,981 | 677,703 | SH | SOLE | 0 | 677,703 | 0 | ||
| General Electric Company | COM | 369604103 | 11,927,538 | 448,910 | SH | SOLE | 0 | 448,910 | 0 | ||
| PENNANTPARK INVSTMNT CRP | COM | 708062104 | 10,331,643 | 1,176,724 | SH | SOLE | 0 | 1,176,724 | 0 | ||
| FIFTH STREET FINANCE CORP (fsc) | COM | 31678A103 | 8,086,359 | 1,234,558 | SH | SOLE | 0 | 1,234,558 | 0 | ||
| Prospect Capital Corp. (psec) | COM | 74348T102 | 7,985,187 | 1,083,471 | SH | SOLE | 0 | 1,083,471 | 0 | ||
| SPDR S&P 500 TRUST ETF (spy) | ETF | 78462F103 | 7,637,035 | 37,100 | SH | SOLE | 0 | 37,100 | 0 | ||
| S&P 500 INDX (ivv) | ETF | 464287200 | 7,621,551 | 36,780 | SH | SOLE | 0 | 36,780 | 0 | ||
| Vanguard Index S&P 500 (voo) | ETF | 922908363 | 7,468,622 | 39,550 | SH | SOLE | 0 | 39,550 | 0 | ||
| Verizon Communications (vz) | COM | 92343v104 | 7,079,216 | 151,881 | SH | SOLE | 0 | 151,881 | 0 | ||
| SELECT SECTOR SPDR TRUST ENERG (xle) | ETF | 81369y506 | 7,036,479 | 93,620 | SH | SOLE | 0 | 93,620 | 0 | ||
| ALPS ALERIAN MLP ETF (amlp) | COM | 00162Q866 | 6,896,378 | 443,212 | SH | SOLE | 0 | 443,212 | 0 | ||
| Invesco Mortgage Capital (ivr) | COM | 46131b100 | 6,750,619 | 471,412 | SH | SOLE | 0 | 471,412 | 0 | ||
| Solar Capital Ltd. (slrc) | COM | 83413U100 | 6,164,432 | 342,468 | SH | SOLE | 0 | 342,468 | 0 | ||
| AT&T, Inc.(t) | COM | 00206r102 | 5,965,328 | 167,942 | SH | SOLE | 0 | 167,942 | 0 | ||
| BlackRock Kelso Capital Corp. (bkcc) | COM | 092533108 | 5,958,643 | 651,930 | SH | SOLE | 0 | 651,930 | 0 | ||
| Independence Realty Trust, Inc. (irt) | COM | 45378A106 | 5,955,782 | 790,940 | SH | SOLE | 0 | 790,940 | 0 | ||
| Sr. Housing Properties Trust (snh) | COM | 81721m109 | 5,944,227 | 338,702 | SH | SOLE | 0 | 338,702 | 0 | ||
| HEWLETT-PACKARD COMPANY (hpq) | COM | 428236103 | 5,183,943 | 172,740 | SH | SOLE | 0 | 172,740 | 0 | ||
| ERICSSON (LM) TEL-SP ADR NEW (eric) | COM | 294821608 | 5,181,267 | 496,290 | SH | SOLE | 0 | 496,290 | 0 | ||
| Cypress Semiconductor (cy) | COM | 232806109 | 5,057,893 | 430,093 | SH | SOLE | 0 | 430,093 | 0 | ||
| CYS INVESTMENTS INC (cys) | COM | 23281A307 | 5,027,336 | 650,367 | SH | SOLE | 0 | 650,367 | 0 | ||
| Fifth Street Ser Floating Rate Corp (fsfr) | COM | 31679F101 | 4,371,726 | 474,156 | SH | SOLE | 0 | 474,156 | 0 | ||
| Communications Sales & Leasing Inc. (csal) | COM | 97382a101 | 4,342,686 | 175,675 | SH | SOLE | 0 | 175,675 | 0 | ||
| FIFTH THIRD BANCORP (fitb) | COM | 316773100 | 4,221,546 | 202,764 | SH | SOLE | 0 | 202,764 | 0 | ||
| CITIGROUP INC COM (c) | COM | 172967424 | 4,016,889 | 72,717 | SH | SOLE | 0 | 72,717 | 0 | ||
| BANK OF AMERICA CORP (bac) | COM | 060505104 | 3,957,717 | 232,533 | SH | SOLE | 0 | 232,533 | 0 | ||
| The Dow Chemical Company (dow) | COM | 260543103 | 3,871,624 | 75,662 | SH | SOLE | 0 | 75,662 | 0 | ||
| American Cap Mortgage (mtge) | COM | 02504A104 | 3,840,654 | 240,191 | SH | SOLE | 0 | 240,191 | 0 | ||
| American Movil SA (amx) | COM | 02364w105 | 3,782,098 | 177,480 | SH | SOLE | 0 | 177,480 | 0 | ||
| TICC Capital Corp (ticc) | COM | 87244t109 | 3,732,351 | 555,409 | SH | SOLE | 0 | 555,409 | 0 | ||
| Telefonica, S.A. (tef) | COM | 879382208 | 3,717,610 | 261,803 | SH | SOLE | 0 | 261,803 | 0 | ||
| WAL-MART STORES INC (wmt) | COM | 931142103 | 3,575,723 | 50,412 | SH | SOLE | 0 | 50,412 | 0 | ||
| Merck & Company Inc. (mrk) | COM | 58933Y105 | 3,564,785 | 62,617 | SH | SOLE | 0 | 62,617 | 0 | ||
| TWO HARBORS INVT CORP (two) | COM | 90187B101 | 3,510,558 | 360,427 | SH | SOLE | 0 | 360,427 | 0 | ||
| DISCOVER FINANCIAL (dfs) | COM | 254709108 | 3,459,399 | 60,038 | SH | SOLE | 0 | 60,038 | 0 | ||
| THE SOUTHERN COMPANY (so) | COM | 842587107 | 3,364,886 | 80,307 | SH | SOLE | 0 | 80,307 | 0 | ||
| Apollo Investment Corp (ainv) | COM | 03761u106 | 3,256,579 | 459,968 | SH | SOLE | 0 | 459,968 | 0 | ||
| WindStream Corp (win) | COM | 97382a200 | 2,873,705 | 450,424 | SH | SOLE | 0 | 450,424 | 0 | ||
| Whitestone REIT (wsr) | COM | 966084204 | 2,680,388 | 205,867 | SH | SOLE | 0 | 205,867 | 0 | ||
| KOHLS CORP (kss) | COM | 500255104 | 1,740,314 | 27,796 | SH | SOLE | 0 | 27,796 | 0 | ||
| TELEFONICA BRASIL SA SPONSORED ADR (viv) | COM | 87936R106 | 1,642,165 | 117,887 | SH | SOLE | 0 | 117,887 | 0 | ||
| ISHARES S&P 500 ETF GROWTH (ivw) | ETF | 464287309 | 1,229,688 | 10,800 | SH | SOLE | 0 | 10,800 | 0 | ||
| HEALTH CARE SELECT SPDR (xlv) | ETF | 81369Y209 | 1,220,739 | 16,410 | SH | SOLE | 0 | 16,410 | 0 | ||
| iShares Tr MSCI ACWI ETF (acwi) | ETF | 464288257 | 1,131,630 | 19,035 | SH | SOLE | 0 | 19,035 | 0 | ||
| ISHARES MSCI ETF EMERGING MARKETS (eem) | ETF | 464287234 | 1,086,974 | 27,435 | SH | SOLE | 0 | 27,435 | 0 | ||
| ISHARES ETF NORTH AMERICAN TECH-SO (igv) | ETF | 464287515 | 960,681 | 9,658 | SH | SOLE | 0 | 9,658 | 0 | ||
| IShares S&P Global Telecommunictions (ixp) | ETF | 464287275 | 805,023 | 12,955 | SH | SOLE | 0 | 12,955 | 0 | ||
| ISHARES ETF S&P SMALL CAP 600 VALUE (ijs) | ETF | 464287879 | 690,073 | 5,860 | SH | SOLE | 0 | 5,860 | 0 | ||
| Short S&P500 ProShares (sh) | ETF | 74347R503 | 623,533 | 29,219 | SH | SOLE | 0 | 29,219 | 0 | ||
| Solar Senior Capital Ltd. (suns) | COM | 83416m105 | 379,196 | 24,045 | SH | SOLE | 0 | 24,045 | 0 | ||
| SPDR DOW JONES INDL ETF (dia) | ETF | 78467X109 | 243,510 | 1,385 | SH | SOLE | 0 | 1,385 | 0 | ||
| Babson Cap Global Short Duration (bgh) | BOND | 05617T100 | 200,198 | 10,035 | PRN | SOLE | 0 | 10,035 | 0 | ||
| Pimco High Income Fund (phk) | BOND | 723456109 | 190,485 | 19,125 | PRN | SOLE | 0 | 19,125 | 0 | ||
| Avenue Income Credit Strategies (acp) | COM | 05358e106 | 185,014 | 13,020 | SH | SOLE | 0 | 13,020 | 0 | ||
| Ishares Tr Real Estate (rem) | ETF | 464288539 | 179,119 | 16,930 | SH | SOLE | 0 | 16,930 | 0 | ||
| Eaton Vance Tax-Advantaged FD (exd) | COM | 27829M103 | 137,643 | 10,670 | SH | SOLE | 0 | 10,670 | 0 | ||
| Wells Fargo Adv (ead) | COM | 94987b105 | 137,075 | 16,575 | SH | SOLE | 0 | 16,575 | 0 | ||
| Credit Suisse High Yield Bond Fund (dhy) | BOND | 22544f103 | 88,171 | 34,175 | PRN | SOLE | 0 | 34,175 | 0 | ||
| Kcap Financial Inc. (kcap) | COM | 500233101 | 71,730 | 11,995 | SH | SOLE | 0 | 11,995 | 0 | ||
| Full Circle Cap Corp (full) | COM | 359671104 | 60,761 | 17,020 | SH | SOLE | 0 | 17,020 | 0 | ||
| Bankers Tr Corptr IV Sub (066365bx4) | BOND | 066365bx4 | 25,513 | 25,000 | PRN | SOLE | 0 | 25,000 | 0 | ||
| Qualcomm Inc Fxd Rt (747525ad5) | BOND | 747525ad5 | 14,989 | 15,000 | PRN | SOLE | 0 | 15,000 | 0 | ||
| UQM Technologies Inc. (uqm) | COM | 903213106 | 12,040 | 14,000 | SH | SOLE | 0 | 14,000 | 0 | ||
| Potlatch Corp New GTD (737630AB9) | BOND | 737630ab9 | 11,300 | 10,000 | PRN | SOLE | 0 | 10,000 | 0 | ||
| Manulife Finl Corp Sr (56501RAB2) | BOND | 56501rab2 | 11,082 | 10,000 | PRN | SOLE | 0 | 10,000 | 0 | ||
| Shell International Fin Bv (822582AJ1) | BOND | 822582aj1 | 10,888 | 10,000 | PRN | SOLE | 0 | 10,000 | 0 | ||
| Applied Matls Inc (038222AF2) | BOND | 038222af2 | 10,688 | 10,000 | PRN | SOLE | 0 | 10,000 | 0 | ||
| Golman Sachs Group Inc (38141geu4) | BOND | 38141gey4 | 10,589 | 10,000 | PRN | SOLE | 0 | 10,000 | 0 | ||
| Ebay Inc. 3.25% Due 10/15/20 (278642ac7) | BOND | 278642ac7 | 10,284 | 10,000 | PRN | SOLE | 0 | 10,000 | 0 | ||
| Mississippi Power Co (605417BX1) | BOND | 605417bx1 | 10,168 | 10,000 | PRN | SOLE | 0 | 10,000 | 0 | ||
| Oracle Corp (68389XAQ8) | BOND | 68389xaq5 | 10,141 | 10,000 | PRN | SOLE | 0 | 10,000 | 0 | ||
| General Elec Cap Corp (36966THX3) | BOND | 36966thx3 | 10,061 | 10,000 | PRN | SOLE | 0 | 10,000 | 0 | ||
| BB&T Corp Sr Medium Term Notes (05531fam5) | BOND | 05531fam5 | 9,944 | 10,000 | PRN | SOLE | 0 | 10,000 | 0 | ||
| Clancy Systems Intl (clsi) | COM | 05617T100 | 1,760 | 800,000 | SH | SOLE | 0 | 800,000 | 0 | ||