0001624741-15-000003.txt : 20150806 0001624741-15-000003.hdr.sgml : 20150806 20150806145427 ACCESSION NUMBER: 0001624741-15-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150806 DATE AS OF CHANGE: 20150806 EFFECTIVENESS DATE: 20150806 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PVG Asset Management CENTRAL INDEX KEY: 0001624741 IRS NUMBER: 841060461 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16561 FILM NUMBER: 151032614 BUSINESS ADDRESS: STREET 1: 24918 GENESEE TRAIL RD CITY: GOLDEN STATE: CO ZIP: 80401 BUSINESS PHONE: 3038747472 MAIL ADDRESS: STREET 1: 24918 GENESEE TRAIL RD CITY: GOLDEN STATE: CO ZIP: 80401 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001624741 XXXXXXXX 06-30-2015 06-30-2015 PVG Asset Management

24918 GENESEE TRAIL RD GOLDEN CO 80401

13F HOLDINGS REPORT 028-16561 N Patrick Adams 303-874-7474 Patrick Adams Golden CO 08-06-2015 0 76 404416 false INFORMATION TABLE 2 PositionReportQ22015.xml ProShares UltraShort S&P 500 ETF 74347b300 57152922 2713814 SH SOLE 0 2713814 0 MEDLEY CAPITAL CORP COM 58503F106 17512970 1965541 SH SOLE 0 1965541 0 PowerShares CEF Income ETF ETF 73936q843 15471981 677703 SH SOLE 0 677703 0 General Electric Company COM 369604103 11927538 448910 SH SOLE 0 448910 0 PENNANTPARK INVSTMNT CRP COM 708062104 10331643 1176724 SH SOLE 0 1176724 0 FIFTH STREET FINANCE CORP (fsc) COM 31678A103 8086359 1234558 SH SOLE 0 1234558 0 Prospect Capital Corp. (psec) COM 74348T102 7985187 1083471 SH SOLE 0 1083471 0 SPDR S&P 500 TRUST ETF (spy) ETF 78462F103 7637035 37100 SH SOLE 0 37100 0 S&P 500 INDX (ivv) ETF 464287200 7621551 36780 SH SOLE 0 36780 0 Vanguard Index S&P 500 (voo) ETF 922908363 7468622 39550 SH SOLE 0 39550 0 Verizon Communications (vz) COM 92343v104 7079216 151881 SH SOLE 0 151881 0 SELECT SECTOR SPDR TRUST ENERG (xle) ETF 81369y506 7036479 93620 SH SOLE 0 93620 0 ALPS ALERIAN MLP ETF (amlp) COM 00162Q866 6896378 443212 SH SOLE 0 443212 0 Invesco Mortgage Capital (ivr) COM 46131b100 6750619 471412 SH SOLE 0 471412 0 Solar Capital Ltd. (slrc) COM 83413U100 6164432 342468 SH SOLE 0 342468 0 AT&T, Inc.(t) COM 00206r102 5965328 167942 SH SOLE 0 167942 0 BlackRock Kelso Capital Corp. (bkcc) COM 092533108 5958643 651930 SH SOLE 0 651930 0 Independence Realty Trust, Inc. (irt) COM 45378A106 5955782 790940 SH SOLE 0 790940 0 Sr. Housing Properties Trust (snh) COM 81721m109 5944227 338702 SH SOLE 0 338702 0 HEWLETT-PACKARD COMPANY (hpq) COM 428236103 5183943 172740 SH SOLE 0 172740 0 ERICSSON (LM) TEL-SP ADR NEW (eric) COM 294821608 5181267 496290 SH SOLE 0 496290 0 Cypress Semiconductor (cy) COM 232806109 5057893 430093 SH SOLE 0 430093 0 CYS INVESTMENTS INC (cys) COM 23281A307 5027336 650367 SH SOLE 0 650367 0 Fifth Street Ser Floating Rate Corp (fsfr) COM 31679F101 4371726 474156 SH SOLE 0 474156 0 Communications Sales & Leasing Inc. (csal) COM 97382a101 4342686 175675 SH SOLE 0 175675 0 FIFTH THIRD BANCORP (fitb) COM 316773100 4221546 202764 SH SOLE 0 202764 0 CITIGROUP INC COM (c) COM 172967424 4016889 72717 SH SOLE 0 72717 0 BANK OF AMERICA CORP (bac) COM 060505104 3957717 232533 SH SOLE 0 232533 0 The Dow Chemical Company (dow) COM 260543103 3871624 75662 SH SOLE 0 75662 0 American Cap Mortgage (mtge) COM 02504A104 3840654 240191 SH SOLE 0 240191 0 American Movil SA (amx) COM 02364w105 3782098 177480 SH SOLE 0 177480 0 TICC Capital Corp (ticc) COM 87244t109 3732351 555409 SH SOLE 0 555409 0 Telefonica, S.A. (tef) COM 879382208 3717610 261803 SH SOLE 0 261803 0 WAL-MART STORES INC (wmt) COM 931142103 3575723 50412 SH SOLE 0 50412 0 Merck & Company Inc. (mrk) COM 58933Y105 3564785 62617 SH SOLE 0 62617 0 TWO HARBORS INVT CORP (two) COM 90187B101 3510558 360427 SH SOLE 0 360427 0 DISCOVER FINANCIAL (dfs) COM 254709108 3459399 60038 SH SOLE 0 60038 0 THE SOUTHERN COMPANY (so) COM 842587107 3364886 80307 SH SOLE 0 80307 0 Apollo Investment Corp (ainv) COM 03761u106 3256579 459968 SH SOLE 0 459968 0 WindStream Corp (win) COM 97382a200 2873705 450424 SH SOLE 0 450424 0 Whitestone REIT (wsr) COM 966084204 2680388 205867 SH SOLE 0 205867 0 KOHLS CORP (kss) COM 500255104 1740314 27796 SH SOLE 0 27796 0 TELEFONICA BRASIL SA SPONSORED ADR (viv) COM 87936R106 1642165 117887 SH SOLE 0 117887 0 ISHARES S&P 500 ETF GROWTH (ivw) ETF 464287309 1229688 10800 SH SOLE 0 10800 0 HEALTH CARE SELECT SPDR (xlv) ETF 81369Y209 1220739 16410 SH SOLE 0 16410 0 iShares Tr MSCI ACWI ETF (acwi) ETF 464288257 1131630 19035 SH SOLE 0 19035 0 ISHARES MSCI ETF EMERGING MARKETS (eem) ETF 464287234 1086974 27435 SH SOLE 0 27435 0 ISHARES ETF NORTH AMERICAN TECH-SO (igv) ETF 464287515 960681 9658 SH SOLE 0 9658 0 IShares S&P Global Telecommunictions (ixp) ETF 464287275 805023 12955 SH SOLE 0 12955 0 ISHARES ETF S&P SMALL CAP 600 VALUE (ijs) ETF 464287879 690073 5860 SH SOLE 0 5860 0 Short S&P500 ProShares (sh) ETF 74347R503 623533 29219 SH SOLE 0 29219 0 Solar Senior Capital Ltd. (suns) COM 83416m105 379196 24045 SH SOLE 0 24045 0 SPDR DOW JONES INDL ETF (dia) ETF 78467X109 243510 1385 SH SOLE 0 1385 0 Babson Cap Global Short Duration (bgh) BOND 05617T100 200198 10035 PRN SOLE 0 10035 0 Pimco High Income Fund (phk) BOND 723456109 190485 19125 PRN SOLE 0 19125 0 Avenue Income Credit Strategies (acp) COM 05358e106 185014 13020 SH SOLE 0 13020 0 Ishares Tr Real Estate (rem) ETF 464288539 179119 16930 SH SOLE 0 16930 0 Eaton Vance Tax-Advantaged FD (exd) COM 27829M103 137643 10670 SH SOLE 0 10670 0 Wells Fargo Adv (ead) COM 94987b105 137075 16575 SH SOLE 0 16575 0 Credit Suisse High Yield Bond Fund (dhy) BOND 22544f103 88171 34175 PRN SOLE 0 34175 0 Kcap Financial Inc. (kcap) COM 500233101 71730 11995 SH SOLE 0 11995 0 Full Circle Cap Corp (full) COM 359671104 60761 17020 SH SOLE 0 17020 0 Bankers Tr Corptr IV Sub (066365bx4) BOND 066365bx4 25513 25000 PRN SOLE 0 25000 0 Qualcomm Inc Fxd Rt (747525ad5) BOND 747525ad5 14989 15000 PRN SOLE 0 15000 0 UQM Technologies Inc. (uqm) COM 903213106 12040 14000 SH SOLE 0 14000 0 Potlatch Corp New GTD (737630AB9) BOND 737630ab9 11300 10000 PRN SOLE 0 10000 0 Manulife Finl Corp Sr (56501RAB2) BOND 56501rab2 11082 10000 PRN SOLE 0 10000 0 Shell International Fin Bv (822582AJ1) BOND 822582aj1 10888 10000 PRN SOLE 0 10000 0 Applied Matls Inc (038222AF2) BOND 038222af2 10688 10000 PRN SOLE 0 10000 0 Golman Sachs Group Inc (38141geu4) BOND 38141gey4 10589 10000 PRN SOLE 0 10000 0 Ebay Inc. 3.25% Due 10/15/20 (278642ac7) BOND 278642ac7 10284 10000 PRN SOLE 0 10000 0 Mississippi Power Co (605417BX1) BOND 605417bx1 10168 10000 PRN SOLE 0 10000 0 Oracle Corp (68389XAQ8) BOND 68389xaq5 10141 10000 PRN SOLE 0 10000 0 General Elec Cap Corp (36966THX3) BOND 36966thx3 10061 10000 PRN SOLE 0 10000 0 BB&T Corp Sr Medium Term Notes (05531fam5) BOND 05531fam5 9944 10000 PRN SOLE 0 10000 0 Clancy Systems Intl (clsi) COM 05617T100 1760 800000 SH SOLE 0 800000 0