UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
Amendment No. 1
(MARK ONE)
For the quarterly period ended
OR
For the transition period from __________________ to __________________
Commission File No.
(Exact name of registrant as specified in its charter)
(State or other jurisdiction of | (I.R.S. Employer |
incorporation or organization) | Identification No.) |
(Address of principal executive offices, zip code)
(Registrant’s telephone number, including area code)
(Former name, former address and former fiscal year, if changed since last report)
Securities registered pursuant to Section 12(b) of the Act: None
Indicate
by check mark whether the issuer (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act
of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has
been subject to such filing requirements for the past 90 days.
Indicate
by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule
405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was
required to submit such files).
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and "emerging growth company" in Rule 12b-2 of the Exchange Act. (check one):
Large accelerated filer | ¨ | Accelerated filer | ¨ . |
¨ | Smaller reporting company | ||
Emerging growth company | |||
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Indicate
by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).
As of November 22, 2023, the date of this filing and July 31, 2023, the date of our Quarterly Report filing, there were
shares of common stock, $0.0001 par value per share, outstanding.1
EXPLANATORY NOTE
Nine Alliance Science & Technology Group (the “Company”) is filing this Amendment No. 1 on Form 10-Q/A (“Amendment”)
to amend its Quarterly Report on Form 10-Q for the quarter ended June 30, 2023(the “Form 10-Q”), which was originally
filed with the Securities and Exchange Commission on July 31, 2023.
This Amendment speaks as of the original filing date and does not reflect events occurring after the filing of the Form 10-Q or modify or update disclosures that may be affected by subsequent events. No revisions are being made to the Company’s financial statements or any other disclosure contained in the Form 10-Q.
ITEM 6. EXHIBITS.
Exhibit Number |
Description | |
31.1* | ||
32.1* |
| |
EX-101.INS | XBRL Instance Document* | |
EX-101.SCH | XBRL Taxonomy Extension Schema Document* | |
EX-101.CAL | XBRL Taxonomy Extension Calculation Linkbase Document* | |
EX-101.DEF | XBRL Taxonomy Extension Definition Linkbase Document* | |
EX-101.LAB | XBRL Taxonomy Extension Labels Linkbase Document* | |
EX-101.PRE | XBRL Taxonomy Extension Presentation Linkbase Document* | |
^ Filed herewith.
* The XBRL related information in Exhibit 101 shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to liability of that section and shall not be incorporated by reference into any filing or other document pursuant to the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such filing or document.
* Previously furnished with our Quarterly Report on Form 10-Q for the quarterly period ended June 30, 2023, as filed on July 31, 2023.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
NINE ALLIANCE SCIENCE & TECHNOLOGY GROUP | ||||
Date: November 24, 2023 | By: | /s/ Joseph Passalaqua | ||
Name: Joseph Passalaqua | ||||
Title: President Chief Executive Officer Chief Financial Officer (Principal Executive and Principal Financial Officer) |