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Filing Detail
Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940[Amend]
SEC Accession No. 0001287032-15-000278
Filing Date
2015-10-02
Accepted
2015-10-01 18:24:30
Documents
38
Filing Date Changed
2015-10-01

Document Format Files

Seq Description Document Type Size
1 40-APP/A a2015_10x02-amendedexempti.htm 40-APP/A 187098
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  Complete submission text file 0001287032-15-000278.txt   9562709
Mailing Address 10 EAST 40TH STREET 44TH FL NEW YORK NY 10016
Business Address 10 EAST 40TH STREET 44TH FL NEW YORK NY 10016 212-448-0702
PROSPECT CAPITAL CORP (Filer) CIK: 0001287032 (see all company filings)

IRS No.: 432048643 | State of Incorp.: MD | Fiscal Year End: 0630
Type: 40-APP/A | Act: 40 | File No.: 812-14464 | Film No.: 151138108

Mailing Address 10 EAST 40TH STREET, 42ND FLOOR NEW YORK NY 10016
Business Address 10 EAST 40TH STREET, 42ND FLOOR NEW YORK NY 10016 212-448-0702
Prospect Capital Management L.P. (Filer) CIK: 0001583920 (see all company filings)

IRS No.: 113716501 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14464-01 | Film No.: 151138109

Mailing Address 10 EAST 40TH ST, 42ND FLOOR NEW YORK NY 10016
Business Address 10 EAST 40TH ST, 42ND FLOOR NEW YORK NY 10016 212-448-0702
Prospect Yield Corporation, LLC (Filer) CIK: 0001623848 (see all company filings)

IRS No.: 471983999 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14464-02 | Film No.: 151138110

Mailing Address 10 EAST 40TH STREET 42ND FLOOR NEW YORK NY 10016
Business Address 10 EAST 40TH STREET 42ND FLOOR NEW YORK NY 10016 2124480702
Prospect Finance Company, LLC (Filer) CIK: 0001634845 (see all company filings)

IRS No.: 472397837 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14464-04 | Film No.: 151138111
SIC: 6199 Finance Services
Assistant Director 7

Mailing Address 10 EAST 40TH STREET 42ND FLOOR NEW YORK NY 10016
Business Address 10 EAST 40TH STREET 42ND FLOOR NEW YORK NY 10016 2124480702
Prospect Realty Income Trust Corp. (Filer) CIK: 0001641124 (see all company filings)

IRS No.: 473871225 | State of Incorp.: MD | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14464-03 | Film No.: 151138112
SIC: 6798 Real Estate Investment Trusts
Assistant Director 8