The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AMTECH SYS INC | COM PAR $0.01N | 032332504 | 3,204 | 600,000 | SH | DFND | 0 | 600,000 | 0 | 0 | |
| AMTECH SYS INC | COM PAR $0.01N | 032332504 | 8,811 | 1,650,000 | SH | OTR | 0 | 0 | 1,650,000 | 0 | |
| ARGAN INC | COM | 04010E109 | 1,258 | 29,257 | SH | DFND | 0 | 29,257 | 0 | 0 | |
| AUTOWEB INC | COM | 05335B100 | 2,856 | 965,000 | SH | DFND | 0 | 965,000 | 0 | 0 | |
| EVOLVING SYS INC | COM NEW | 30049R209 | 2,938 | 1,250,000 | SH | DFND | 0 | 1,250,000 | 0 | 0 | |
| GULF ISLAND FABRICATION INC | COM | 402307102 | 14,925 | 1,500,000 | SH | DFND | 0 | 1,500,000 | 0 | 0 | |